Manager - Compliance

Role & responsibilities

This role is responsible for the development and design of methodologies and standards for review activities across the products in alignment with Compliance Risk Framework. Testing, validation, and documentation of review activities for new and existing products and controls according to standards and other applicable policies. Overseeing the effective implementation of testing observations, tracking and closure of all compliance requirements by coordinating with respective functions. Owning projects and tracking, preparing Compliance dashboards for reviews and implement action points, building and maintaining healthy business relations with external and internal customers.

• Outcome of Risk assessment Compliance control point shall be defined, and testing will be carried out.
• Planning and execution of Compliance testing.
• Establish and maintain comprehensive compliance testing programs to identify, assess, and highlight compliance risks.
• Monitor and test compliance by performing sufficient and representative Compliance testing and result of such compliance testing shall be reported to the Senior Management.
• Track Compliance testing observation open points, coordinate with respective team for implementation and track until closure of testing.
• Responsible for executing the proposed Compliance projects.
• Support the reporting manager on regulatory reporting.

Support the reporting manager in handling / preparedness of RBI inspection like Co-ordinate with respective team, data collection, review the documents and Finalization of RBI datas, day to day RBI Correspondences, returns filing and circulation of Compliance MIS.