2375 Fixed Income Jobs - Page 10

About The Role Deferral tracking / reporting Timely submission of Deferrral reports -PDF pending are a critical risk to the bank and the PDF report is circulated to the all the business and credit teams including the top management on monthly basis. This is further circulated with a synoptic summary for the top management information. 1. Monthly Reporting of PDFs to Business / Credit / SeSo/ Other Stake holders 2. Monthly submission of Critical PDF Report to CC" Vendor payments -Checking the correctness of bills and timely payments Ensuring timely processing of Vendor Bills Legal Audit- Ensuring all cases due for Legal Audit are sent to Legal and completeness of the same is tracked. Helping in identification and submission of cases for legal audit. Follow up and updation of status of the same NSLR Bonds Ensuring security is created and reminders are sent to Security Trustee -Tracking NSLR Bonds issued by Treasury and follow-up with Security Trustee for confirmation of security creation and registration certificate. CAD Systems Smooth and un-interrupted functioning of DTS / File-Net / Omni scan / Omni scan upload tool "Management and support /maintenance of CAD"™s internal systems DTS / File Net which help in the critical control function as it is thru these systems that a number of risks are managed. These are hardcore and extremely critical system for CAD. Constant liaison is maintained with IT to ensure smooth and uninterrupted functioning of these systems. Storage of executed docs. Smooth Lodgement / Retrieval of docs from storage and updation of storage locaion of document on the system Lodgement - Retreivals - Storage Location uploads - Safe Custody - Old Records - OEC MIS data submission -Timely submission of MIS reportsVarious MIS reports as and when required are formulated and generated which are critical tools in controlling pre-emptively the risks. Providing vital timely and critical inputs and support to all Regional Heads , Portfolio Management teams. Host of MIS reports as required generated with various permutations and combinations to assist in controlling of the department. This also includes preparing presentations for reviews , reports related to tracking and monitoring of business deals, compiling the portfolio parameters as required, portfolio allocations,Credit committee submissions, etc. The MIS generated certainly strives to provide the top management with required info for their decision making. House Keeping- Ensuring all docs are moved to storage within TAT Every fornightly check to make sure that unattended / retreived documents are not lying the the FRFCs and ensuring that documents are moved to storage. Maintaining databases Ensuring prompt updation of databases Maintaining the SHCIL database of dockets lodged at SHCIL & Retreived at SHCIL Maintaining the OEC database of dockets lodged & retreived from OEC Maintaining the LLI databases. Maintaining the Legal Audit status database Maintaining the Accepted Sancions database Maintaining the RCAD takeover database

About The Role The job profile/description would be as follows: Checking FX Instructions on Swift. Daily Forex reporting to Treasury Dealing Unit. Booking Inward & Outward Deals on behalf of clients with Treasury Unit. Interacting with Treasury Operations & Dealing Units. Nostro Reconciliation for Custody Unit. Processing of Inward & Outward Remittances. Sending messages to Clients for Inward & Outward Remittances done. Reporting of Inflow & Outflow to RBI on weekly basis. Reporting of trades to CPA on daily & monthly basis. Follow-up with CPA for non receipt of Tax Certificates for remittance. Job Requirements, Skills/Knowledge Prerequisites Would be as follows: Knowledge of Indian Capital Markets, Foreign Exchange, SEBI & RBI Regulations for reporting of trades. Microsoft Word, Excel (Functions (pivot table, vlookup etc) n Formulas, shortcuts etc.) Educational Qualifications required: 1. Commerce Graduate from any University./MBA.

Job Details Deal Closing Facilitate completing the closing process, ensuringaccuracy and efficiency. Negotiation Engage in negotiations with clients to reach favorable termsand conditions for all parties involved. Objection Handling Address any concerns or objections raised by clientsduring the closing process, providing solutions and reassurance to ensuresuccessful outcomes. Financial Guidance Understand clients' financial requirements andconstraints, offering guidance and assistance in securing suitablefinancing options. Customer Relationship Management Build and maintain strongrelationships with clients, providing exceptional service and supportthroughout the closing process and beyond. Documentation Ensure all necessary documentation is complete,accurate, and compliant with legal and regulatory requirements. Market Knowledge Stay informed about current market trends, propertyvalues, and financing options to provide informed advice andrecommendations to clients. Team Collaboration Collaborate closely with other members of the salesand operations teams to streamline processes and enhance the overallcustomerexperience.

