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Morgan Stanley
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US Bank Audit, Associate, Business Audit

US Bank Audit, Associate, Business Audit

Morgan Stanley

3 - 7 years

0 Lacs

maharashtra

Posted:5 days ago| Platform: Shine logo

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Skills Required

audit regulatory compliance internal control risk management cpa data analysis interpersonal skills risk assessments control environment assessment governance systems certified internal auditor cia compliance requirements audit principles inclusive behaviors

Work Mode

On-site

Job Type

Full Time

Job Description

As an Associate in the U.S. Banks Audit team at Morgan Stanley, you will be responsible for executing various assurance activities to assess risk and evaluate the control environment for the U.S. Banks. Your role will involve performing assurance activities independently to evaluate the quality and effectiveness of internal controls, risk management, and governance systems. You will work within the Business Audit team, inspecting controls in front, middle, and back offices. Key Responsibilities: - Execute a wide range of assurance and oversight activities to identify and assess risks within your coverage area and form a view on the control environment. - Engage with stakeholders to discuss risks, their impact, and their management in a clear, timely, and structured manner. - Support responses to regulatory requests affecting the U.S. Banks. - Manage multiple deliverables aligned with team priorities. - Develop clear and concise messages regarding risks and business impact within your coverage area. - Solicit and provide feedback and participate in training to enhance your skills and those of your peers. - Collaborate with internal stakeholders to establish effective relationships and achieve team objectives. Qualifications Required: - Minimum of 3 years of relevant internal audit experience, preferably with experience in auditing Bank products and associated regulations. - College degree or equivalent required, CPA and/or Certified Internal Auditor (CIA) certification is a plus. - Foundational knowledge of key compliance requirements driven by regulatory guidelines such as Compliance Heightened Standards and Safety and Soundness requirements. - Strong understanding of audit principles, tools, and processes including risk assessments, planning, testing, reporting, and continuous monitoring. - Ability to analyze multiple data sources to inform decisions. - Strong interpersonal skills, ability to collaborate with stakeholders, and communicate clearly and concisely. - Commitment to inclusive behaviors and willingness to provide and receive feedback for personal development. In addition to the role responsibilities and qualifications, Morgan Stanley is committed to providing a supportive and inclusive environment where all individuals can maximize their full potential. The company values diversity, inclusion, and the well-being of its employees and their families. Employees are encouraged to explore opportunities for career advancement and personal growth within the organization. Please note the working hours for this role are Monday to Friday from 12:00 PM to 9:00 PM India time with flexibility for time-sensitive matters. The role also involves periodic evening calls with US and EMEA Internal Auditors and auditees.,

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Morgan Stanley

Financial Services

New York NY

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US Bank Audit, Associate, Business Audit