Compliance Audit, Director, Business Audit Morgan Stanley

6.0 - 10.0 years

0 Lacs

maharashtra

On-site

We are looking for a Director to join our team in the Compliance audit team, focusing on Regulatory compliance supporting Banks. As a Director in the Internal Audit Division (IAD), you will play a crucial role in providing an independent and well-informed view of the most important risks facing our Firm. Your responsibilities will include assessing the quality and effectiveness of Morgan Stanley's internal control system, risk management, and governance processes. This position involves inspecting controls in front, middle, and back offices. You will be expected to identify risks and assess the impact on Regulatory Compliance within the Compliance division to prioritize areas of focus. Additionally, you will lead assurance activities, facilitate discussions with stakeholders on risk management, manage multiple deliverables, and provide feedback and training to further develop yourself and your peers. Your role will also involve representing the Compliance audit team by offering regulatory compliance expertise to other business coverage areas. To be successful in this role, you should have at least 6 years of relevant experience and a strong understanding of business lines and key regulations relevant to Global Banks, particularly from US regulators. You should possess knowledge of audit principles, methodology, tools, and processes, as well as the ability to analyze multiple data sources to form a point of view. Strong communication skills, both verbal and written, are essential, along with a commitment to inclusive behaviors. The position offers hybrid working arrangements, with 4 days in the office and flexibility on working hours for time-sensitive matters. You can expect periodic evening calls with US and EMEA internal clients and vendors. At Morgan Stanley, we are dedicated to upholding a high standard of service and excellence, guided by our core values of prioritizing clients, integrity, innovation, diversity, and giving back. We provide a supportive and empowering environment where employees are encouraged to collaborate, think creatively, and grow both personally and professionally. Join us at Morgan Stanley and work alongside talented individuals in a culture that values inclusion, diversity, and continuous development. We offer attractive benefits and opportunities for career advancement for those who demonstrate passion and commitment in their work. To learn more about our global offices, visit https://www.morganstanley.com/about-us/global-offices. Morgan Stanley is an equal opportunities employer that fosters an inclusive environment where individuals can thrive and reach their full potential based on their skills and talents.,

Posted 1 week ago

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Director, Business Audit Morgan Stanley

6.0 - 10.0 years

0 Lacs

maharashtra

On-site

We are looking for a Director to join our team in the Compliance audit team, focusing on providing coverage for Regulatory compliance supporting Banks. As a Director in the Internal Audit Division (IAD), you will play a crucial role in assessing the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. You will work independently to identify vulnerabilities and provide impactful messages about the most critical risks facing our Firm. Your responsibilities will include identifying risks and impacts to the Regulatory Compliance area within the Compliance division, executing assurance activities to assess risk and control environment, and facilitating conversations with stakeholders on risk management. You will also be managing multiple deliverables in line with team priorities, providing feedback, and participating in training to develop yourself and your peers. To be successful in this role, you should have at least 6 years of relevant experience, a strong understanding of key regulations relevant to Global Banks, and audit principles, methodology, tools, and processes. Additionally, you should possess the ability to analyze data sources, ask meaningful questions, and adapt messaging accordingly. Strong verbal and written communication skills are essential, along with technical expertise in Regulatory compliance and regulatory expectations. This is a hybrid working position with four days in the office, Monday to Friday from 12:00 PM to 9:00 PM India time, with flexibility for time-sensitive matters and periodic evening calls with US and EMEA internal clients and vendors. At Morgan Stanley, we are committed to providing first-class service and maintaining a high standard of excellence. Our values guide our decisions every day, focusing on putting clients first, diversity and inclusion, and giving back to our communities. We offer a supportive and empowering environment where you can work alongside talented individuals and grow in your career. Our diverse workforce is supported with attractive employee benefits and opportunities for career advancement. If you are looking to work in a collaborative and inclusive environment that values your skills and talents, Morgan Stanley is the place for you. Learn more about our global offices at https://www.morganstanley.com/about-us/global-offices. Morgan Stanley is an equal opportunities employer, dedicated to creating a culture of inclusion and supporting individuals to reach their full potential based on their skills and talents.,

Posted 1 week ago

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