Responsibilities: * Develop understanding on Bonds, AIFs & MFs * Acquire and develop new HNI clients from natural market and on board existing clients * Empanel institutions for wealth product distribution *Travel across East India as required

Portfolio Management & Construction Develop, execute, and monitor comprehensive investment strategies. Construct and manage portfolios by integrating top-down macroeconomic views and bottom-up company analysis. Ensure alignment with fund mandates, investment objectives, and risk-return profiles. Research Integration & Decision-Making Integrate proprietary and third-party research into investment decision frameworks. Conduct ongoing market analysis and proactively adjust strategies based on evolving market conditions. Collaborate with research analysts and other stakeholders to maintain a pipeline of investment opportunities.

Role & responsibilities 1.Market Development & Strategy Establish and grow the Institutional Sales vertical from ground up. Identify new business opportunities and drive product penetration across institutional investors. Own P&L responsibility for the vertical and ensure YoY growth. 2. Institutional Client Acquisition & Relationship Management Build and maintain strong relationships with Banks, NBFCs, Mutual Funds, Treasuries, Family Offices, Corporates, and Insurance Companies. Drive large-ticket investments in fixed income products (NCDs, ICDs, Bonds). Deepen engagement with existing institutional clients to increase wallet share. Product Distribution & Sales Execution Originate and close debt placements and distribution deals with institutional investors. Work closely with product and structuring teams to offer tailor-made solutions. Stay updated on regulatory changes (SEBI, RBI, IRDAI guidelines) impacting fixed-income products. Stakeholder Collaboration & Team Leadership Coordinate with internal stakeholders (Product, Legal, Compliance, Operations) to ensure smooth deal closures. Mentor and scale a team of sales professionals over time as the vertical grows. Market Intelligence & Reporting Track competitor activity, market trends, and pricing benchmarks. Prepare and present MIS reports, deal pipelines, and portfolio updates to leadership. Preferred candidate profile Education: MBA (Finance) / CA / CFA / Postgraduate from a reputed institution. Experience: 812 years of relevant experience in Institutional Sales of Debt/Fixed Income Products. Strong relationships with Institutional Investors (Banks, NBFCs, Mutual Funds, Treasuries, Corporates, Family Offices). Proven track record of closing large-ticket fixed income transactions. Strong knowledge of Fixed Income Products (NCDs, ICDs, Bonds), Debt Capital Markets, and Credit Assessment. Excellent understanding of regulatory frameworks governing fixed income distribution. Superior negotiation, communication, and relationship management skills. Highly analytical with ability to structure and present investment opportunities. Self-starter with the ability to set up and scale a vertical independently. Note: Candidates from Bonds background to be considered. Interested candidates share your resumes on malini.varma@liquiloans.com

The Securities & Derivatives Analyst 2 position is an intermediate level role that involves processing orders and transactions from trading desks and branch offices in collaboration with the Operations - Transaction Services team. The primary aim of this position is to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Minimum 7 years of experience in Security Master and Pricing Function - 7-8 years of experience in Banking Operations, with at least 3-4 years focusing on Investment Banking products and processes - Exposure and experience with various Investment products such as Equities, Mutual Funds, Bonds, Structured Notes, and Derivatives - Familiarity with Market Data Services platforms like Bloomberg, Reuters, Telekurs, and AA Stocks - Work experience in Asset Setup, Security Setup, or Fund Setup - Knowledge of Reference Data or Static Data processes for the mentioned products - Understanding of Price update and Price exception handling, including Variance and Stale Price management - Exposure and comprehension of different Asset Classes/Asset Types like Equities, Fixed Income, and Bonds - Knowledge or work experience in Interest basis calculation methods for Asset Classes/Asset Types - Understanding of the Trade Life Cycle of Investment Banking products - Experience or exposure to various custody platforms like Clearstream, Euroclear, BONY, Fedwire, DTCC, MAS, CDP, AUSTRACLEAR is an added advantage - Processing securities transactions, providing analytical input for traders, and assisting in the review of derivative products - Identifying and resolving securities and derivative settlement issues, making process improvement recommendations - Analyzing moderately complex reports to meet management requirements, contribute to control activities, and support the launch of product services - Monitoring and proposing solutions to errors to minimize risk, with an intermediate knowledge of procedural requirements - Escalating transaction processing issues to the appropriate department and collaborating on solutions - Designing and analyzing reports in coordination with direct leadership standards - Assisting with control activities and the launch of new products and services - Ensuring processes adhere to audit and control policies - Assessing risk appropriately in business decisions, with a focus on compliance and ethical behavior Qualifications: - 6-10 years of relevant experience - Fundamental understanding of Treasury products, accounting, and regulatory policies - Proven ability to handle multiple concurrent activities/projects in a high-risk environment - Ability to work effectively in a fast-paced environment - Demonstrated knowledge of macros Education: - Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance This job description offers a comprehensive overview of the typical tasks performed in the Securities & Derivatives Analyst 2 role. Additional duties may be assigned as necessary.,

