126 Regulatory Environment Jobs - Page 3

Position Overview Job Title: Sales Coverage Support, AVP Location: Mumbai, India Role Description Within PB, the client service team plays a constructive role in partnering with coverage in driving Key Business initiatives and RTB (Run the business) activities. Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards; also involving front-to-back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators. The successful candidate will participate in and perform full spectrum of support activities for PB EM client service including collating, prepari...

As a Safety Officer in the Supply and Distribution Terminal Operations business located in Rajkot, your role involves maintaining the best Health, Safety, Security, and Environment (HSSE) practices. You will assist in implementing the company's overall HSSE Commitment and policy to prevent accidents and incidents that pose potential risks to the business. Your responsibilities include creating and sustaining HSSE awareness among all personnel at various locations. Key Responsibilities: - Monitor and compare costs with budgeted expenditure for planning and controlling safety and security budget utilization - Ensure compliance with HSEF procedures and best practices through auditing at differe...

As a Safety Role in Supply and Distribution Terminal Operations business, your role involves maintaining the best HSSE practices and implementing the company's HSSE Commitment and policy. Your responsibilities include preventing accidents and incidents, creating awareness about Health, Safety, Security, and Environment among all personnel. Some of your key responsibilities are: - Monitoring and comparing costs with budgeted expenditure for planning and controlling safety and security budget - Ensuring compliance with HSEF procedures and best practices through auditing - Coordinating location-wise audit schedule and internal audits - Generating audit reports and circulating them to all stakeh...

As an AVP Assurance Law, Rules Regulation at Barclays, you will play a crucial role in maintaining a robust control environment by providing independent assurance on control processes and advising on improvements to enhance the efficiency and effectiveness of the bank's internal controls framework. Your responsibilities will include collaborating across the bank, developing test plans, communicating key findings, and contributing to the development of a knowledge center. **Role Overview:** You will partner with the bank to ensure a satisfactory control environment by conducting ad-hoc assessments and testing on the internal controls. Your role will involve identifying weaknesses, communicati...

As an International Account Manager, your role will involve building strong client relationships, driving revenue growth, and ensuring long-term client success. You will be responsible for cross-selling and closing high-value deals with clients, focusing on meeting both client needs and company goals. Additionally, you will coordinate with stakeholders, provide performance reports, and support cross-department collaboration. Your strategic partnerships with key industry players will help grow the business, expand reach, and stay competitive. Your leadership skills will be vital as you lead and mentor high-performing sales/account teams, manage performance, provide feedback, and foster a grow...

Role Overview: As the Director Risk & Control at Standard Chartered, you will be responsible for managing end-to-end process risks for processes in the combined/single Process Universe for Corporate, Commercial, and Institutional Banking Client Coverage. Your role involves overseeing the execution of Country processes in line with global standards set by the Global Process Owners and Policy Owners. You will ensure the effective implementation of the Operational Risk Framework under the Enterprise Risk Management Framework and maintain process controls and governance within the country. Key Responsibilities: - **Strategy:** - Act as the Country Process owner for designated processes, managing...

As a Compliance Testing Manager, you will play a crucial role in conducting Compliance reviews for Banks functions and new products to ensure adherence to regulatory norms. Your responsibilities will include: - Assisting in the preparation of the Compliance Review plan to be presented to the Board. - Developing and updating Compliance review checklists in alignment with regulatory guidelines and internal policies. - Conducting field work and ensuring timely completion of reviews. - Drafting Compliance Review reports and engaging with relevant stakeholders for discussion. - Compiling responses from stakeholders and finalizing Compliance Review Reports. - Maintaining comprehensive documentatio...

Role Overview: You will be responsible for leveraging your strong proficiency in SQL and experience with data visualization tools such as Power BI and Sigma to analyze and present complex healthcare data effectively. Your role will involve utilizing Snowflake and DBT for managing and analyzing large datasets within the healthcare domain. Additionally, you will need a basic knowledge of Python for data analysis tasks, including data manipulation and automation of routine tasks. Your excellent analytical and problem-solving skills will be crucial in identifying trends and patterns in healthcare data. Key Responsibilities: - Partner with Product Owners, Product Managers, and the Director of DI ...

