Internal Auditor- Asset & Wealth Management

Internal Auditor Asset & Wealth Management (Ireland)

Location:

Department:

Employment Type:

Shift: 3PM- 12 AM || 4PM- 1 AM

Position Summary

Internal Auditor

Key Responsibilities

• Execute audit work in line with Internal Audits

  risk-based methodology

  and professional standards.
• Design and perform

  tests of key controls and processes

  to evaluate design adequacy and operational effectiveness.
• Conduct

  substantive testing and data analysis

  to assess risk and control performance.
• Document audit work, conclusions, and findings with clarity and accuracy.
  
• Identify, assess, and report on

  key risks, compliance issues, and control deficiencies

  .
• Review and test managements remediation actions to confirm effective issue resolution.
  
• Draft

  well-supported audit findings

  and communicate effectively with stakeholders.
• Collaborate with the audit team and management to address issues, challenges, and delays during the audit process.
  
• Perform

  validation of management actions

  and maintain appropriate documentation for closure.
• Develop a strong understanding of assigned audit areas, including technology, products, operations, and systems.
  
• Support

  special or ad-hoc projects

  as assigned.

Key Relationships

• Build and maintain strong working relationships with key stakeholders across the firm.
  
• Liaise with

  Front Office, Middle Office, Compliance, Risk, and Support Functions

  to ensure alignment on audit scope and findings.
• Work closely with IA Audit Leads, IA Directors, the

  Head of Internal Audit for EMEA/APAC

  , and the

  Global Head of Internal Audit

  as required.

Skills & Competencies

• Minimum of

  5+ years’ experience

  in internal audit within

  asset management or financial services

  (wealth management preferred).
• Solid understanding of Ireland’s regulatory framework, including

  MiFID II/MiFIR

  ,

  Investment Firms Regulation

  ,

  Consumer Protection Code

  , and

  Client Asset Requirements

  .
• Strong

  analytical, problem-solving, and project management

  skills, with the ability to prioritize and multitask.
• Excellent

  verbal and written communication

  and interpersonal skills.
• Strong ability to

  interpret and apply regulatory requirements

  effectively.
• Demonstrated capability to work

  independently and collaboratively

  within a team environment.
• Proficiency in

  MS Office

  (Word, Excel, PowerPoint, Outlook).

Education & Professional Qualifications

• Bachelor’s degree in

  Accounting, Finance, or a related field

  (preferred).
• Professional certifications such as

  CIA, CPA, ACA, CA, ACCA, or CFA

  are highly desirable.