60 Compliance Testing Jobs

Maridon Marketing Pvt. Ltd. is a technology-first organization revolutionizing the pharmacy, healthcare, and logistics sectors through intelligent automation and next-gen digital platforms. With a relentless focus on innovation, we empower our clients to streamline their operations, improve transparency, and deliver exceptional service at scale. Our comprehensive suite of solutions includes Real-Time Tracking systems for enhanced logistics visibility, Smart Inventory Management tools tailored for healthcare and pharma, Data-Driven Analytics to support strategic decision-making, and Customer-Centric Platforms to elevate engagement and satisfaction. Driven by purpose and powered by tech, we are building the digital backbone for mission-critical industries. Join us as we shape the future of healthcare and logistics with innovation, integrity, and impact. We are looking for a meticulous and proactive Software Tester / QA Engineer to join our fast-growing tech team. You will play a critical role in validating the quality and reliability of our platforms, ensuring that our applications meet the highest standards of performance, usability, and security. Your contributions will directly influence the success of solutions that serve thousands across the healthcare and logistics ecosystems. Key Responsibilities: - Develop, maintain, and execute manual and automated test cases based on product requirements and specifications. - Perform functional, integration, regression, performance, and UI/UX testing across web and mobile platforms. - Identify, document, and track bugs or discrepancies using tools like Monday.com. - Collaborate closely with developers, product managers, and other stakeholders in Agile/Scrum environments to ensure test coverage and timely releases. - Review requirement documents, system specifications, and user stories to develop robust test plans. - Contribute to continuous improvement of QA processes, including test automation and test data management. - Participate in code reviews, sprint planning, retrospectives, and QA best-practice discussions. - Create and maintain clear, concise, and comprehensive test documentation. Required Qualifications: - 3-4 years of hands-on experience in software testing or quality assurance. - Strong knowledge of QA methodologies, tools, and processes. - Proficiency in writing detailed test cases, test scripts, and defect reports. - Familiarity with testing tools such as Postman or similar is a plus. - Excellent analytical and problem-solving skills with a keen attention to detail. - Strong verbal and written communication skills to effectively collaborate within cross-functional teams. Preferred Skills (Bonus): - Exposure to CI/CD pipelines (e.g., Jenkins, GitLab CI). - Knowledge of API testing using tools like Postman or REST-assured. - Awareness of security and compliance testing for healthcare/pharma applications example HIPPA or others. Why Join Us: - Work on high-impact solutions for real-world healthcare and logistics challenges. - Thrive in a collaborative, innovation-driven culture. - Competitive salary and performance-based growth opportunities. - Be part of a purpose-driven organization improving lives through technology.,

Role & responsibilities Handled exposure preparation for the bank. Handled regulatory returns such as CRILC, NeSL, RBS, EDR, PSL and SLBC reporting, SIBC Handling and closure of audit observations Handled Capital adequacy calculation Various Internal and Management reporting/MIS including Board note submissions Handle statutory/Internal/RBI and concurrent audit as well as closure of audit/LFAR observations Support to all automation activities including discussion with vendor on finalization of BRD requirement, handling UAT and subsequently managing production run Support and Back up to Early warning signal system wherever required (Preferably) Support to stakeholders as per requirement of the job

Join our digital revolution in NatWest Digital X In everything we do, we work to one aim To make digital experiences which are effortless and secure, So we organise ourselves around three principles: engineer, protect, and operate We engineer simple solutions, we protect our customers, and we operate smarter, Our people work differently depending on their jobs and needs From hybrid working to flexible hours, we have plenty of options that help our people to thrive, This role is based in India and as such all normal working days must be carried out in India, Job Description Join us as a Quality Analyst If you have a keen eye for detail, then this could be the role for you as you make sure that only well designed and built work packages get through quality testing Youll be the quality conscience of the team, assisting them to write and maintain automated tests as a standard way of working Joining us in this fast paced role, you'll have excellent opportunities for progression and developing your analyst capabilities We're offering this role at associate level What you'll do As a Quality Analyst, youll be assisting the feature team to define testable work that is technically robust, high performing, stable and secure and ensures excellent customer experiences and outcomes Promoting continuous improvement, youll identify opportunities to maximise the customer experience and reduce the test cycle time by improving techniques, tooling, eliminating waste and creating a collaborative, proactive approach to quality in the feature team, As well as this, youll be: Supporting the Quality Manager and the team in executing against the test strategy and quality by determining and advising which tests should be automated at which layer Making sure that test plans are adequately covered by test scenarios Creating different test and automation suites, such as smoke tests, full regression and progression tests, and end-to-end system regression tests Analysing the results of automated tests Providing data to the business and the team that focuses on quality and quality improvement The skills you'll need Were looking for someone with an extensive understanding of all stages of the product or service life cycle This will include in-depth and hands on experience of atleast four years in areas such as product testing, static testing, systems testing, systems integration testing, user acceptance testing, compliance testing and operational readiness testing, Along with this, youll have experience of applying a wide range of testing automation tooling, as well as testing methodologies, including a range of Agile testing methods such as test driven development and behaviour driven development, Well also expect: Experience in conducting end-to-end and automation testing, along with the completion of testing governance activities such as developing test strategies, test plans, test completion reports, and managing TICRS documentation Technical understanding of how to test ETL transformations, data streaming pipelines, API calls, Microservices, UI elements and No-SQL databases using manual and automated techniques Excellent communication skills with the ability to communicate complex technical concepts to management level colleagues Demonstrable knowledge of Agile methodologies with experience of working in an Agile team A very capable communicator with the ability to communicate complex technical concepts clearly to your peers and management level colleagues Ability to work closely with various stakeholders to ensure that the data is fit for purpose Show