Role Overview: You will be a Vice President in the Asset & Liability Management (ALM) function within Treasury at Deutsche Bank, based in Mumbai. Your primary responsibility will be managing the interest rate risk in the banking book (IRRBB). You will work on developing and implementing quantitative models to measure risk across a diverse portfolio, recommending and executing hedging and optimization strategies, and liaising with various teams to ensure regulatory compliance and risk management decisions. Key Responsibilities: - Identify, measure, and monitor structural risk in the Banking book (IRRBB, CSRBB) impacting both capital and earnings of the bank. - Risk Representation: - Identify,...

Role Overview: You will be responsible for supporting stakeholders during early hours to ensure greater collaboration and alignment with Asia Pacific region markets. Additionally, you will deliver services through a structured project management approach with appropriate documentation and communication throughout the delivery of services. Your services will include but not be limited to: - Resource planning and deployment (Territory Design, Segmentation, targeting, call plan management) - Field Performance excellence (goal setting, incentive design & modelling, Incentive operations and reporting) - CRM & data quality support - Field Excellence reporting and insights - Support in creating and...

Role Overview: As a GLP-Quality Assurance Personnel at Syngene International Limited, Bengaluru, you will play a crucial role in contributing to the GLP Quality Assurance Unit. Your primary responsibility will be to ensure compliance with OECD principles of Good Laboratory Practices (GLP), as well as ICH and WHO-GCLP guidelines. You will be tasked with handling inspections and audits, managing QMS activities such as change controls, deviations, and CAPA, and reviewing SOPs and study plans. Your core purpose in this role is to align laboratory practices with GLP guidelines to uphold the integrity and reliability of non-clinical safety and clinical studies. Furthermore, you will work in a regu...

Role Overview: As a Counsel III at our organization, you will play an intermediate-level role by providing legal guidance and thought leadership to the Business. Your primary responsibility will be to offer legal support, advice, and guidance to the Business. We are seeking a pragmatic and proactive attorney with a solid understanding of the Business and a strong grasp of the laws and regulations relevant to our operating geographies. Your role will involve contributing to strategic decisions and developing proactive, risk-appropriate, and commercially practical business-oriented solutions. Key Responsibilities: - Provide legal counsel to the Business - Participate in strategic initiatives -...

As an Assistant Vice President- Operational Resilience in HSBC, your role is crucial in ensuring that appropriate controls are implemented and monitored within Wholesale Banking to operate within agreed business risk appetite and regulatory requirements. Your responsibilities include: - Proactively identifying and overseeing financial and non-financial risks related to Wholesale Banking IBS and promoting a balanced risk culture - Supporting compliance of Resilience Risk Management initiatives across HBEU BSOs within WSB - Working closely with Regional/Country stakeholders to protect customer and employee data and ensure compliance with Global Regulations - Operating effectively across a matr...

Role Overview: You will be part of the Asset & Liability Management (ALM) function within Treasury at Deutsche Bank, located in Mumbai, India. Your main responsibility will be managing the interest rate risk in the banking book (IRRBB), which involves developing, parameterizing, and implementing quantitative models to measure risk across a diverse portfolio. You will also be involved in recommending and executing hedging and optimization strategies, acting as an intermediary between treasury, business units, and central functions like Market Risk Management. Key Responsibilities: - Manage risk in the Banking Book by monitoring and managing structural linear and non-linear risk in the banking...

As a Senior Associate within Internal Audit services at PwC, you will have the opportunity to gain insights into an organization's objectives, regulatory environment, and risk management practices. Your role will involve working as part of a team to address complex business issues while adding value to the organization. By focusing on areas like culture, behaviors, and controls, you will help organizations improve and embed effective risk management practices. **Key Responsibilities:** - Invite and provide constructive feedback in real-time - Collaborate effectively with team members - Identify opportunities for improvement and make recommendations - Analyze and manage data responsibly - Sta...

As a Chartered Accountant with 2 to 3 years of experience in US-based internal audit, SOX advisory, financial controls, contract compliance, and credit reviews, you will frequently work with US engagement teams, a client's internal audit function, chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Your responsibilities will include identifying and prioritizing risk, leveraging process and controls to reduce risk exposure, creating/reviewing narratives or flowcharts for a process, identifying and reviewing all risks and controls for a process as needed, and using problem-solving and critical thinking skills to q...