Greeting from Infosys BPM Ltd., We are hiring candidates for Trade Processing/Settlements Skill. Please walk-in for interview on 10th September 25 at Bangalore Location Note: Please carry copy of this email to the venue and make sure you register your application before attending the walk-in. Please use below link to apply and register your application. Please mention Candidate ID on top of the Resume *** https://career.infosys.com/jobdesc?jobReferenceCode=PROGEN-EXTERNAL-224837 Process Specialist- 2 Yrs to 4 Yrs experience: Interview details: Interview Date: 10th September 25 Interview Time: 10:00 AM till 12:30 PM Interview Venue: JP Nagar: Infosys BPM Limited., #785, Ground Floor Axis Sai Jyoti, 15th Cross 100 Feet Road, Sarakki, 1st Phase. J P Nagar, Bengaluru, Karnataka 560078. Landmark: Near Sindhoor Convention Centre Senior Associate, Investment Operations About the Role We're looking for a motivated and detail-oriented Senior Associate to join our Investment Operations team. In this role, you will play a critical part in the post-trade lifecycle for all Equity and Fixed Income securities. You'll be responsible for ensuring the accurate and timely processing of trades, from delivery and confirmation to final settlement. What You'll Do Trade Processing & Settlement: Handle the end-to-end processing of a variety of complex transactions, ensuring all trades are delivered, confirmed, and settled accurately and on time. Trade Management: Perform trade booking, cancellations, and modifications, with a focus on swaps and other complex financial instruments. Collateral & Margin Management: Manage collateral and margin calls, ensuring compliance and mitigating risk. Quality Control & Training: Conduct quality checks on the work of junior associates to maintain high standards. You'll also be responsible for training and mentoring new team members to help them succeed. What You'll Bring Experience: A minimum of 2 years of experience in capital market operations. Skills: Proficiency in trade processing, settlements, collateral and margin management, and trade booking. Knowledge of swap trades is a plus. Education: A bachelor's degree is required. Communication: Excellent oral and written communication skills are essential for collaborating with internal teams and external partners. If you are a proactive problem-solver with a strong understanding of the trade lifecycle and a passion for accuracy, we encourage you to apply. Interview Location: JP Nagar, Bengaluru Work Location: Bangalore Qualification: Graduates & Post graduation Designation: Process Specialist Job Level: 3A Shift Timings: Flexible to work with any shift Experience: 2Yr to 4Yrs Notice Period: Immediate Joiners to 15 Days Documents and things to Carry:: Carry a print out your updated resume; Carry any 2 photo Identity proof (PAN Card/Driving License/Voters ID card/Passport). All original education documents need to be available for verification. (10th, 12th, Graduation (Sem Wise Marksheet, CMM. Provisional and Original Degree) Candidates to carry mobile charger and ear/headphones to the hiring venue for in-person assessments and evaluations Mandatory to carry Smartphone and Headset for Assessment, ID proof Hardcopy. Pointers to note: Please do not carry laptops/cameras to the venue as these will not be allowed due to security restrictions. Original Government ID card is must for Security Clearance Regards, Infosys BPM Recruitment team.

