91 Regulatory Environment Jobs

Role Overview: As an Administration, NCT within PB in Mumbai, India, you will play a key role in partnering with coverage to drive key business initiatives and RTB activities. Your function will ensure adherence to risk & control governance framework in line with regulatory requirements, internal policies, and audit standards. You will engage in comprehensive support activities for PB EM client services, including collating, preparing, and reviewing reports, and ensuring accurate submissions are verified and delivered promptly. Key Responsibilities: - Managing travel bookings with the travel agent (BCD) for staff traveling on business - DBlist recertification - Accessio / ACL access raising ...

As an integral part of the high-performing team at INGOT, you will not just occupy a role but thrive in it. Your alignment with the company's core values of High Ethics, Commitment, and Innovation is crucial for driving business growth and success. Your contributions will matter, and you will have the opportunity to make a significant impact on our mission. **Main Activities And Responsibilities:** - Develop and implement strategic plans to achieve business objectives, increase market penetration, and maximize profitability in your country/region. - Oversee daily operations, ensuring efficient and effective practices in line with corporate policies and standards. - Ensure compliance with all...

As an Assurance Experienced Associate (EBP) at Sikich, you will play a crucial role in overseeing and executing financial statement audits to ensure compliance with US GAAP. Your experience in US GAAP general accounting and financial statement review will be valuable in this position. **Key Responsibilities:** - Work on a variety of different auditing projects - Coordinate daily client interactions and ensure efficient information flow from the US teams for timely task completion - Simultaneously manage multiple engagements of varying size and complexity - Excel in a dynamic work environment servicing a variety of EBP clients - Demonstrate a working knowledge of the regulatory environment su...

As a Compliance and Operational Risk Control expert at UBS, your role involves: You will be acting as a subject-matter expert in compliance and operational risk control across all business divisions to support in risk management. Your responsibilities will include conducting and documenting monitoring reviews to assess compliance with regulations and internal communication policies. You will ensure well-designed and effective risk frameworks, delivering independent risk assessments and reports for a clear understanding of the risk profile. Additionally, you will be reviewing employee communications, analyzing suspicious activities, and escalating cases for further review. Thoroughly investig...

As an Associate Director at KPMG in India, you will be responsible for providing tax & regulatory advice on M&A transactions and re-structuring. Your key responsibilities will include: - Having a good working knowledge of Corporate tax regulations relating to M&A, Exchange Control Regulations, SEBI Regulations, and stamp duty regulations - Keeping up-to-date on developments in tax and regulatory space such as FEMA, SEBI, and Corporate Laws - Providing M&A tax advisory services and PE tax strategies - Leading multiple complex tax engagements, planning, and day-to-day delivery - Building & nurturing effective working relationships with internal & external stakeholders, including tax authoritie...

You have the exciting opportunity to join the Model Risk and Governance Group (MRGR) as a Model Risk Management - Policy Practice and Governance Associate. In this role, you will partner with the Business to provide a comprehensive view and ensure models are used appropriately in the business context. - Manage multiple governance projects and tasks simultaneously, being flexible to work outside of the defined position as needed. - Communicate and manage project expectations to program managers, sponsors, team members, and other stakeholders in a clear and concise fashion. - Participate in process (re)engineering initiatives to achieve operational excellence. - Update MRGR governing policy an...

Role Overview: As a dynamic VP Loan Operations at Lorien Finance, you will be responsible for leading and growing the loan business across India. You will oversee the end-to-end business operations, including customer acquisition, disbursement, managing P&L, and scaling operations. The ideal candidate will have a mix of experience in fintech, lending, growth, and operational leadership. Key Responsibilities: - Business Strategy & P&L Ownership - Own and execute the India loan operations strategy aligned with global business goals. - Drive P&L ownership, optimize unit economics, and manage financial performance. - Lead annual business planning, forecasting, and budgeting. - Sales Funnel Optim...

As part of bp, a leading energy company, you will play a crucial role in the People, Culture & Communications (PC&C) function, which aims to create a diverse, inclusive, and customer-focused culture. Your responsibilities will include: - Daily monitoring of inbound integration and associated error reports. - Providing documentation and knowledge sharing to meet audit requirements. - Offering direction and solutions for problem identification and resolution. - Serving as an escalation point between vendor partners and bp for process issue resolution. - Collaborating with product owners to resolve integration failures and identify IT/Solutions issues. To excel in this role, you should meet the...