The Testing Specialist will collaborate closely with the Business and Delivery teams to implement the test strategy and fulfill identified business requirements, ensuring the delivery of business value. With 8 to 10 years of experience in Quality Assurance and ETL testing, you will lead the Quality Engineering and Assurance (QEA) team, responsible for ensuring the quality and reliability of software and data products within the Databricks environment. Your responsibilities will include developing and overseeing the quality assurance strategy and test planning for Databricks" products and solutions. You should possess a good understanding of efficient data pipelines utilizing Azure Databricks and its native services such as Azure Data Factory, Azure Synapse Analytics, Azure SQL Database, and Azure Blob Storage. Continuous assessment and enhancement of quality assurance processes and methodologies will be crucial to improve the efficiency and effectiveness of the QA team. You will drive the automation of testing processes, including the development and maintenance of test scripts and frameworks, and manage the entire testing lifecycle from test case creation to defect tracking and reporting. Collaboration with development and product management teams is essential to ensure software releases meet quality standards and are delivered on time. You will establish and monitor key quality metrics and performance indicators to gain insights into the quality of Databricks" products. Working with cross-functional teams, including development, data engineering, and data science, will be necessary to embed quality into all stages of product development. You will be responsible for ensuring that Databricks" products comply with security and compliance standards, conducting security testing as needed, and overseeing the identification and resolution of software defects by collaborating closely with development teams. Maintaining detailed documentation of testing processes, test cases, and results will also be part of your role. Qualifications: - Bachelor's or Master's degree in computer science, software engineering, or a related field. - Extensive experience in quality engineering, software testing, and quality assurance, with a proven track record of leadership and management. - Strong knowledge of software testing methodologies, test automation tools, and quality assurance best practices. - Experience with big data technologies, data processing, and analytics platforms relevant to Databricks. - Strong leadership and communication skills to collaborate effectively with diverse teams and stakeholders. - Familiarity with Databricks" platform and related technologies is often preferred. - Experience with cloud platforms like AWS, Azure Cloud may be beneficial. - Knowledge of data governance, security, and compliance standards.,