As a member of the Infrastructure and Climate Advisory (ICA) team at KGS, you will play a crucial role in driving progress and change within the organization. Your responsibilities will include: - Working as part of a multidisciplinary team across various industries to assist public and private sector organizations in achieving their desired outcomes in infrastructure projects. - Collaborating with clients to develop a better understanding of policy and regulatory environments, business risks, and providing strategic advice on complex infrastructure and capital projects. - Engaging with a diverse range of clientele, including public sector entities, infrastructure owners, project developers,...

The Compliance Testing Manager will be responsible for conducting Compliance reviews of Banks functions and new products to provide reasonable assurance to the Management regarding compliance with regulatory norms. This includes assisting in the preparation of Compliance Review plans, updating Compliance review checklists, and ensuring that reviews are completed within prescribed timelines. The incumbent will be required to prepare Draft Compliance Review reports, discuss them with relevant stakeholders, and obtain responses for the preparation of Final Compliance Review Reports. Proper documentation and working papers must be maintained for all compliance reviews conducted, including the pr...

As Vice President, Controls Business Partner at Barclays, you will have the responsibility of assessing the integrity and effectiveness of the bank's internal control framework to support the mitigation of risk and protection of operational, financial, and reputational risk. Your role will involve driving high-quality risk management aligned with strategy, regulation, Group frameworks, policies, and standards to strengthen the control environment and culture continuously. You will provide input, challenge, and risk management expertise across Product, Process, Service, and Control landscape, ensuring effective implementation and management of Enterprise Risk management frameworks. To excel i...

You are an Audit Experienced Associate (EBP) with 1-3 years of experience joining Sikich, a global company specializing in technology-enabled professional services. Your role involves overseeing and executing financial statement audits to ensure compliance with US GAAP. Experience in US GAAP general accounting and financial statement review is preferred. Your responsibilities include working on various auditing projects, coordinating client interactions, running multiple engagements simultaneously, and servicing a variety of EBP clients in a dynamic work environment. You will also supervise audit associates and interns, identify potential issues for audit efficiencies, consult with US Leader...

As a global contract research organization devoted to scientific excellence and backed by extensive clinical development expertise, Fortrea offers a diverse array of clinical development, patient access, and technology solutions to clients in the pharmaceutical, biotechnology, and medical device industries across over 20 therapeutic areas. Operating in approximately 100 countries, Fortrea is dedicated to revolutionizing drug and device development worldwide. Your responsibilities will include adhering to departmental Standard Operating Procedures and Work Instructions, completing mandatory trainings within specified deadlines, managing controlled documents for accessibility, tracking and rep...

As an Assistant Vice President at Barclays Internal Audit (BIA) in Mumbai, you will support the Audit Lead in the execution of regulatory-driven audits to ensure timely and efficient delivery of audit results. In this role, you will collaborate on audit reviews and provide guidance to junior team members. To be successful in this role, you should have at least 5 years of experience in Global Markets and/or Corporate Banking business. Additionally, experience in audit and business monitoring, particularly in areas such as financial crime, operational risks, technology, and cybersecurity, is essential. A good understanding of the regulatory and compliance environment in India, with knowledge o...

As a Product Planning/ Product Strategy professional in the Automotive Industry, you will be responsible for various key tasks. This includes preparing new product proposals by identifying opportunities across different segments and presenting them to senior management. Your role will involve a detailed analysis of the economic environment, regulatory landscape, competition, customer preferences, as well as the current and future situation of the company. Additionally, you will be involved in the preparation of new product concepts and model planning. It will be crucial to conduct thorough market sales trend and technology trend studies, encompassing both current and future market scenarios,...

A career within Internal Audit services will provide you with an opportunity to gain an understanding of an organisation's objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. The focus is on helping organisations delve deeper and gain further insights, considering areas like culture and behaviours to enhance and embed controls. The primary aim is to address the right risks and ultimately add value to the organisation. To stand out and be prepared for the future in a constantly evolving world, each individual at PwC needs to be a purpose-led and values-driven leader at every level. The PwC Professional, the global leadership developmen...

Administration, NCT Position Overview Job Title: Administration, NCT Location: Mumbai, India Role Description Within PB, the client service team plays a constructive role in partnering with coverage in driving Key Business initiatives and RTB (Run the business) activities. Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards also involving front-to-back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators. The successful candidate will engage in comprehensive support activities for PB EM client services. This includes collating, preparing,...