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Team Lead - Legal and Compliance

Team Lead - Legal and Compliance

12 - 15 years

|

8 - 14 Lacs

Mumbai Maharashtra India

Posted:2 days ago| Platform: Foundit logo

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Skills Required

Legal and Compliance sebi regulations Compliance Internal Governance negotiating legal agreements

Work Mode

On-site

Job Type

Full Time

Job Description

Key Responsibilities:

Monitoring and ensuring full adherence to SEBI and other statutory regulatory frameworks.
Drafting, reviewing, and negotiating legal agreements and business contracts.
Managing litigation and regulatory responses in coordination with external counsels.
Designing and implementing internal policies exceeding minimum compliance thresholds.
Conducting regular audits and generating reports for internal and regulatory stakeholders.
Leading compliance risk assessments and mitigation strategies in collaboration with the risk team.
Driving compliance awareness across the organization through training and engagement.
Leading a team to ensure seamless legal and compliance operations.

Educational Qualifications and Experience:

Candidates must be qualified Company Secretary (CS).
LL.B. is ideal; CA or B.Com is an added advantage.
12-15 years of experience in legal and compliance roles, preferably within mutual fund companies or broking houses.
Strong expertise in SEBI regulations, compliance, internal governance, and policy implementation.
A proactive leader with strong interpersonal skills and business acumen.

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