Due Diligence Analyst Interactive Brokers

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

As an Enhanced Due Diligence (EDD) Analyst at Interactive Brokers Group, Inc., you play a crucial role in ensuring the firm's compliance with applicable AML laws and regulations. Reporting to the APAC EDD Manager, your responsibilities involve conducting ongoing reviews of client profiles and transactions according to IBKR APAC policy and procedures. It is essential to maintain accurate tracking of assignments and documentation requests to meet deadlines effectively. You also have the opportunity to contribute to streamlining processes, identifying areas for improvement, and performing negative news and public domain searches on high-risk clients and related parties. - Possess regulatory and...

Posted 16 hours ago

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Quality Control - Senior Associate PwC Acceleration Center India

5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a Quality Control Senior Associate at PwC, your role will involve ensuring high-quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. You will interact regularly with Business, Operations, AML Compliance management, and QA teams. Your responsibilities will include reviewing cases for adherence to EDD procedures, identifying critical issues, making recommendations to enhance quality, providing training and guidance to KYC analysts, and mitigating regulatory and reputational risks. Additionally, you will maintain proactive communication with Senior Management to provide updates on engagement progress and identified or potential issues....

Posted 2 days ago

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Transaction Monitoring Officer Teamware Solutions ( A Division Of Quantum Leap Co Nsulting .

2.0 - 6.0 years

2 - 6 Lacs

bengaluru

Work from Office

Key Responsibilities: Relevant experience as an AML investigator in a transaction monitoring and SAR writing capacity or equivalent experience or education. Working knowledge of Transaction Monitoring systems (e.g. Actimize, Mantas) for Correspondent Banking clients. Ability to identify, escalate and communicate issues to management in an effective and succinct manner. Effective decision-making skills and strong problem-solving skills. Strong knowledge of AML laws (USA PATRIOT Act), regulations (Fed, SEC, FINRA) and their application to the supported products/business lines. Working knowledge of MS Excel, including pivot tables, macros, filtering, and sorting. Applied experience of effective...

Posted 1 week ago

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Quality Control - Associate PwC Acceleration Centers in India

5.0 - 9.0 years

0 Lacs

karnataka

On-site

At PwC, our team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. We help organizations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes. Driven by curiosity, you are a reliable, contributing member of a team. In our fast-paced environment, you are expected to adapt to working with a variety of clients and team me...

Posted 1 month ago

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Quality Control Associate PwC Acceleration Centers in India

5.0 - 9.0 years

0 Lacs

karnataka

On-site

At PwC, the focus is on maintaining regulatory compliance and managing risks for clients, providing advice and solutions to help organizations navigate complex regulatory landscapes and enhance internal controls effectively. In the role of regulatory risk compliance at PwC, you will be responsible for confirming adherence to regulatory requirements and mitigating risks for clients. Your main tasks will involve providing guidance on compliance strategies and assisting clients in navigating complex regulatory environments. Driven by curiosity, you are expected to be a reliable and contributing member of a team. In a fast-paced environment, you will need to adapt to working with a variety of cl...

Posted 1 month ago

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Quality Control Associate PwC Acceleration Center India

3.0 - 7.0 years

0 Lacs

karnataka

On-site

At PwC, the team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients, providing advice and solutions to help organizations navigate complex regulatory landscapes and enhance their internal controls effectively. As part of the regulatory risk compliance team at PwC, your role will involve confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and assist clients in navigating through intricate regulatory environments. Your focus will be on building meaningful client relationships and learning to manage and inspire others. By navigating through increasingly complex situat...

Posted 2 months ago

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FCU - Quality Control - Senior Associate_Bangalore PwC Acceleration Center India

5.0 - 9.0 years

0 Lacs

karnataka

On-site

At PwC, our team in risk and compliance focuses on maintaining regulatory compliance and managing risks for clients by providing advice and solutions. We help organizations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. In the regulatory risk compliance department at PwC, your role will involve confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and assist clients in navigating complex regulatory environments. Focused on building relationships, you will establish meaningful connections with clients and learn how to effectively manage and inspire others. ...

Posted 2 months ago

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