126 Regulatory Environment Jobs

Role Overview: You will be responsible for supporting stakeholders during early hours to ensure greater collaboration and alignment with Asia Pacific region markets. Additionally, you will deliver services through a structured project management approach with appropriate documentation and communication throughout the delivery of services. Your services will include resource planning and deployment, field performance excellence, CRM & data quality support, field excellence reporting and insights, creating and maintaining standard operating procedures (SOPs), developing and maintaining knowledge repositories, supporting team leaders in on-boarding new associates, participating in knowledge sha...

As an Assistant Vice President- Operational Resilience at HSBC, you will be a key player in ensuring the Wholesale Banking Control Office operates within the agreed business risk appetite and regulatory requirements. Your role will involve proactively identifying and overseeing financial and non-financial risks related to Wholesale Banking IBS. You will work closely with the Chief Control Officer Wholesale Banking, making independent decisions and recommendations to senior management. Key Responsibilities: - Support ongoing compliance of Resilience Risk Management initiatives across HBEU BSOs within WSB - Play a crucial role in the HSBC Group's strategy for Digital Transformation and Digital...

As a Controls Utility Testing professional at LSEG, your role will involve developing detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the Groups control framework. This will help mitigate potential risks and issues, prioritised by severity to prevent disruptions in operations, potential losses, and reputational impact. Your experience in working in a risk, control, or audit function will be valuable in this role. Additionally, your strong report writing skills and project management skills will contribute to the success of the testing process. Key Responsibilities: - Development of detailed test plans and procedures - Identifica...

Role Overview: As a DPM Portfolio Manager, VP at Deutsche Bank in Mumbai, India, you will be an essential part of the discretionary portfolio management (DPM) team. Your role will involve assisting the Sales, Structuring, and Product Management teams in delivering financial products and services to clients. You will be responsible for conducting product selection, specifically choosing investment opportunities aligned with market events and customer trends. Additionally, you will promote and explain the characteristics of products to Sales and the bank's clients, collaborating with non-client facing product management roles as necessary. Your responsibilities will include organizing meetings...

Role Overview: At PwC, the focus in data and analytics is on leveraging data to drive insights and make informed business decisions. As a data analysis professional at PwC, your role will involve utilizing advanced analytics techniques to extract insights from large datasets and drive data-driven decision-making. You will be responsible for utilizing skills in data manipulation, visualization, and statistical modeling to support clients in solving complex business problems. Additionally, your role will involve building meaningful client connections, managing and inspiring others, and deepening your technical expertise and awareness of your strengths. Key Responsibilities: - Use feedback and ...

**Job Description:** At bp, your role within the People, Culture & Communications (PC&C) function involves contributing to the development of a diverse and inclusive culture where everyone can thrive. The PC&C function is currently undergoing a major transformation to enhance competitiveness, responsiveness, and customer focus. As part of this journey, you will have the opportunity to shape a fast-moving PC&C function in key locations like India, Hungary, Malaysia, and Brazil. **Key Responsibilities:** - **Collaboration:** Foster relationships with PC&C partnering and CoE VPs and their teams to ensure seamless integration of solutions/products across the function. - **Business Acumen:** Unde...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions We are currently seeking an experienced professional to join our team in the role of Vice President Finance Operations . Principal Responsibilities The incumbent will be responsible for managing the Reporting operations (IFRS, FINREP and...

Role Overview: As a Controls Testing and Assurance CT&A ORM Testing Specialist/Testing Lead at Deutsche Bank, your role involves providing opinions on controls and outcomes, as well as ORM control culture. You will lead the CT&A coverage for Transaction processing risk type and manage the respective team. The CT&A department performs independent assurance for the Bank's Compliance and Anti Financial Crime Department, providing risk-based check and challenge on behalf of Operational Risk management for their Risk Types. You will be responsible for assessing the adequacy and effectiveness of 1st Line of Defence testing/monitoring, functional reviews, and thematic deep dives. Additionally, you ...

As a Vice President- Policies and Frameworks at Barclays, you will be leading the evolution of the digital landscape to drive innovation and excellence. Your role will involve harnessing cutting-edge technology to revolutionize digital offerings and ensure unparalleled customer experiences. Key Responsibilities: - Creation and maintenance of Compliance, Financial Crime, and Reputational Risk framework documents, including associated metrics and dashboards. - Co-ordination of the annual Policies and Standards Review, along with their control landscape. - Oversight and QA of policy/standard and related documents to ensure adherence to Barclays Control Framework requirements. - Ownership and me...