About The Role : Job Title: FIC Risk and Control Assessment (RCA) LocationMumbai, India Corporate TitleAVP Role Description The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initiatives and projects. Working closely with teams in and out of the division to understand risks impacting the group on a dynamic basis. About The Role The BCU team is principally responsible for: Identification and mitigation of non-financial risks (regulatory, conduct and systemic) Supporting the operations of an efficient supervisory and conduct framework. Ensuring the governance and remediation of a business audit portfolio Driving Change the Bank initiatives to support the control framework. In addition to working closely with the business heads, the groups reach and interaction is broad, including engagement with the Corporate Relationship Management (Coverage) Divisional Control Officer (DCO) and those functions forming the 2nd and 3rd LoD, for example Compliance, Anti Financial Crime (AFC), Non-Financial Risk Management (NFRM), Legal, Group Audit and others. This role will be to support the Global BCU function in various capacities. What well offer you 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities The Candidate within the team would be primarily responsible for RCA and would be required to- Collate and analyse contextual data and relevant data triggers (including read across from other assessments) to inform an accurate and up to date view of the Risk Profile as well as Emerging Risks. Update the Inherent Risk, Control Suite & Residual Risk rating and supporting rationale, liaising with Risk Types SMEs in their business. Consider the combined effectiveness of individual Key Controls, leveraging available Control Guardrail information, individual Control certification & assessment from Control Owners, and individual Control Assurance results for Control Suite ratings. Coordinating and incorporating Anti-Financial Crime and Compliance risk assessments within the business Risk Profile Coordinating and participating in quarterly US/ annual global RCA workshop to ensure Risks are discussed and mitigation decisions are documented in the RCA tool. Creating monthly RCA snapshot in the tool as a point-in-time Risk Profile for the division and coordinating capture of unresolved 2nd LoD challenges and obtain sign off from Risk Assessor. Candidate would also be responsible for- Support Non-Financial Risk Councils (NFRCs). Support validation of DMA (Designated Market Activities) perimeter. Ensuring control inventory for Coverage is kept up to date. Support all aspects of Front Office Operational Risk Framework from an RCA perspective. Provide support for audit reviews and compliance testing. Creation and delivery of senior management reporting to support decision making. Provide analytical support to the BCU team and senior management decision making. Manage ad-hoc tasks as and when required. Your skills and experience MBA in Finance from a premier institution with relevant experience Work experience in banking domain working on regulatory projects/ operational risk management. Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders. Able to work as part of a global team. Experience in managing the RCA process would be preferable. Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure PowerPoint is must. Strong analytical skills and ability to formulate clearly and present information in a compelling manner. Confident to question the status quo business practice / existing control framework. How well support you About us and our teams Please visit our company website for further information: https://www.db.com/company/company.htm We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser) Job Domain: 401K Retirement Compliance Testing (Immediate Joiner) Experience Level: 10-18 Years Shift : Flexible to work in rotational shifts is mandatory Days Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required) Mode of Work : Work from office Job Description: We are seeking a detail-oriented and experienced Senior Compliance Analyst to join our team. The ideal candidate will be responsible for ensuring compliance with 401(k) retirement plan regulations , conducting compliance testing , and managing the 5500 form filing process . This role requires strong analytical skills, knowledge of IRS and DOL regulations, and the ability to work independently while collaborating with cross-functional teams. Key Responsibilities: Conduct annual 401(k) plan compliance testing , including ADP/ACP, Top Heavy, and High Coverage testing . Prepare and review Form 5500 filings , ensuring accuracy and timely submission in accordance with IRS and DOL regulations. Analyze plan data to identify compliance risks and recommend corrective measures. Work closely with internal teams, external auditors, and plan sponsors to ensure adherence to compliance standards. Stay up to date with regulatory changes affecting 401(k) plans and implement necessary updates. Assist in plan corrections and amendments as needed. Provide guidance and training on compliance requirements to internal teams and clients. Qualifications & Skills: Bachelors degree in Accounting, Finance, Business, or a related field. 8+ years of experience in 401(k) compliance, retirement plan administration, or related fields. Strong knowledge of ERISA, IRS, and DOL regulations governing retirement plans. Experience with compliance testing methodologies and Form 5500 preparation & filing . Proficiency in Excel and compliance testing software. Excellent analytical and problem-solving skills. Strong attention to detail and ability to manage multiple deadlines. Effective communication and stakeholder management skills. Why Join Us? Competitive salary and benefits. Work with a dynamic and experienced team. Growth opportunities in the compliance and financial services industry. Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser)

A Compliance Testing & Monitoring Analyst is responsible for ensuring that the company complies with applicable laws, regulations, and internal policies. Your role will involve conducting testing and monitoring activities to identify potential compliance risks and control weaknesses. Subsequently, you will report your findings and recommendations to the management for appropriate actions. Your key responsibilities will include developing and executing testing plans by designing procedures to assess the effectiveness of controls in place to mitigate compliance risks. You will also be responsible for conducting monitoring activities to continuously evaluate processes, transactions, and other activities to detect potential compliance issues. Additionally, you will play a crucial role in identifying and assessing risks by analyzing compliance gaps and weaknesses in controls, and determining the severity of those risks. A significant part of your job will involve reporting findings and recommendations by documenting compliance testing and monitoring results. Your reports to the management should be clear and concise, accompanied by suggestions for improvement. It will also be essential for you to stay updated on regulations by conducting continuous research to understand changes in relevant laws and regulations. Ensuring that the company's compliance program is current will be a crucial aspect of your responsibilities. You will collaborate with various stakeholders within the organization, including legal, audit, and operations teams, to address compliance issues and foster a compliance-oriented culture. Furthermore, you will assist in developing and implementing corrective actions to tackle identified compliance issues effectively. This position offers opportunities for Full-time, Part-time, and Fresher candidates, with an expected workload of 40 hours per week. The benefits include health insurance and Provident Fund, along with performance bonuses and yearly bonuses. The work schedule may involve day shifts and rotational shifts, with the work location being in person.,

Compliance Testing Specialist is responsible for evaluation & monitoring internal controls, policies & procedures to ensure the organization adheres to applicable regulatory and compliance requirements. This role involves conducting Compliance assessments, identifying risks and recommending corrective actions to mitigate potential violations. The role is a part of 2nd line control testing for respective regions such as EMEA, Americas, AEJ, Japan, Powai. Key responsibilities include: Compliance Testing & Monitoring: Conduct periodic risk-based control testing and reviews across various business areas & regions Evaluate policies, procedures & transactions, reports etc. by employing strong investigative techniques such as in-depth interviewing, inspection, observation and analysis to assess compliance key compliance risks, regulatory requirements, internal Compliance policies and effectiveness of key controls Identify gaps & recommend corrective actions to improve overall levels of compliance Reporting & Documentation: Prepare detailed reports on testing results, findings, and recommendations Maintain comprehensive documentation of compliance testing activities including approach of testing, evidence gathering etc. to further back the findings & exceptions that get reported Develop & document recommendations for actions to be taken by business towards mitigation of compliance risks Present findings to senior management & relevant compliance teams Track open issues & follow up for closure. This includes preparing appropriate management information Process Improvement: Stay updated on relevant laws, regulations & industry standards Work with stakeholders towards enhancing compliance practices Collaborate with internal teams to improve control frameworks Domain / Technical 10 - 12 years of demonstrated experience in a Compliance and / or Control and / or Line of Defence (LoD) function, audit, risk management or related field preferably in the financial services industry Should have worked extensively on control testing and monitoring Strong knowledge of the Business Operational Risk Management Framework, Risk & Control Self-Assessment or Compliance Risk Assessment Proficiency in compliance testing methodologies & tools Strong communication & report-writing abilities Excellent analytical and problem-solving skills Good working knowledge of financial products and services Ability to work with multiple teams as well as to take independent ownership of assignments as a when required Minimum education requirement - bachelor s degree preferably in finance & business Excellent communication and influencing skills, with a good understanding of Compliance and Regulatory requirements Good understanding of the Investment Banking business and the Financial Services regulatory environment Proven project management would be an added advantage Knowledge and understanding of Data Analytics tools and technologies Interpersonal Strong interpersonal and administrative skills, mature judgement, and high ethical standards Pro-active, with a mind set to drive efficiency Ability to identify issues and knowing when to escalate Self-starter, with an ability to multi-task Critical thinking,Conflict Management

