Head of Trade Processing & Account Transfers

7 - 11 years

0 Lacs

Posted:1 week ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

Your role: Are you an individual with a proven track record of high-quality operational execution and team management You will lead UBS's Capital Markets Trading Middle Office, Mutual Funds Operations, and Account Transfers teams. Your responsibilities include overseeing day-to-day operations such as trade processing, reconciliation, risk management, account transfers, and ensuring coordination between front and back offices. Key Responsibilities: - Lead and mentor a team of >25 individuals, fostering a culture of high-performance focused on excellence, accuracy, and efficiency. - Oversee trade confirmation process for Fixed Income, Equity, Structured Products, and Mutual Funds, ensuring timely and accurate trade capture. Collaborate with front office and counterparties to resolve discrepancies. - Manage incoming and outgoing client account transfers via the ACATs process. - Manage daily suite of control and reconciliation processes, identify and resolve discrepancies promptly, and provide reporting to senior management. - Proactively identify and manage operational risk, ensuring compliance with internal policies and regulatory requirements. - Drive process reengineering initiatives to enhance efficiency, reduce operational risk, and support scalability. - Collaborate with IT teams on initiatives impacting middle office infrastructure and related processes. Your team: You'll be joining an Operations team that supports various functions across transaction products, focusing on financial and regulatory control and providing excellent service to Wealth Management clients. The team culture is built on collaboration and development, offering a great experience for individuals looking to make an impact. Your expertise: - 7+ years of Operations, Risk, and People Management experience. - Series 99 and SIE, or equivalent required (can be obtained after hiring). About Us: UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in major financial centers in over 50 countries, UBS stands out for its global reach and expertise. Join us: At UBS, we value our people as the drivers of our success. We offer new challenges, a supportive team, opportunities for growth, and flexible working options. Our inclusive culture fosters the best in employees at all career stages, emphasizing collaboration as a core value. Disclaimer / Policy Statements: UBS is an Equal Opportunity Employer, empowering individuals and supporting diverse cultures, perspectives, skills, and experiences within its workforce.,

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