35 Regulatory Norms Jobs - Page 2

You will be responsible for client audit engagements in the banking and capital markets sector, including planning, executing, directing, and completing business/financial audits. Your role will involve having a good understanding of business and operational processes related to banking and capital markets, reviewing various processes such as trade booking, middle-office & back-office processes, and focusing on Corporate & Investment Banking, Trade Services, and Securities Business. You must possess experience in Banking operations and a solid knowledge of regulations impacting capital markets such as DFA, EMIR, etc. A strong understanding of risk management principles and internal control s...

As a member of our team, you will be responsible for client audit engagements within the banking and capital markets sector. Your role will involve planning, executing, directing, and completing business and financial audits. You will need to have a good understanding of business processes and operational processes related to banking, including desk reviews, trade booking, middle-office, and back-office processes. Experience in banking operations with a focus on Corporate & Investment Banking, Trade Services, and Securities Business will be essential. You should also have knowledge about various regulations impacting capital markets such as DFA and EMIR. A strong understanding of risk manage...

As an intern at Zavo, your day-to-day responsibilities will include actively identifying and reaching out to lending institutions (NBFCs, banks, digital lenders) and potential strategic partners to introduce Zavo's products and services. You will support the sales team in pipeline generation, initial qualification of leads, and scheduling product demos. Additionally, you will participate in product presentations and discussions with lenders, and assist in preparing customized pitch decks. Your role will also involve maintaining and updating CRM records, tracking outreach status, and documenting client feedback. You will be expected to conduct market research on lending trends, key players, a...

The role of this position is to drive standardization & continuous improvement in TCF, while maintaining in-process quality to ensure that the product quality meets the engineering specifications of TCF as set by the Quality Standards within the organization. As part of the job responsibilities, you will be interacting with various internal stakeholders including PPC for daily product mix requirements and inspection clearance reports, HR & Admin for HR policies, training, manpower requirements, and rewards & recognition, TS for issues related to processes and implementing process failure modes and actions, ERC for design change requests and receiving DML and product standards, P&SQ for inspe...

As a Financial Accounting professional specializing in Capital & Statistical Reporting, your role at Capco, a global technology and management consulting firm, will be integral to the preparation and submission of crucial reports in compliance with regulatory guidelines. You will be expected to have a strong knowledge of various regulatory norms such as Basel 3, PRA, ECB, Fed, HKMA, and MAS, particularly related to COREP and statistical reporting requirements. Collaboration with multiple stakeholders including Risk Management, Treasury, and Financial Reporting teams will be essential to gather the necessary data for reporting purposes. Your responsibilities will also include working on autom...

As an employability-tech startup dedicated to empowering India's youth by bridging the gap between academic learning and industry requirements, Early Skills offers job-oriented training programs in BFSI, logistics, and other high-demand sectors through collaborations with leading companies and educational institutions. We are currently looking for an experienced and enthusiastic BFSI trainer to conduct high-quality, interactive, and practical training sessions for our banking aspirants. The primary responsibility of the trainer will be to provide learners with the necessary domain knowledge, functional skills, and industry insights to prepare them for employment and succeed in interviews at ...

You will play a vital role as an Assistant Manager in Clearing & Settlement at MCXCCL, located in Mumbai. To qualify for this position, you should hold an MBA in finance/ CA/ Inter CA with a minimum of 5-7 years of experience. Your primary responsibilities will include executing and overseeing the day-to-day operations of Clearing and Settlement. You will be required to liaise with members, banks, custodians, and vendors as necessary. Ensuring compliance with regulatory norms, Clearing Corporation regulations, and operational guidelines will be crucial. Additionally, you will be responsible for executing activities according to circulars, schedules, and checklists, as well as preparing, veri...

We are seeking a dynamic and result-oriented Branch Manager to lead our branches in Delhi, Amritsar, Chandigarh, Gujarat, and Lucknow. The ideal candidate should have a proven track record in mutual fund distribution, strong team management capabilities, and the ability to drive sales performance while ensuring compliance and client satisfaction. Key Responsibilities: - Drive mutual fund sales through direct and channel partner networks. - Manage branch operations and ensure the smooth execution of business processes. - Lead, mentor, and manage a team of Relationship Managers/Advisors. - Develop and implement local marketing strategies to enhance client acquisition. - Ensure high levels of c...

Job Description Domain (BFSI) Trainer Location: Hyderabad / Bangalore Mode: In-Person (Offline Training at Colleges) Company: TechnoGen India Pvt Ltd Years of Experience :4-15 Years About the Program: TechnoGen India Pvt Ltd, in collaboration with the BFSI Sector Skill Council , is delivering an industry-ready training program to final year B.Tech and Degree students across ~ 40 colleges in Hyderabad and Bangalore. The objective is to provide job-oriented skills in Banking, Financial Services, and Insurance (BFSI) through real-world case studies and experiential learning. * Bonus : Travel Allowances will be provided to the trainers for visiting college campuses.* Role: We are looking for exp...

Dear Candidates, We have urgent opening for Account Manager with a known logistic client in Bhiwandi Role & responsibilities Manage end-to-end warehouse operations (inbound, storage, outbound). Ensure adherence to SLAs, KPIs, and client expectations. Act as the single point of contact for client account management. Maintain accurate inventory through regular audits and cycle counts. Lead and manage warehouse staff; ensure productivity and compliance. Monitor operational costs and drive cost optimization initiatives. Ensure safety, hygiene, and compliance with regulatory norms. Prepare and share operational reports with clients and internal teams. Use WMS and other tools for real-time invento...