Role Responsibilities: Support the creation of a Global Risk Controls Governance framework including key risk mapping, developing risk indicators and tracking control effectiveness. Responsible for preparing a testing plan for identified teams/products. Responsible for Conducting the Compliance Testing in line with the operational risk framework Ensuring that the testing is completed in a timely manner including validation of action plans for outstanding items, if any. Ensuring that the risk-based assurance framework is fit for purpose at all points of time. Identify and escalate potential control deficiencies and areas for improvement to the senior management/key stakeholders. Ensure compliance with LCC Policies, interpret regulatory developments and advise management on business impact. Maintain up-to-date knowledge of industry standards and best practices related to controls testing. Build relationships with key stakeholders including LCC colleagues, internal audit teams. Develop and present comprehensive KPI s and metrics around the risk profiles and metrics including reporting, dashboards to ensure transparency and effective decision-making Mind Set: Mandatory Desired Domain / Technical 5-7 years of relevant experience in the financial industry. Prior experience in Compliance or Risk and Control functions including independent review, reporting, operational risk and control framework development / implementation. Possess excellent communication and organization skills and be able to manage multiple projects. Possess analytical skills and ability to derive insights from risk data. Possess financial services knowledge and experience, ideally in capital markets / investment banking context. Be a self-starter and display a proactive approach. Basic awareness of Operational Risk knowledge RCSA Flexibility (willingness to Change) - ability to adapt effectively to changing plans and priorities, and to be open and flexible when faced with changing circumstances. Relevant Compliance/Operational Risk professional qualifications are an added advantage but not essential. Knowledge of digital tools like Power BI, Confluence, advanced excel, Macros, Power query is desirable, Tech Savvy Detail-minded; be able to ensure data completeness and accuracy Acts proactively to increase efficiency Interpersonal Have excellent communication and IT skills (Word, Excel, PowerPoint). Have strong attention to detail and produce accurate reports Collaborates within and across teams, involving the right people Critical thinking,Risk Management, Conflict Management

We are looking for a highly skilled and experienced professional to join our team as an Advisory - Compliance Testing & KYC Advisory in Equitas Small Finance Bank. The ideal candidate will have 14 years of experience in the BFSI industry, with expertise in compliance testing and KYC advisory. Roles and Responsibility Develop and implement effective compliance testing strategies to ensure adherence to regulatory requirements. Conduct thorough risk assessments and provide recommendations for mitigating potential risks. Collaborate with cross-functional teams to design and implement process improvements. Provide expert guidance on compliance matters, including regulatory requirements and industry standards. Analyze data and reports to identify trends and areas for improvement. Develop and maintain relationships with key stakeholders, including regulators and internal auditors. Job Requirements Strong knowledge of compliance testing principles, methodologies, and techniques. Excellent analytical, problem-solving, and communication skills. Ability to work effectively in a fast-paced environment and meet deadlines. Strong attention to detail and ability to maintain accurate records. Experience working with regulatory bodies or industry associations is advantageous. Strong understanding of financial services regulations and industry standards.