Greeting from Infosys BPM Ltd., We are hiring candidates for Corporate Actions Skill. Please walk-in for interview on 10th September 25 at Bangalore Location Note: Please carry copy of this email to the venue and make sure you register your application before attending the walk-in. Please use below link to apply and register your application. Please mention Candidate ID on top of the Resume *** https://career.infosys.com/jobdesc?jobReferenceCode=PROGEN-EXTERNAL-224837 Process Specialist- 2 Yrs to 4 Yrs experience: Interview details: Interview Date: 10th September 25 Interview Time: 10:00 AM till 12:30 PM Interview Venue: JP Nagar: Infosys BPM Limited., #785, Ground Floor Axis Sai Jyoti, 15th Cross 100 Feet Road, Sarakki, 1st Phase. J P Nagar, Bengaluru, Karnataka 560078. Landmark: Near Sindhoor Convention Centre (NOTE: No Candidate parking facility will be available) Corporate Actions Primary Skill 1) good understanding of Corporate Actions, capital market and various investment instruments like Equities, Fixed Income Products. 2) Managing/performing the daily Corporate Actions processing activities placing high emphasis on accuracy and timeliness. Other required Skill 1) Excellent comprehension, articulation skills, communication, organisation, interpersonal planning and analytical skills 2) Eye for details 3)) Good analytical skills with a logical mind-set 4) Has proven ability to interact with multiple internal and external functions, including clients and stakeholders 5) Demonstrated the ability to work to tight deadlines, prioritise tasks and work effectively handling multiple responsibilities Key Responsibilities 1) Support the Process to ensure accuracy and completeness of available data 2) Gain understanding of core processes to better comprehend/identify potential process efficiencies 3) Ability to document the procedures, develop training plans and other business process relevant documentation 4) Should be able to provide training to the new joiners 5) Should act as a QC analyst when needed 6) Contribute to overall team progress via huddles/ ideas / initiatives / training and development. 7) Plan and organizes own work and keeps the Managers informed of status and activities 8) Ensure that the Daily/Weekly/Monthly reports are delivered. 9) First point of contact on subject matter questions. 10) Provides training/ guidance to new members in the Team and assist the Managers in executing the Development Plans of the new members; may perform some tasks when required Interview Location: JP Nagar, Bengaluru Work Location: Bangalore Qualification: Graduates & Post graduation Designation: Process Specialist Job Level: 3A Shift Timings: Flexible to work with any shift Experience: 2Yr to 4Yrs Notice Period: Immediate Joiners to 15 Days Documents and things to Carry:: Carry a print out your updated resume; Carry any 2 photo Identity proof (PAN Card/Driving License/Voters ID card/Passport). All original education documents need to be available for verification. (10th, 12th, Graduation (Sem Wise Marksheet, CMM. Provisional and Original Degree) Candidates to carry mobile charger and ear/headphones to the hiring venue for in-person assessments and evaluations Mandatory to carry Smartphone and Headset for Assessment, ID proof Hardcopy. Pointers to note: Please do not carry laptops/cameras to the venue as these will not be allowed due to security restrictions. Original Government ID card is must for Security Clearance Regards, Infosys BPM Recruitment team.

To provide investment operations support to Fund Operations boutique fund managers covering a range of portfolio administration functions namely valuations, corporate actions, cash forecasting, performance reporting, trade settlement management, cash movements, broker and custodian liaison, and relationship management. The role covers a range functions working on managed funds, private equity funds and listed investment companies. Investment types covers both domestic and international types including Equities, Futures, Options, FX, Currency forwards, Swaps, Fixed Income, and Managed Funds. Key Accountabilities and main responsibilities Strategic Focus Provide support in the onboarding of new clients and ensuring the effective and timely implementation of client change requests Contribute to project work to improve service quality e.g. system implementations, automation Build and maintain effective relationships with internal stakeholders Regularly review processes and procedures with a view to implementing efficiency and accuracy improvements Operational Management Accurately prepare and review unit prices for managed investment funds, private equity funds and listed investment companies Produce and review Gross Asset Value (GAV) and Net Asset Value (NAV) including unit pricing calculation for NAV Reconcile cash records, positions and trades to the custodian/ PB Update portfolio system relating to investment trades, settlements, corporate actions, income receipts and cash movements Prepare periodic reports to fund managers, their clients, and asset consultants Ensure timely delivery of various reporting requirements to the Sydney team Preparation of reconciled month end portfolios for accountants to complete unit pricing Preparation of periodic reports to fund managers, their clients, and asset consultants Update portfolio system relating to investment trades, settlements, corporate actions, income receipts and cash movements People Leadership Partner effectively with cross functional teams, including offshore counterparts, ensuring clear communication and knowledge sharing Provide support, review and preparation of Investment Operations daily deliverables Collaborate closely with the team and the broader organisation to achieve shared goals, treating all colleagues and clients as valued partners Governance & Risk Ongoing monitoring and improvement of risk and compliance controls. Post trade compliance monitoring Liaising with financial reporting team to answer audit queries. Adopt a risk management culture, and effectively limit risk exposure to MUFG Corporate Markets with strategies to mitigate risk The above list of key accountabilities is not an exhaustive list and may change from time-to-time based on business needs. Experience & Personal Attributes 3+ years registry experience in a custody, fund administrator or fund manager environment within a high volume, client focused working environment Tertiary degree in relevant field such as Finance, Accounting or Commerce is required Strong technical knowledge in financial markets including investment products, markets and securities Process expert knowledge in the investment process and trading instruments across various asset classes Comprehensive understanding of performance measurement, attribution analysis, and risk assessment models for evaluating investment outcomes. Skilled in problem solving and implementing practical solutions Proactively responds and adapts to change supports and influences strategies to enable business transformation and enhancement Excellent written & verbal communication to engage with people at all levels of the organisation and build strong relationships and trust with clients and internal stakeholders Excellent organization skill - ability to multi-task in a high-pressure environment Attention to detail ensures accuracy and efficiency of daily tasks and high personal standards in all work areas Takes ownership and pride of quality of work delivered to ensure exceptional client focussed approach

