Quality Control Associate

At PwC, the team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients, providing advice and solutions to help organizations navigate complex regulatory landscapes and enhance their internal controls effectively. As part of the regulatory risk compliance team at PwC, your role will involve confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and assist clients in navigating through intricate regulatory environments. Your focus will be on building meaningful client relationships and learning to manage and inspire others. By navigating through increasingly complex situations, you will have the opportunity to grow your personal brand, deepen technical expertise, and become more aware of your strengths. Anticipating the needs of your teams and clients, you are expected to deliver quality results. Embracing ambiguity, you will be comfortable with unclear paths, asking questions, and utilizing such moments as opportunities for personal growth. Some of the skills, knowledge, and experiences required to lead and deliver value at this level include: - Responding effectively to diverse perspectives, needs, and feelings of others. - Using a broad range of tools, methodologies, and techniques to generate new ideas and solve problems. - Employing critical thinking to break down complex concepts. - Understanding the broader objectives of your project or role and how your work aligns with the overall strategy. - Developing a deeper understanding of the business context and its evolving nature. - Using reflection to enhance self-awareness, strengthen strengths, and address development areas. - Interpreting data to derive insights and recommendations. - Upholding and reinforcing professional and technical standards, the Firm's code of conduct, and independence requirements. **Job Description Quality Control - Associate** **Experience Range:** From 3-5 years **Preferred Knowledge:** As a KYC Quality Control ("QC") Analyst, your role involves ensuring high-quality standards for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. Working within a team environment, you will have regular interactions with Business, Operations, AML Compliance management, and QA teams. **Responsibilities:** - Reviewing cases for adherence to EDD procedures and ensuring analyst conclusions are clear, complete, and supported by the information in the file. - Identifying and escalating critical issues to the Subject Matter Expert (SME) and KYC Manager. - Assisting in identifying problem areas and risks associated with processes and making recommendations to enhance the quality of KYC analyst file work. - Serving as a key support resource for delivering training and guidance to KYC analysts. - Decreasing regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. - Maintaining proactive communication with Senior Management, providing periodic updates on engagement progress and identified or potential issues. **Skills:** - Good knowledge of AML laws and regulations and the ability to apply this knowledge in assessing client KYC profiles. - Sound working knowledge of FC guidance, industry best practices, and relevant regulations. - Ability to communicate effectively in a concise and technically accurate manner, articulating complex messages in both written and verbal communication clearly. - Strong decision-making, time management, and organizational skills. - Detail-oriented multi-tasker who can work with little supervision. - Willingness to learn and manage in a constantly changing environment. **Education:** Graduation/Post Graduation,