Officer/Assistant Manager Audit & Inspection

Role Overview: As an Officer/Assistant Manager in Audit & Inspection at our corporate office in Mumbai, you will be responsible for conducting audits and inspections of Repository participants. Your role will involve ensuring compliance with internal control procedures, documenting audit findings, and communicating these findings to relevant stakeholders. Additionally, you will work closely with the internal operations team and collect necessary documents from clients and depositors. Your ability to manage complex projects, multitask, and thrive with minimal guidance will be crucial in this role. A high level of integrity and commitment to achieving management objectives is highly desired. Key Responsibilities: - Conduct audits and inspections of Repository participants to ensure compliance with internal control procedures - Document audit findings and complete audit workpapers - Check adequacy of internal control systems by completing audit questionnaires - Communicate audit findings by preparing reports and discussing them with auditees - Coordinate with internal operations team on related results as needed - Collect necessary documents and information from clients and depositors for various account-related activities - Ensure compliance with prescribed procedures for account opening, maintenance, and closure - Notify competent authorities of any indictments or orders passed against the Repository participants - Ensure that RP activities follow the maker-checker concept for data accuracy and to prevent unauthorized transactions Qualifications Required: - Bachelor's degree - Minimum 3 years of experience in Audit & Inspection, preferably in securities/commodity industry - Strong communication skills - Proficiency in Word, Excel, Outlook, and PowerPoint - Ability to understand and comprehend contents of agreements, balance sheets, annual reports, legal notices, etc. - Ability to manage complex projects and multitask - Ability to work proactively with minimal guidance - High level of integrity and honesty Deserving candidates meeting the specified criteria are encouraged to apply for this position with the subject title "CCRL." Please email your resume to careers@cdslindia.com, mentioning the position applied for in the subject column.,