To provide investment operations support to Fund Operations boutique fund managers covering a range of portfolio administration functions namely valuations, corporate actions, cash forecasting, performance reporting, trade settlement management, cash movements, broker and custodian liaison, and relationship management. The role covers a range functions working on managed funds, private equity funds and listed investment companies. Investment types covers both domestic and international types including Equities, Futures, Options, FX, Currency forwards, Swaps, Fixed Income, and Managed Funds. Key Accountabilities and main responsibilities Strategic Focus Provide support in the onboarding of new clients and ensuring the effective and timely implementation of client change requests Contribute to project work to improve service quality e.g. system implementations, automation Build and maintain effective relationships with stakeholders such as wholesale and retail clients, custodians, fund managers and brokers Regularly review processes and procedures with a view to implementing efficiency and accuracy improvements Operational Management Accurately prepare and review unit prices for managed investment funds, private equity funds and listed investment companies Produce and review Gross Asset Value (GAV) and Net Asset Value (NAV) including unit pricing calculation for NAV Reconcile cash records, positions and trades to the custodian/ PB Update portfolio system relating to investment trades, settlements, corporate actions, income receipts and cash movements Prepare periodic reports to fund managers, their clients, and asset consultants Ensure timely delivery of various reporting requirements to fund managers Preparation of reconciled month end portfolios for accountants to complete unit pricing Preparation of periodic reports to fund managers, their clients, and asset consultants Update portfolio system relating to investment trades, settlements, corporate actions, income receipts and cash movements People Leadership Partner effectively with cross functional teams, including Australian teams, ensuring clear communication and knowledge sharing Provide support, review and preparation of Investment Operations daily deliverables Collaborate closely with the team and the broader organisation to achieve shared goals, treating all colleagues and clients as valued partners Governance & Risk Ongoing monitoring and improvement of risk and compliance controls. Post trade compliance monitoring Adopt a risk management culture, and effectively limit risk exposure to MUFG Corporate Markets with strategies to mitigate risk The above list of key accountabilities is not an exhaustive list and may change from time-to-time based on business needs. Experience & Personal Attributes 2+ years registry experience in a custody, fund administrator or fund manager environment within a high volume, client focused working environment Tertiary degree in relevant field such as Finance, Accounting or Commerce is required Strong technical knowledge in financial markets including investment products, markets and securities Process expert knowledge in the investment process and trading instruments across various asset classes Comprehensive understanding of performance measurement, attribution analysis, and risk assessment models for evaluating investment outcomes. Skilled in problem solving and implementing practical solutions Proactively responds and adapts to change supports and influences strategies to enable business transformation and enhancement Excellent written & verbal communication to engage with people at all levels of the organisation and build strong relationships and trust with clients and internal stakeholders Excellent organization skill - ability to multi-task in a high-pressure environment Attention to detail ensures accuracy and efficiency of daily tasks and high personal standards in all work areas Takes ownership and pride of quality of work delivered to ensure exceptional client focussed approach

J.P. Morgan Wealth Management is a global leader in investment and wealth management, serving institutions, high-net-worth individuals, and retail investors worldwide. As an analyst in the Securities Based Lending Team at JP Morgans Asset and Wealth Management Credit Middle Office, you will support client credit needs by evaluating asset portfolios for lines of credit, focusing on creditworthiness and collateral analysis. Responsibilities include annual credit line reviews, client data analysis, and accurate loan documentation preparation. Job Responsibilities Prepare the analysis of a client prior to underwriting, including pulling client credit and generating a collateral analysis. Review lines of credit annually and build recommendations for renewal or modification. Analyze client data across multiple systems and conduct preliminary reviews for credit criteria. Review and prepare loan documentation with high accuracy. Ensure documentation consistency with federal and local regulations. Develop an understanding of the Underwriting process to grow into a Lender role. Collaborate with business partners to enhance process efficiency. Required qualifications, skills, and capabilities Minimum of 2 years of experience with Underwriting, Credit Risk, and/or Collateral Valuation. Bachelor s degree in Finance, Economics, or a related field. Working knowledge of financial markets and asset vehicles like Mutual Funds, Equities, and Fixed Income. Strong interpersonal skills, especially with business partners. Preferred qualifications, skills, and capabilities Intermediate Microsoft Office skills, particularly Excel, Word, and SharePoint. Strong understanding of controls for an error-free environment. Ability to review processes and recommend improvements. Excellent communication skills with various organizational levels.

