Principal Officer - Research Analyst

Why Join Us
We are seeking a Principal Officer for our advisory business unit. We are building the best-in-class solution for investing in Mutual Funds. We are committed to innovation and excellence in the wealth management space.Location: HSR Layout, BangaloreKey Responsibilities- Oversee research activities, including the preparation, review, and publish of research reports and recommendations.- Develop, implement, and periodically review internal policies and procedures to ensure robust research processes and compliance.- Identify and manage conflicts of interest, ensuring transparent and fair research practices.- Coordinate with internal and external auditors for compliance checks and promptly address any observations.- Act as the primary point of contact with SEBI and other regulatory bodies for all research analyst-related matters.- Ensure accurate and timely maintenance of records as required under SEBI regulations.- Stay updated on regulatory developments and industry best practices, implementing changes as necessary.- Assist in developing automated solutions for dissemination of recommendations to users.- Coordinate, liaise & support with external counsels, consultants, regulatory authorities forSEBI, MCA & RBI compliances.

Requirements
- A professional qualification or post-graduate degree or post graduate diploma in finance, accountancy, business management, commerce, economics, capital market, financial services or markets.- Minimum 5 years of relevant experience in research analysis, investment advisory, or related financial services.- NISM-Series-XV: Research Analyst Certification (mandatory can take the certification after joining).- Excellent communication and teamwork abilities.- Strong analytical skills with a proactive risk management approach.