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Compliance Audit, Director, Business Audit

6 - 10 years

0 Lacs

maharashtra

Posted:1 week ago| Platform: Shine logo

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Skills Required

regulatory compliance risk management governance interpersonal skills audit principles acams qualification verbal written communication

Work Mode

On-site

Job Type

Full Time

Job Description

We are looking for a Director to join our team in the Compliance audit team, focusing on Regulatory compliance supporting Banks. As a Director in the Internal Audit Division (IAD), you will play a crucial role in providing an independent and well-informed view of the most important risks facing our Firm. Your responsibilities will include assessing the quality and effectiveness of Morgan Stanley's internal control system, risk management, and governance processes. This position involves inspecting controls in front, middle, and back offices. You will be expected to identify risks and assess the impact on Regulatory Compliance within the Compliance division to prioritize areas of focus. Additionally, you will lead assurance activities, facilitate discussions with stakeholders on risk management, manage multiple deliverables, and provide feedback and training to further develop yourself and your peers. Your role will also involve representing the Compliance audit team by offering regulatory compliance expertise to other business coverage areas. To be successful in this role, you should have at least 6 years of relevant experience and a strong understanding of business lines and key regulations relevant to Global Banks, particularly from US regulators. You should possess knowledge of audit principles, methodology, tools, and processes, as well as the ability to analyze multiple data sources to form a point of view. Strong communication skills, both verbal and written, are essential, along with a commitment to inclusive behaviors. The position offers hybrid working arrangements, with 4 days in the office and flexibility on working hours for time-sensitive matters. You can expect periodic evening calls with US and EMEA internal clients and vendors. At Morgan Stanley, we are dedicated to upholding a high standard of service and excellence, guided by our core values of prioritizing clients, integrity, innovation, diversity, and giving back. We provide a supportive and empowering environment where employees are encouraged to collaborate, think creatively, and grow both personally and professionally. Join us at Morgan Stanley and work alongside talented individuals in a culture that values inclusion, diversity, and continuous development. We offer attractive benefits and opportunities for career advancement for those who demonstrate passion and commitment in their work. To learn more about our global offices, visit https://www.morganstanley.com/about-us/global-offices. Morgan Stanley is an equal opportunities employer that fosters an inclusive environment where individuals can thrive and reach their full potential based on their skills and talents.,

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Morgan Stanley logo
Morgan Stanley

Financial Services

New York NY

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