We are seeking a highly skilled and experienced Investment Portfolio Construction and Consulting Specialist to join our team. As an Investment Portfolio Construction and Consulting Specialist, you will play a critical role in assisting our clients in developing and managing their investment portfolios. Your expertise will be essential in developing portfolio construction tools, providing strategic guidance, conducting thorough analysis, and constructing well-diversified investment portfolios tailored to meet clients financial goals and risk tolerance. As an Investment Portfolio Construction and Consulting Specialist within our Investment Portfolio team, you will develop portfolio construction models and provide strategic investment guidance. You will conduct comprehensive analyses of clients portfolios, focusing on asset allocation, performance evaluation, and risk assessment. Your role will involve collaborating with multiple teams to manage portfolios effectively and innovate new techniques for portfolio construction and analysis. Job Responsibilities Develop portfolio construction/optimization models, risk & return calibration and utilize your expertise in selecting appropriate investment vehicles, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and alternative investments, to construct well-balanced and diversified portfolios. Conduct comprehensive analysis of clients existing portfolios, including asset allocation, performance evaluation, and risk assessment. Develop UI and UAT testing of existing tools developed from methodology and output standpoint Provide day-to-day support to Portfolio Managers, including data aggregation, analytics and reporting Implement risk management techniques to mitigate portfolio risks, including monitoring and adjusting asset allocations, setting risk limits, and employing hedging strategies when necessary. Propose new and redesign existing process flows, models and excel based models/tools to achieve efficiencies and controls. Prepare and present comprehensive investment reports to clients, summarizing portfolio performance, asset allocation, and investment strategy updates. Co-ordinate with multiple teams for managing the portfolios effectively Lead development of new techniques of portfolio construction and analysis Required qualifications, capabilities, and skills 4+ years of work experience in Quantitative portfolio construction / modelling / Portfolio management / Investment strategies team as researcher or PM or equivalent data science role BE/B Tech from a top tier college and/or masters in finance / Financial Engineering / Econometrics / Quantitative Finance / MBA Strong background in portfolio management and construction with analytical mindset. Experience in statistical analysis and testing toolsets. Understanding of macro (fixed income/ rates) and systematic factors affecting a portfolio Under Graduate /Graduate Degree in a quantitative discipline such as mathematics, physics, statistics, engineering, etc. Hands on UI development and integration experience Experience executing process automation or user tool automation projects Excellent written and verbal communication skills, with the ability to present logically, precisely and in a simple manner, complex and technical issues Ability to parse complex tasks and juggle priorities in a highly dynamic professional environment Strong initiative, interpersonal skills ,entrepreneurial spirit and ability to think creatively, while also being able to collaborate with other Preferred qualifications, capabilities, and skills CFA/ FRM or MBA Finance preferred Fluent programming skills in Python required. Experience in R or Matlab good to have. Preferably in an asset/wealth management organization Experience with Portfolio construction and investment strategy consulting Experience with UI development and backend integration for internal tools/products Hands-on experience with econometric analysis and market risk modeling is a plus

At Compliance Conduct and Operational Risk division, as a trade surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the information barrier and restricted list policies. The trade surveillance team would be responsible for looking into the risks across markets using the established surveillance program to safeguard the firm against any reputational and/or financial risk while complying with internal policies and regulatory requirements. Job Responsibilities Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Information barriers, Fixed income, Futures/ Options and Asset management Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately Working with business and compliance stakeholders to identify potential market misconduct and technical rule violations and disposition, accordingly, include through interaction with regional Surveillance teams Conducting alert-based reviews for potential violations of laws, rules, and regulations. Work along with peers, handle multiple reports, engage in result-oriented tasks in a fast-paced environment. Identifying areas for process improvement and contribute towards the same Additional duties as assigned & Identifying areas for process improvement and contribute towards the same Identify key issues, risks, trends, observations and have them highlighted to management/key stakeholders Required qualifications, capabilities, and skills Qualified graduate with minimum of 6 years of trade surveillance / product experience with exchange traded products (including equities, futures and Fixed income) and/or information barriers / Asset management An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations Preferred Qualifications, Capabilities, and Skills Experience with SMARTS, Actimize or similar Trade surveillance systems is a plus Experience with navigation and sourcing of information in Bloomberg/public sources Working Knowledge of securities markets preferred