Position Overview Job Title: Administration, NCT Location: Mumbai, India Role Description Within PB, the client service team plays a constructive role in partnering with coverage in driving Key Business initiatives and RTB (Run the business) activities. Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards; also involving front-to-back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators. The successful candidate will engage in comprehensive support activities for PB EM client services. This includes collating, preparing, and reviewing repo...

As an Assistant to the Vice President - Operations, your role will involve assisting in implementing the operations plan to support business initiatives and driving the regional operations strategy. Your main priorities will include: - Contributing to business growth by exploring cross-sell opportunities, lead generation, and conversion - Converting the Branch OPS Group into a revenue generation team - Leading the national operations department for new business processing - Providing leadership in achieving business goals through customer service processes and back office functions - Ensuring compliance with statutory and regulatory requirements - Establishing mechanisms for monitoring, asse...

Role Overview: As a Service Delivery Operations Analyst at Accenture, your primary responsibility will be to analyze and solve lower-complexity problems related to Client On-boarding, Account Maintenance, Customer Identification Program (CIP), and Know Your Customer (KYC) processes. Your daily interactions will mostly be with peers within Accenture, and you will update supervisors on your progress. While you may have limited exposure to clients and/or Accenture management, you will receive moderate-level instructions for daily tasks and detailed guidance for new assignments. Your decisions will impact your own work and may also influence the work of others. As an individual contributor withi...

Role Overview: As a member of the WM IT DCIO team at BNP Paribas Wealth Management Investment Solution Hub (WMIS Hub), your main responsibility will be to work on WM Data Governance workstreams such as Data Quality, Data literacy, Data Lineage/Architecture, Data Privacy by Design, and Data Protection. You will support the development and testing of software/applications for Data Management. Your role will complement the Chief Data Office (CDO) within the Wealth Management IT organization. Key Responsibilities: - Work closely with WM IT DCIO team to execute Data Governance Implementation across Data Initiatives like RAMI (Data Retention), Data Privacy by Design, and Data Quality. - Create and...

As a Field Medical Excellence Operations Senior Manager at Amgen, you will be responsible for the strategic development, execution, and implementation of operational capabilities supporting the Field Medical Excellence team. Your role will involve driving operational excellence, performance management, CRM platform delivery, analytics enablement, and digital innovation to ensure alignment with Amgen's global medical strategy. Your impact will be in enabling standardized, optimized, and compliant operations that support field team effectiveness across regions. **Roles and Responsibilities:** - Lead and mentor the Field Medical Systems and Operations team in India, fostering a high-performing,...

Role Overview: As the Non-Financial Risk (NFR) - Investment Bank Business Line Operational Risk Manager at Deutsche Bank in Mumbai, India, you will primarily focus on Information Security related operational risk management from a second-line perspective. Your role will involve engaging in activities related to various operational risk aspects within the non-financial risk management framework, with a specific emphasis on the bank's Information Security objectives. Your experience in this area will be crucial as you collaborate with stakeholders on key deliverables, ensuring both outcomes and processes are addressed effectively. Key Responsibilities: - Collaborate closely with a team within ...

As an Analyst at Ameriprise India LLP, your role will involve supporting supervision functions of client-facing documents, communications, and investment products to ensure compliance with regulatory requirements. You will be responsible for identifying potential irregularities/red flags while maintaining agreed service levels and commitments. Key Responsibilities: - Provide support to Registered Principals and Supervision leaders in conducting supervision by analyzing documents and processes, performing data aggregation, reporting, and similar activities. - Complete required tasks within pre-defined Service Level Agreements (SLAs) while maintaining quality parameters. - Help identify effici...

Position Overview Job Title: Sales Coverage Support, AVP Location: Mumbai, India Role Description Within PB, the client service team plays a constructive role in partnering with coverage in driving Key Business initiatives and RTB (Run the business) activities. Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards; also involving front-to-back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators. The successful candidate will participate in and perform full spectrum of support activities for PB EM client service including collating, prepari...

As a Safety Officer in the Supply and Distribution Terminal Operations business located in Rajkot, your role involves maintaining the best Health, Safety, Security, and Environment (HSSE) practices. You will assist in implementing the company's overall HSSE Commitment and policy to prevent accidents and incidents that pose potential risks to the business. Your responsibilities include creating and sustaining HSSE awareness among all personnel at various locations. Key Responsibilities: - Monitor and compare costs with budgeted expenditure for planning and controlling safety and security budget utilization - Ensure compliance with HSEF procedures and best practices through auditing at differe...

