Head of Internal Control- Fund Management Company

Job Description

Hi This is regarding opening with a leading Fund Management Company as a Head of Internal Control Unit Designation: Head of Internal Control Unit Head Experience: 10+ years of work experience in Internal control or Internal Audit with capital market or Asset management company Industry Preferred: banking, financial services , investment banking only Education; CA or MBA only Location: Mumbai Job Role: Design and implement internal control mechanisms with local and international regulatory frameworks. · Fully responsible for the organization to achieve third party approvals like SAS 70 (SOC1)with company policies and identify areas where risks may emerge. · Proactively detect risks and design strategies to mitigate them. · Develop and continually improve the company's risk management framework. · Ensure that SOC 1 audits are conducted regularly, maintaining stringent controls over business operations. · Guide and train staff on risk management and internal control processes. · Lead regular internal audits across business units to ensure consistent adherence to policies and regulatory standards. · Prepare comprehensive reports on internal control and risk management for senior management review. · Help building the ICU team If this excites you kindly mail me on shivani@thepremierconsultants.com #internalaudit #internalcontrol #financialservice #BFSI #banking #riskbasedaudit #regulaotry framework #SOC #riskmanagement #intrnalcontrolprocess #riskmitigation #policies #process #internationalaudit #investmentbanking #big4 #KPMG #PWC #deloitte #EY #E&Y #invstmentbanking #AIF #PMS #fixedincome #alternativeinvestment #fundmanagemnt #hedgefund #framework #SOC1 #wealthmanagement #regulatoryframework #internationalregulatoyframework #capitalmarket #assetmanagement #AMC Show more Show less