Role & responsibilities About the Role The official is responsible for overseeing compliance risk management for Retail Lending and Payments. Key Responsibilities - Regulatory adherence / monitoring implementation: Assessment of applicable regulatory guidelines and identifying the actions emanating from these guidelines. Ensuring that changes in applicable regulatory guidelines are promptly disseminated, along with actionable to the concerned business units / departments for implementation. Driving timely implementation of regulatory changes across various business Advisory / Consultative Role: Driving an effective compliance management program through formulation of policies, review of relevant MIS and timely escalation of issues. Advising business units on processes / controls from compliance standpoint to ensure adherence to the regulatory guidelines. Engaging with regulatory authorities to facilitate discussions and/or seek specific guidance on critical matters. Reviewing new products / change in product features, to be in alignment with the regulatory guidelines. Review of policies / internal guidelines from compliance perspective, before being disseminated to the units for implementation. Assisting with regulatory enquiries / examinations Monitoring / Assessment: Consistently monitoring the effectiveness of processes / controls through Key Compliance Indicators (KCIs), compliance testing. Identifying non-compliance / breaches through various sources like RBI RAR, Internal Audit, Operational Risk Reports, etc., advising business in carrying out root cause analysis and on remedial action plan. Conducting annual compliance risk assessment and identify critical units / focus areas for mitigation of compliance risk. Regular meetings with the business unit heads to discuss compliance matters / open issues. Assisting in development and administration of compliance training to business units. Reporting to Board / ACB / Governance forums: Reporting and Updating the Board / Audit Committee of the Board on important regulations and non- compliances / breaches observed in various areas. Participating in governance forums to advise business from compliance standpoint Preferred candidate profile Chartered Accountant, Company Secretary, MBA / Postgraduate with banking background with job experience of 6-12 years.

Role & responsibilities Outcome of Risk assessment Compliance control point shall be defined, and testing will be carried out. Planning and execution of Compliance testing. Establish and maintain comprehensive compliance testing programs to identify, assess, and highlight compliance risks. Monitor and test compliance by performing sufficient and representative Compliance testing and result of such compliance testing shall be reported to the Senior Management. Track Compliance testing observation open points, coordinate with respective team for implementation and track until closure of testing. Responsible for executing the proposed Compliance projects. Support the reporting manager on regulatory reporting. Support the reporting manager in handling / preparedness of RBI inspection like Co-ordinate with respective team, data collection, review the documents and Finalization of RBI datas, day to day RBI Correspondences, returns filing and circulation of Compliance MIS.

Conduct Compliance Testing reviews of the Firms O&A business to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas Lead and support tests, reviews and adherence checks across O&A business activities and controls to evaluate adherence to regulatory requirements and whether the control framework is in place and is effectively managing Compliance risks Create design effectiveness and operating effectiveness test steps to assess whether O&A control frameworks are effectively managing risk and follow laws and regulations Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks Ensure the review work plan addresses Compliance risks and regulatory priorities and the reviews are designed to meet applicable regulatory guidance Escalate potential issues and exception items noted during the review process to senior management for discussion and further investigation if deemed necessary. Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations Meet with senior management in Compliance, the business and other control functions to provide overview of significant risks and control gaps. Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region. Your skills and experience Bachelors degree or advanced degree (e.g., JD, MBA, etc.) a plus but not required Minimum of 5 to 10+ years experience with a financial services firm and/or self-regulatory organization in a Compliance, Legal or Audit role. 3 to 5+ years experience in a Compliance Testing or Audit role Knowledge of O&A products and relevant regulations is a must. Knowledge of regulations governing financial institutions including the rules and regulations of the FRB, OCC, FDIC, FINRA, SEC, NFA, and CFTC. Knowledge of Swap Dealer regulatory requirements or understanding of derivative instruments is a strong plus. Flexibility to work in line with US Working Hours. Skills That Will Help You Excel Ability to identify matters that require further analysis and investigative skills (i.e., critical thinking, inquiry, and analysis). Solid communication skills (both written and verbal) including ability to write reports that summarize key risks, issues, and remedial actions. Ability to understand and interpret various laws, regulations, and policies. Good organizational skills and attention to detail Ability to work autonomously and within teams

Interacting with subject matter experts to identify, design and maintain metrics and reporting requirements for both internal and external stakeholders in an efficient and user-friendly way. Interacting with key stakeholders to help design and implement an intuitive and robust planning approach, ensuring all critical elements are appropriately represented and maintained/refreshed on an ongoing basis. Manage, associate and analyse large and complex data from multiple sources to identify possible issues/gaps across CT&A. Collaborate with various IT and SME teams across different business areas as required to source and connect key data points in the support of reporting and planning CT&A requirements. Actively support the business strategy, plans and values, contributing to the achievement of ahigh-performance culture. Take ownership for own career management, seeking opportunities for continuous development of personal capability and improved performance contribution. Your skills and experience Bachelors or masters degree in computers/Mathematics/statistics 8-11 years experience with data analysis and/or data mining. Experience and knowledge in banking and finance will be desirable Understanding of structured and unstructured data, Data Visualization, Data Management, Data Quality Assurance and Data logic. Understanding of Compliance laws, rules, regulations, risks and typologies, and measurement / analytics of such Advanced knowledge of Microsoft office suite (Excel, Access, power point etc.) Experience in Big Data Technologies, SAS, SQL, Power BI, Tableau and VBA is required. Exposure in R, Python is a plus Experience in Compliance Testing or Internal/External Audit/Surveillance is an advantage. Strong team player with demonstrated ability to influence and collaborate with peers and business leaders. Ability to evaluate and interpret information and reach logical fact-based conclusions Strong oral and written communication skills. Must be a self-starter, flexible, innovative and adaptive. Highly motivated, strong attention to detail, team oriented, organized. Good presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging

