2 Fc Guidance Jobs

At PwC, the team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients, providing advice and solutions to help organizations navigate complex regulatory landscapes and enhance their internal controls effectively. As part of the regulatory risk compliance team at PwC, your role will involve confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and assist clients in navigating through intricate regulatory environments. Your focus will be on building meaningful client relationships and learning to manage and inspire others. By navigating through increasingly complex situations, you will have the opportunity to grow your personal brand, deepen technical expertise, and become more aware of your strengths. Anticipating the needs of your teams and clients, you are expected to deliver quality results. Embracing ambiguity, you will be comfortable with unclear paths, asking questions, and utilizing such moments as opportunities for personal growth. Some of the skills, knowledge, and experiences required to lead and deliver value at this level include: - Responding effectively to diverse perspectives, needs, and feelings of others. - Using a broad range of tools, methodologies, and techniques to generate new ideas and solve problems. - Employing critical thinking to break down complex concepts. - Understanding the broader objectives of your project or role and how your work aligns with the overall strategy. - Developing a deeper understanding of the business context and its evolving nature. - Using reflection to enhance self-awareness, strengthen strengths, and address development areas. - Interpreting data to derive insights and recommendations. - Upholding and reinforcing professional and technical standards, the Firm's code of conduct, and independence requirements. **Job Description Quality Control - Associate** **Experience Range:** From 3-5 years **Preferred Knowledge:** As a KYC Quality Control ("QC") Analyst, your role involves ensuring high-quality standards for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. Working within a team environment, you will have regular interactions with Business, Operations, AML Compliance management, and QA teams. **Responsibilities:** - Reviewing cases for adherence to EDD procedures and ensuring analyst conclusions are clear, complete, and supported by the information in the file. - Identifying and escalating critical issues to the Subject Matter Expert (SME) and KYC Manager. - Assisting in identifying problem areas and risks associated with processes and making recommendations to enhance the quality of KYC analyst file work. - Serving as a key support resource for delivering training and guidance to KYC analysts. - Decreasing regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. - Maintaining proactive communication with Senior Management, providing periodic updates on engagement progress and identified or potential issues. **Skills:** - Good knowledge of AML laws and regulations and the ability to apply this knowledge in assessing client KYC profiles. - Sound working knowledge of FC guidance, industry best practices, and relevant regulations. - Ability to communicate effectively in a concise and technically accurate manner, articulating complex messages in both written and verbal communication clearly. - Strong decision-making, time management, and organizational skills. - Detail-oriented multi-tasker who can work with little supervision. - Willingness to learn and manage in a constantly changing environment. **Education:** Graduation/Post Graduation,

At PwC, our team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients by providing advice and solutions. We help organizations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. In the regulatory risk compliance department at PwC, your role will involve confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and assist clients in navigating complex regulatory environments. Focused on building relationships, you will establish meaningful connections with clients and learn how to effectively manage and inspire others. As you navigate increasingly complex situations, you will develop your personal brand, deepen your technical expertise, and become more aware of your strengths. Anticipating the needs of your teams and clients, you are expected to deliver quality results. Embracing ambiguity, you are comfortable when faced with unclear paths, asking questions and using these moments as opportunities for growth. To lead and deliver value at this level, you are required to: - Respond effectively to diverse perspectives, needs, and feelings of others. - Utilize a broad range of tools, methodologies, and techniques to generate new ideas and solve problems. - Apply critical thinking to break down complex concepts. - Understand the broader objectives of your project or role and how your work contributes to the overall strategy. - Develop a deeper understanding of the business context and its evolving landscape. - Use reflection to enhance self-awareness, strengths, and areas for development. - Interpret data to derive insights and recommendations. - Uphold professional and technical standards, including adherence to specific PwC tax and audit guidance, the Firm's code of conduct, and independence requirements. Job Description - Quality Control Senior Associate Experience Range: 5 - 9 years Preferred Knowledge: The KYC Quality Control ("QC") Analyst is responsible for ensuring high-quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. Working in a team environment, the QC Analyst interacts regularly with Business, Operations, AML Compliance management, and QA teams. Responsibilities: - Review cases to ensure adherence to EDD procedures and clarity, completeness, and support of analyst conclusions. - Identify and escalate critical issues to the Subject Matter Expert (SME) and KYC Manager. - Assist in identifying problem areas and risks in processes and make recommendations to enhance the quality of KYC analyst work. - Provide key support in training and guiding KYC analysts. - Mitigate regulatory and reputational risk by exercising sound judgment in approving/rejecting cases. - Maintain proactive communication with Senior Management, providing updates on engagement progress and identified or potential issues. Skills: - Good understanding of AML laws and regulations and the ability to apply this knowledge to assess client KYC profiles. - Proficient in FC guidance, industry best practices, and relevant regulations. - Effective communication skills in conveying concise and technically accurate messages both in written and verbal forms. - Strong decision-making, time management, and organizational abilities. - Detail-oriented multitasker capable of working independently with little supervision. - Willingness to learn and adapt in a dynamic environment. Education: Graduation/Post Graduation,