As a Safety Role in Supply and Distribution Terminal Operations business, your role involves maintaining the best HSSE practices and implementing the company's HSSE Commitment and policy. Your responsibilities include preventing accidents and incidents, creating awareness about Health, Safety, Security, and Environment among all personnel. Some of your key responsibilities are: - Monitoring and comparing costs with budgeted expenditure for planning and controlling safety and security budget - Ensuring compliance with HSEF procedures and best practices through auditing - Coordinating location-wise audit schedule and internal audits - Generating audit reports and circulating them to all stakeh...

As an AVP Assurance Law, Rules Regulation at Barclays, you will play a crucial role in maintaining a robust control environment by providing independent assurance on control processes and advising on improvements to enhance the efficiency and effectiveness of the bank's internal controls framework. Your responsibilities will include collaborating across the bank, developing test plans, communicating key findings, and contributing to the development of a knowledge center. **Role Overview:** You will partner with the bank to ensure a satisfactory control environment by conducting ad-hoc assessments and testing on the internal controls. Your role will involve identifying weaknesses, communicati...

As an International Account Manager, your role will involve building strong client relationships, driving revenue growth, and ensuring long-term client success. You will be responsible for cross-selling and closing high-value deals with clients, focusing on meeting both client needs and company goals. Additionally, you will coordinate with stakeholders, provide performance reports, and support cross-department collaboration. Your strategic partnerships with key industry players will help grow the business, expand reach, and stay competitive. Your leadership skills will be vital as you lead and mentor high-performing sales/account teams, manage performance, provide feedback, and foster a grow...

Role Overview: As the Director Risk & Control at Standard Chartered, you will be responsible for managing end-to-end process risks for processes in the combined/single Process Universe for Corporate, Commercial, and Institutional Banking Client Coverage. Your role involves overseeing the execution of Country processes in line with global standards set by the Global Process Owners and Policy Owners. You will ensure the effective implementation of the Operational Risk Framework under the Enterprise Risk Management Framework and maintain process controls and governance within the country. Key Responsibilities: - **Strategy:** - Act as the Country Process owner for designated processes, managing...

As a Compliance Testing Manager, you will play a crucial role in conducting Compliance reviews for Banks functions and new products to ensure adherence to regulatory norms. Your responsibilities will include: - Assisting in the preparation of the Compliance Review plan to be presented to the Board. - Developing and updating Compliance review checklists in alignment with regulatory guidelines and internal policies. - Conducting field work and ensuring timely completion of reviews. - Drafting Compliance Review reports and engaging with relevant stakeholders for discussion. - Compiling responses from stakeholders and finalizing Compliance Review Reports. - Maintaining comprehensive documentatio...

Role Overview: You will be responsible for leveraging your strong proficiency in SQL and experience with data visualization tools such as Power BI and Sigma to analyze and present complex healthcare data effectively. Your role will involve utilizing Snowflake and DBT for managing and analyzing large datasets within the healthcare domain. Additionally, you will need a basic knowledge of Python for data analysis tasks, including data manipulation and automation of routine tasks. Your excellent analytical and problem-solving skills will be crucial in identifying trends and patterns in healthcare data. Key Responsibilities: - Partner with Product Owners, Product Managers, and the Director of DI ...

Role Overview: You will be a Vice President in the Asset & Liability Management (ALM) function within Treasury at Deutsche Bank, based in Mumbai. Your primary responsibility will be managing the interest rate risk in the banking book (IRRBB). You will work on developing and implementing quantitative models to measure risk across a diverse portfolio, recommending and executing hedging and optimization strategies, and liaising with various teams to ensure regulatory compliance and risk management decisions. Key Responsibilities: - Identify, measure, and monitor structural risk in the Banking book (IRRBB, CSRBB) impacting both capital and earnings of the bank. - Risk Representation: - Identify,...

Role Overview: You will be responsible for supporting stakeholders during early hours to ensure greater collaboration and alignment with Asia Pacific region markets. Additionally, you will deliver services through a structured project management approach with appropriate documentation and communication throughout the delivery of services. Your services will include but not be limited to: - Resource planning and deployment (Territory Design, Segmentation, targeting, call plan management) - Field Performance excellence (goal setting, incentive design & modelling, Incentive operations and reporting) - CRM & data quality support - Field Excellence reporting and insights - Support in creating and...