Minimum experience- 10+ years Job Location- Gurgaon (Sector 48) Shift- UK shift Job type- Full time- Hybrid **This is an IC role, apply only if comfortable** Key Responsibilities: Accountable for financial forecasting processes. Reconciles accounts, resolves discrepancies and collaborates across various finance and non-finance functions. Responsible for analyzing journals, producing data analysis and reports and assisting with variance analysis. Responsible for the assembly of the annual audit information for external auditors and transfer pricing information for tax authorities in various jurisdictions. As a partner in the accounting process, recommends how to improve efficiency using automation. Analyses past performance financial data and prepares budgets and forecasts for business unit management. Implement effective financial controls, including systems reconciliations and ensuring the integrity of reported figures. Plans month-end activities which include the preparation and processing of month-end journal entries and executing a variety of actions in the accounting system. Perform any other relevant task as requested by management. Knowledge and Attributes: Excellent interpersonal skills with excellent communication skills (both verbal and written). Ability to manage and display good planning and organizing abilities. Demonstrates excellent attention to detail and deadline driven. Ability to cope with stressful situations. Ability to deal with different individuals at all levels in the organization. Takes own initiative and have a solutions-orientated approach. Proactive and maintains a high standard of accuracy and quality. Strong analytical skills, and an ability to understand underlying business drivers and provide actionable insights. Sound and proven working knowledge of accounting practices and principles. Knowledge and prior exposure to international entities, foreign currency and inter-company transactions. Advanced knowledge tax legislative requirements locally, and in international jurisdictions

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile 8+ yrs exp in handling compliance testing in BFSI at corporate level Job location is Chennai, TN CA / LLB qualifications will be an advantage

You will be working as an Assistant Manager in the Retirement Services team at RRD GO Creative, a company specializing in business communications, marketing solutions, and digital productivity. With over three decades of experience, our company focuses on transforming customer experiences through Global Brand Solutions, Smart Work Solutions, and Technology & Innovation Services. Your primary responsibility will be to oversee the Retirement Process, specifically focusing on 401K, Defined Contributions, and Defined Pensions. You will be expected to manage workflows efficiently, meet defined Turnaround Times (TATs), and act as a Subject Matter Expert (SME) for the assigned processes. Collaboration with Line of Business partners and maintaining high levels of engagement and communication will be essential aspects of your role. To excel in this position, you should possess 8-15 years of experience in retirement services, particularly in ADP/ACP testing, Top Heavy and Coverage testing, and 5500 form processing. A background in Commerce, Finance, or an MBA along with a strong understanding of 401K, Defined Contributions, Pension claims, US Pension Retirement accounts, and Insurance Claims will be beneficial. Proficiency in MS Office Suite, hands-on experience in retirement claims management and reconciliation, excellent communication skills, and the ability to work flexible shifts are qualities that will be advantageous in this role. Your capability to work both independently and collaboratively with cross-functional teams will be crucial in ensuring accurate management reporting and successful delivery of key metrics and performance indicators.,

hardware board design, schematics design, PCB Layout, high speed design, processor based design, hardware prototyping, hardware testing, compliance testing, medical device knowledge (desirable), processor and controller based designs, Allegro, OrCAD tools

Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients . Powered by our purpose - the relentless pursuit of a world that works better for people - we serve and transform leading enterprises, including the Fortune Global 500, with our deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI. Inviting applications for the role of Domain Trainee /Assistant Manager , Retirement Services ( Compliance Testing) In this role you must also be willing to work in flexible and varying shifts through the year. As a part of the team, you must react proactively, positively, patiently and effectively for seeking clarifications , have a customer centric approach in problem solving. Responsibilities R esponsible to handle High Complex Testing, research and reporting as aligned. Compliance Plan Queue monitoring might be an added responsibility ensuring all activities are completed within TAT. Additional quality checks ensure end to end Plan Testing is completed with 100% quality in first instance. Coordinate with other Operations group to ensure follow-up testing activities in OMNI / Relius are completed within deadline. There may also be a need to coordinate with internal departments on application or hardware issues related to daily functions. Support meeting Service Level Agreements for TAT, utilization , productivity & quality. Maintain and analyze process queue status and reports as assigned. Participate and transfer information to all associates on a timely basis via regular team meetings. per responsibility assigned. Handle query resolution for new hires in the group as assigned. Build strong understanding of Compliance process and core recordkeeping systems and understand how they work and connect. Analyze existing systems and processes to identify gaps and opportunities for cost/ quality/ process improvements. Provide guidance and advisory support on regulatory compliance to internal teams Establish, monitor and maintain compliance for the services, including plan compliance based on the Applicable Compliance Requirements Be a SME in the assigned group or process. Qualifications we seek in you! Minimum Q ualifications / Skills Relevant years of rich Industry experience primarily in US Retirement Compliance Domain. Hands on experience of research in Relius suite of products. Strong understanding of concepts and terminology of financial services industry, especially in Retirement (DC). Prior Compliance Testing knowledge and transition experience is essential. Hands-on experience in handling Queue management. Well versed with MS Office applications (Word, Excel & PowerPoint, Teams, etc.). A &lsquocan-do attitude and the ability to work in a team environment and adapt to change is essential Willingness to work in shifts. Preferred Q ualifications / Skills MS Excel Skills - Intermediate MS Word- Intermediate Shift Type Evening Shift Shift Timings 3 :30 PM - 1 :30 AM (IST) Fixed Shifts Yes Weekends Off Yes OJT N/A Location Remote Genpact is an Equal Opportunity Employer and considers applicants for all positions without regard to race, color, religion or belief, sex, age, national origin, citizenship status, marital status, military/veteran status, genetic information, sexual orientation, gender identity, physical or mental disability or any other characteristic protected by applicable laws. Genpact is committed to creating a dynamic work environment that values respect and integrity, customer focus, and innovation. Get to know us at and on , , , and . Furthermore, please do note that Genpact does not charge fees to process job applications and applicants are not required to pay to participate in our hiring process in any other way. Examples of such scams include purchasing a %27starter kit,%27 paying to apply, or purchasing equipment or training .