As a Compliance Testing Manager, your role involves conducting Compliance reviews of Banks functions and new products to provide reasonable assurance to the Management regarding compliance with regulatory norms. Your key responsibilities include: - Assisting in the preparation of Compliance Review plan to be presented to the Board. - Preparing and updating Compliance review checklists in alignment with regulatory guidelines and internal policies. - Undertaking field work and ensuring timely completion of the review. - Drafting Compliance Review reports and discussing them with relevant stakeholders. - Gathering responses from stakeholders and preparing Final Compliance Review Report. - Maint...

As an eTrading Oversight Manager at our company, you will play a crucial role in providing second line of defence oversight of algorithmic and electronic trading activities. Your responsibilities will include leading local activities related to risk management and control processes globally. Your stakeholder relationship development skills will be just as important as your risk management abilities in this prominent director-level role. **Key Responsibilities:** - Provide 2LOD oversight of risks associated with algorithmic and electronic trading - Lead and deliver local team activities integrated into global oversight of electronic trading risks - Contribute to compliance assessments with re...

As a Business Control Officer at Barclays, you will be spearheading the evolution of the digital landscape, driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. **Key Responsibilities:** - Assess critical skills such as experience with Markets product, Markets Operations, Control assessment, and creating remediation plans. - Utilize job-specific skillsets to enhance performance in the role. **Qualification Required:** - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management. - Graduate or Post Graduate with experience in Controls, Co...

Job Description About the company SBI Card is a leading pure-play credit card issuer in India, offering a wide range of credit cards to cater to diverse customer needs. We are constantly innovating to meet the evolving financial needs of our customers, empowering them with digital currency for seamless payment experience and indulge in rewarding benefits. At SBI Card, the motto Make Life Simple inspires every initiative, ensuring that customer convenience is at the forefront of all that we do. We are committed to building an environment where people can thrive and create a better future for everyone. SBI Card is proud to be an equal opportunity & inclusive employer and welcome employees with...

As a BIA Markets Technology - AVP at Barclays, you will have a pivotal role in providing independent assurance over Technology and Information Security Risk across Global Markets. You should be passionate about Technology with an understanding of relevant regulations, collaborate with others across Barclays Internal Audit (BIA), and develop strong client relationships that are independent and respected. **Key Responsibilities:** - Develop audits aligned with the bank's standards and objectives by working collaboratively with colleagues, providing accurate information, and complying with policies and procedures. - Support audit development and delivery, including financial statements, account...

As a DD&IT Senior Business Analyst RLT at Novartis, you will play a key role in shaping the future of RLT (radioligand therapy) manufacturing. Your responsibilities will include improving business processes, products, services, and software through data analysis and collaborative efforts. You will work closely with business leaders to identify requirements and provide data-driven solutions to enhance efficiency and add value. Operating as a liaison between business needs and IT solutions, you will drive global system deployments for improved operational efficiency and quality. Your tasks will involve leading integration efforts across MES, OT, and ERP platforms to ensure seamless rollouts an...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Manager Finance Operations . Business; Finance Principal Responsibilities Service Delivery The purpose of this role is to manage and assist the HNAH C...

Position Title: Senior Manager - Credit Portfolio & Data Analytics Sub Vertical: Post Acquisition Function: Credit & Fraud Risk Management Location: Gurugram Role Purpose: The role is responsible for ensuring implementation of strategies & policies to ensure portfolio growth, maintaining delinquencies within benchmarks through regular tracking mechanism together with designing and launching new campaigns to achieve organization goals. Role Accountabilities: Maintain & sustain profitability in Encash Portfolio and delinquency rates below benchmark levels Offers encash & CLI to low and marginal Risk segments, which act as an NEA builder for the portfolio Effective Utilization of data from othe...