Lead Quantitative Analyst About the Team: Morningstar DBRS Credit Ratings, LLC is registered with the U.S. Securities and Exchange Commission as a nationally recognized statistical rating organization (NRSRO). Morningstar DBRS Credit Ratings issues credit ratings on a variety of security types including corporate and structured finance securities. This Morningstar subsidiary aims to increase market transparency by providing the highest-quality ratings, securities research, monitoring services, operational risk assessments, data, and tools. Morningstar DBRS is a global credit ratings business, formed through the July 2019 acquisition of DBRS by Morningstar, Inc., the ratings business is the fourth-largest provider of credit ratings in the world. Morningstar DBRS is committed to empowering investor success, serving the market through leading-edge technology and raising the bar for the industry. Morningstar DBRS is a market leader in Canada, the U.S. and Europe in multiple asset classes. Morningstar DBRS is driven to bringing more clarity, diversity of opinion, and responsiveness to the ratings process. Morningstar DBRS s approach and size provide the agility to respond to customers needs, while being large enough to provide the necessary expertise and resources. The Role: As a Lead Quantitative Analyst you will execute proprietary research pertaining to various types of credit rating models, such as default models, cashflow models, capital models, regression models covering asset classes of RMBS, ABS, CMBS, Covered Bond, Structured Credit, Corporates, Financial Institutions and Sovereigns. The Credit Quant Modeling team will collaborate with members from the Credit Ratings, Credit Practices, Independent Review, Data and Technology teams to create class leading models that are as innovative as they are easy to understand in the marketplace. You will be involved in development of model frameworks from prototype phase to a fully-fledged, scalable, and client-facing service. Leveraging deep principles of Statistical, Machine Learning, AI principles and built on massive amounts of Financial datasets. Often, these services must be integrated into organization s platform of financial products, so that our clients can use these software tools in the investment decision-making process. We are looking for an individual who possesses strong Econometric knowledge coupled with technical skills and leverage them to build efficient model verification frameworks for evolving FinTech solutions. Alongside the person should have a passion for investment research. Responsibilities: Team Leadership : Manage and mentor a small team of 2-4 quant analysts, providing guidance on modeling techniques and fostering a collaborative work environment. Strategic Decision-Making : Take responsibility for assessing the statistical significance of variables and determining their inclusion in models, ensuring robust and expected model performance. Model Oversight : Oversee the entire modeling process, from initial development through validation, and UAT ensuring that all models meet regulatory and internal standards. Stakeholder Engagement : Engage with senior management and other internal stakeholders to present modeling results and insights, influencing strategic decisions based on quantitative analysis. Innovative Review Methodologies : Develop and implement innovative model review methodologies to execute regulatory reviews and enhance the accuracy of statistical models. Model Building Blocks : Lead initiatives to develop reusable model building blocks to enhance accuracy and efficiency. Leverage advanced Python coding techniques to streamline workflows. Ensure that the models are aligned with latest Morningstar DBRS technology infrastructure. Requirements: Minimum of 7-11 years of relevant experience working in Credit Modeling / Model Validation roles. Qualifications: MBA (Finance)/BTech/PHD (Math) from a Tier I college. Knowledge of finance, statistics, behavioral sciences. Familiarity fixed income products. Strong Analytical skills. Experience with large databases / datasets preferred. Knowledge and proficiency in a programming language (Python and packages as NumPy, Pandas, SciPy). Familiarity with AWS infrastructure is considered an added advantage. Experience working with large data/Data Warehouses. Morningstar DBRS is an equal opportunity employer. About Us Morningstar DBRS is a leading provider of independent rating services and opinions for corporate and sovereign entities, financial institutions, and project and structured finance instruments globally. Rating more than 4,000 issuers and 60,000 securities, it is one of the top four credit rating agencies in the world. Morningstar DBRS empowers investor success by bringing more transparency and a much-needed diversity of opinion in the credit rating industry. Our approach and size allow us to be nimble enough to respond to customers needs in their local markets, but large enough to provide the necessary expertise and resources they require. Market innovators choose to work with us because of our agility, tech-forward approach, and exceptional customer service. Morningstar DBRS is the next generation of credit ratings. If you receive and accept an offer from us, we require that personal and any related investments be disclosed confidentiality to our Compliance team (days vary by region). These investments will be reviewed to ensure they meet Code of Ethics requirements. If any conflicts of interest are identified, then you will be required to liquidate those holdings immediately. In addition, dependent on your department and location of work certain employee accounts must be held with an approved broker (for example all, U.S. employee accounts). If this applies and your account(s) are not with an approved broker, you will be required to move your holdings to an approved broker. Morningstar s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. While some positions are available as fully remote, we ve found that we re at our best when we re purposely together on a regular basis, typically three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you ll have tools and resources to engage meaningfully with your global colleagues. R11_DBRSRatingsGmbHIndia DBRS Ratings GmbH, Branch India Legal Entity