Analyse details to determine appropriate action needed in term of processing the transactions. Should have worked on several types of filing, testing in accordance with IRS/DOL rules and regulations. Implement decision making, logical/critical thinking and problem-solving techniques to ensure efficient processing. Consult available resources including technical documentation, updates, computer system application features, coworkers, and Mentors to perform daily task. Make suggestions for improvement in procedures/processes. Efficiently and effectively process work to meet or exceed production expectations. Perform assigned work accurately to meet or exceed quality expectations that results in increased client satisfaction and profitability for PFG. Follow internal procedures to properly document work on contracts. Maintain a comprehensive knowledge of our record keeping system and process. Improve personal effectiveness that positively impacts work environment and enhancement of skills. Develop partnerships among peers and those supported to increase ownership of work and sustain an efficient process. Compliance to PGS policies and Flexibility as per business needs Perform other job-related duties, other processes within the BU or special projects as required or as assigned by superior! Should be willing to work from office. Promote team development through shared knowledge and information with team members in working to resolve unusual or tricky situations. Adherence to Compliance, Information security, Internal and External statutory and regulatory requirements. Required Years of Experience - 2 - 4 years of experience Candidate preferred with Retirement domain and 5500 filings/compliance Testing experience. Should have researching skills, eye to detail and knowledge about the retirement products. Should be able to manage clients question and help them submit compliance testing questioner. Should have good written and verbal communication. Working knowledge on MS Office tools, specifically MS Excel. Minimum of 1-2 years of experience in back office. Insurance, Retirement plan and Financial Institution experience preferred. Excellent written and verbal communication skills, Critical thinking, Analytical and problem-Solving skills, Willingness to work in shifts.

About the Team- The PhonePe Financial Services Compliance team plays a critical role in the successful execution of the firm & compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business globally. Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm & compliance control environment. The Senior Executive Compliance Testing role within the PhonePe Compliance & Regulatory Management team has the responsibility of consistent implementation of policies & practices whilst ensuring country nuances are adopted to consider local laws and regulations. Such practices will include a common approach and framework for risk assessment, monitoring, testing and surveillance activities. The Compliance Senior Testing Executive is responsible for the timely and effective management and execution of the Compliance Testing program. As a member of the PhonePe Compliance Testing team, the individual reports into the Manager, Compliance and will be based in Bangalore, India. The individual should have flair for audit or compliance monitoring/testing with a strong risk and control mindset, keen awareness and interest in Data Analytics and is responsible to assess compliance with regulations and policies through reviews conducted across the various product types and instrument types used or issued within PhonePe and affiliated businesses. Roles and Responsibilities: Contribute and point-out risks of the product/service during pre-planning work. Prepare the control checklist required for the review for each regulatory and unregulated functions Designing work programs and executing steps, meeting deadlines to evaluate compliance with rules and regulations. Interacting with senior heads of business and compliance as part of scoping, control design assessment, reporting findings and offering solutions to address control gaps or enhance processes. Formulate questions to be asked during walkthroughs and lead walkthroughs when called upon Identify controls after attending a walkthrough, specifically those related to the risks noted Provide rough drafts of issue documentation, identifying the important parts required. Define testing scripts, coordinate with respective development teams to run the same during the review process and evaluate the outcome along with the manager. Role : Good eye for detailing with respect to each product regulations and controls Inclination and focus on Controls Testing on (i) assessing the design of controls, and (ii) whether the controls are operating effectively is a key expectation. Basic AML/ OFAC experience would be preferred. At least 2 to 4 years of audit, compliance testing or monitoring, or relevant Compliance experience. Passion for technical compliance and be interested in conducting wide-scale investigative reviews. Have a good appreciation of the regulations applicable in India and APAC. Highly detail-oriented, motivated, curious individual with good time-management skills, analytical and communication skills Quick and sharp individual who relishes the challenges of understanding and interpreting regulations and processes across different businesses and jurisdictions. Strong communication, interpersonal and influencing skills. The candidate should have the ability to establish credibility and strong partnerships with senior business leaders, control functions and corporate partners globally. Fluency in written and spoken English is a must have. Excellent written skills, and ability to prepare clear, concise reports with minimal supervision. Have an audit and / or relevant industry qualifications, or a university degree. Proficiency in Excel and SQL is a preferred skill to have. PhonePe Full Time Employee Benefits (Not applicable for Intern or Contract Roles) Insurance Benefits - Medical Insurance, Critical Illness Insurance, Accidental Insurance, Life Insurance Wellness Program - Employee Assistance Program, Onsite Medical Center, Emergency Support System Parental Support - Maternity Benefit, Paternity Benefit Program, Adoption Assistance Program, Day-care Support Program Mobility Benefits - Relocation benefits, Transfer Support Policy, Travel Policy Retirement Benefits - Employee PF Contribution, Flexible PF Contribution, Gratuity, NPS, Leave Encashment Other Benefits - Higher Education Assistance, Car Lease, Salary Advance Policy Working at PhonePe is a rewarding experience! Great people, a work environment that thrives on creativity, the opportunity to take on roles beyond a defined job description are just some of the reasons you should work with us. Read more about PhonePe on our blog. Life at PhonePe PhonePe in the news