Role Name: Credit Portfolio Strategy Manager (Portfolio Optimization) Position Title: Senior Manager - Credit Portfolio Strategy Manager (Portfolio Optimization) Sub Vertical: Post Acquisition Function: Credit & Fraud Risk Management Location: Gurugram Role Purpose: The role is responsible for ensuring implementation of strategies & policies to ensure portfolio growth, maintaining delinquencies within benchmarks through regular tracking mechanism together with designing and launching new campaigns to achieve organization goals. Role Accountabilities: Maintain & sustain portfolio delinquency rates below benchmark levels Cross sell offers to low and medium Risk segments Effective Utilization o...

Role Overview: As a Credit Risk Audit Associate at Morgan Stanley, you will be responsible for assisting in audits and assessments within the Credit Risk domain at an Associate level. The Internal Audit Division (IAD) focuses on providing an independent view of the most important risks facing the firm, ensuring the quality and effectiveness of internal controls, risk management, and governance systems. Your role will involve collaborating with internal stakeholders, developing clear messages on risk and business impact, and leveraging data for analysis within your coverage area. Key Responsibilities: - Execute a wide range of assurance activities within the Credit Risk domain with guidance -...

Role Overview: You will be responsible for coordinating regulatory inspections and ensuring IT compliance for the Bank. Your primary task will include conducting Information Systems Audit and assisting in compliance reviews. Key Responsibilities: - Take care of IT compliance and conduct Information Systems Audit for the Bank. - Conduct Information Systems and Security audits, application control reviews, and application functionality reviews. - Perform IT audits as per the agreed annual audit plan. - Assist team members in conducting compliance reviews. - Assist in preparing monthly/quarterly/annual submissions to the Board/Audit & Compliance Committee. Qualification Required: - Chartered Ac...

You are a strategic thinker passionate about driving solutions in Reconciliations Data Program. You have found the right team. The Securities Services Operations Transformation Office is embarking on a strategically important global, multi-year program to improve operational scale and efficiency and drive improved margin and profitability for the lines of business. As a Transformation Reconciliations Data Program Director within our Securities Services Transformation team, you will play a pivotal role in promoting and overseeing the execution of strategic transformation initiatives. You will have the opportunity to partner closely with various teams to define, solution, and deliver the Progr...

Role Overview: You will assist the Senior Technician in technical analysis, analyze ground data, and prepare base maps. Additionally, you will be responsible for preparing graphic representations of a parcel of land or a portion of road, annotating work to be done, preparing highway, roadway, and detour path plans, as well as temporary or permanent signage design. Other duties may be assigned to you as well. Key Responsibilities: - Assist the Senior Technician in technical analysis - Analyze ground data and prepare base maps - Prepare graphic representations of land or road (plan, profile, section) - Annotate work to be done (barrier, border, pavement marking, etc.) - Prepare highway, roadwa...

As a Manager Finance Operations at HSBC, your role will involve managing and assisting in the preparation of monthly and quarterly returns for submission to the PRA, along with other internal analysis for stakeholders. Your responsibilities will include: - Managing the delivery of PRA reports on RWA, including Pillar 1, Leverage, and Pillar 3 disclosures. - Implementing B3.1 reforms and performing RWA calculations for CCR as per PRA guidelines. - Understanding PRA/global Regulatory framework and requirements for data purposes. - Ensuring ongoing reporting and analysis support for seamless service delivery of global Regulatory Production/Reporting reports. - Collaborating with global stakehol...

As a BIA Markets Technology - AVP at Barclays, you will play a pivotal role in providing independent assurance over Technology and Information Security Risk across Global Markets. You should be passionate about Technology with an understanding of relevant regulations, work collaboratively with others across Barclays Internal Audit (BIA), and develop strong client relationships. Your independent and respected voice will contribute to the success of the organization. **Key Responsibilities:** - Possess relevant Technology qualifications (e.g. CISA, CISSP). - Demonstrate experience in risk-based auditing or risk/control activities with technical knowledge in the relevant specialist field of Tec...

About the company SBI Card is a leading pure-play credit card issuer in India, offering a wide range of credit cards to cater to diverse customer needs. We are constantly innovating to meet the evolving financial needs of our customers, empowering them with digital currency for seamless payment experience and indulge in rewarding benefits. At SBI Card, the motto Make Life Simple inspires every initiative, ensuring that customer convenience is at the forefront of all that we do. We are committed to building an environment where people can thrive and create a better future for everyone. SBI Card is proud to be an equal opportunity & inclusive employer and welcome employees without any discrimi...