Securities & Derivatives Intmd

The Securities & Derivatives Sr Supervisor role involves providing leadership to a team in processing orders and transactions related to trading desks and branch offices. The primary objective is to ensure the smooth delivery of securities and derivatives transactions. Responsibilities: - Resolve settlement issues and act as a subject matter expert in interpreting policies and guidelines, escalating complex issues when necessary - Analyze data using appropriate tools to recommend process improvements to senior management - Utilize knowledge of securities and derivatives settlement activities to interpret data, prepare reports, and present findings to management - Identify policy gaps and create policies to streamline work processes - Assist in implementing projects, including initiatives to enhance trade flow processes - Analyze data to suggest new products, services, and platform upgrades - Provide informal guidance and on-the-job training to new team members - Monitor and provide solutions to minimize risk to the bank, ensuring compliance with audit and control policies - Assess risk in business decisions with a focus on protecting the firm's reputation and assets, complying with laws and regulations, and upholding ethical standards - Supervise the activities of others and enforce accountability for maintaining standards Qualifications: - 2-5 years of relevant experience - Prior experience in people management - Strong written and verbal communication skills Education: - Bachelor's Degree/University degree or equivalent experience Note: This job description offers a brief overview of the typical tasks involved. Additional job-related duties may be assigned as needed.,