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile 2+ yrs exp in handling compliance testing in BFSI at corporate level Job location is Chennai, TN CA / CS / LLB qualifications will be an advantage

2-3+ years of work experience in SOX Testing / Internal Audit/ Control Testing/Compliance Testing/RCSA controls testing. Ability to learn and understand a variety of processes and regulations as they pertain to internal controls and regulatory requirements. Ensure that key risk and controls are identified and assess control designs (walkthrough) Develop meaningful test steps (scripts) and perform testing to validate and determine whether controls are operating effectively. Communicate test results, and next steps concisely and effectively across the organization. Provide recommendation and work as a trusted partner with line of business to propose an appropriate remedial action plans to enhance existing processes. Identify potential risks and/or control gaps, control enhancement opportunities,in current processes, by utilizing available information such as business overviews, process maps, procedures, and reviewing/testing controls. Ensure with documentation standards. Qualifications Postgraduate (preferred in finance, accounting, or business) required, other relevant degrees will be a plus such as MBA Finance/Semi -Qualified CA/Risk specialist with background in Risk management/Audit exp/controls testing testing). 2-3+ years of relevant work experience within the financial services industry in the risk management space, preferably within the context of internal audit, or control testing Proficiency in spoken & written English. High level of commitment and flexibility, communication, and teamwork skills. Ability to work independently, understand and draw conclusions from research conducted and coordinate with the work of others. Effectively respond to shifting priorities, demands, and timelines through analytical and problem-solving capabilities Organizational skills and attention to detail to handle diverse and concurrent assignments. Microsoft application knowledge as well as aptitude for grasping and using various software applications. Additional Information Should be ok with UK shift Should be work to work from Office Open for CA fresher Job Location Location - Block 10, DLF IT Park, 10th Floor 1/124 Shivaji Gardens, Moonlight Stop Ramapuram Nandambakkam Post, Chennai, India

Hiring for SOX Audit Level - SME Location - Hyderabad Timings - US Night shift Mode - (Hybrid/On-site) Notice period - Immediate - 30 Days Notice Period - Immediate to 30 Days CTC - Upto 10 LPA SME - 4 to 8 years in SOX/Internal Audit About the Role Were seeking a SOX Audit SME to strengthen our risk and compliance team. If you thrive in auditing financial processes, designing controls, and partnering with global stakeholders, this role is for you! Key Responsibilities Lead SOX 404A/404B compliance testing, internal audits (SSAE 18, RCSA, operational audits), and risk assessments. Perform end-to-end process risk analysis for banks / financial institutions. Test and validate business + IT controls, ensuring alignment with COSO/COBIT frameworks. Drive risk reviews, control remediation, and process optimization. Develop audit reports with actionable insights for senior leadership. Collaborate cross-functionally to enhance governance and compliance standards. Ideal Candidate 4-8 years in SOX, internal audit, or risk management (financial services preferred). Expertise in SOX frameworks, risk controls, and audit methodologies. Strong analytical skills to map complex business processes. Excellent communication (written/verbal) and stakeholder management. Certifications like CA, CIA, CISA, or CPA are a plus. Interested Candidates contact HR Dinesh@ 8655512320 dinesh@careerguideline.com

Role & responsibilities Handled exposure preparation for the bank. Handled regulatory returns such as CRILC, NeSL, RBS, EDR, PSL and SLBC reporting, SIBC Handling and closure of audit observations Handled Capital adequacy calculation Various Internal and Management reporting/MIS including Board note submissions Handle statutory/Internal/RBI and concurrent audit as well as closure of audit/LFAR observations Support to all automation activities including discussion with vendor on finalization of BRD requirement, handling UAT and subsequently managing production run Support and Back up to Early warning signal system wherever required (Preferably) Support to stakeholders as per requirement of the job