Company: Mercer Description: We are seeking a talented individual to join our Data Management team at Wealth Investments Mercer. This role will be based in Mumbai. This is a hybrid role that has a requirement of working at least three days a week in the office. Director - Data Management We are looking for a dynamic and entrepreneurial leader to establish and lead a brand-new Data Team with a significant mandate to support our business in all critical processes. This role is ideal for a visionary with a tech-first mindset who can blend people, process, and technology to deliver high-impact, pragmatic solutions that directly drive business value. The position will partner closely with the Global Head of Data and the Global Data Team and business stakeholders, enabling day-to-day operational excellence while innovating to meet evolving needs. The ideal candidate will think and act like a business owner focusing on ROI, mitigating risks, and ensuring value delivery. They will have deep expertise in the Investment Domain and a proven track record in managing data analysts, implementing robust data management practices, and delivering creative solutions that scale We will count on you to: Strategic Leadership Establish and lead a high-performing Data Team from the ground up, instilling a culture of accountability and excellence. Develop and execute a data strategy that aligns with business priorities and delivers measurable impact. Serve as a trusted partner working with the Global Data team, senior business leaders, anticipating needs and proactively offering solutions. Solution Delivery Design and deliver pragmatic, scalable solutions leveraging a balanced mix of people, processes, and technology. Collaborate with technology teams to build both tactical and strategic solutions ranging from quick-win tools to enterprise-scale platforms. Oversee data pipelines, sourcing, and management for investment advisory and OCIO business areas, ensuring timely, accurate, and high-quality data delivery. Introduce and oversee a lightweight development capability to quickly design and deploy targeted end-user solutions, using low-code, no-code, and scripting tools. Data Management Excellence Design, implement, and mature core data management practices across governance, quality, lineage, metadata, and stewardship. Establish policies, standards, and controls to ensure data is accurate, consistent, and fit for purpose across the investment lifecycle. Implement data quality monitoring and remediation processes, ensuring issues are proactively identified and addressed. Business Partnership & Communication Act as the voice of the data team, effectively communicating the team s value and impact to business leaders. Present data-driven recommendations to influence strategic decisions What you need to have: 12+ years of experience in Information Systems Management, or a related discipline with a focus on domain i.e. Investment Banking/Asset Management (Middle Office/Back office). Familiarity with designing data models and defining data architecture schema for Investment Banking or Asset Management purposes. Proficiency in data processing and working with data warehouse/big data environments relevant to Investment Banking or Asset Management. Excellent skillset in Reference Database Management System (RDBMS) to ingest, maintain and distribute data for Equity, Fixed Income, Alternatives and other Asset Classes. Proficiency identifying process flow mapping and process redesigning specifically for Investment Banking or Asset Management data. Proficiency in project management tools such as Jira Kanban and Confluence or similar tool is plus. Experience in business process improvement, including conducting data investigations to determine the root cause of data issues. Familiarity with ETL tools for efficiently and accurately importing new data from various external/internal sources, as well as data sourcing and data mapping specifically to Investment data. Good analytical and technical abilities as the role would involve ability to spot anomalies and create processes to put control on them. Good communication skills to ensure issues clearly identified and explained to various interested stakeholders. Ability to work collaboratively with multi-disciplinary and global teams to ensure goals are met What makes you stand out Experience and/or familiarity in no-code, low-code solutions and latest AI-based coding tools Knowledge and experience gained in implementing financial data solutions such as S&P EDM, Alpha Data Platform, and/or FactSet. Industry qualifications - CFA or CIPM or DAMA Demonstrated willingness to support and mentor colleagues Demonstrated experience in taking a hands-on approach working closely with the team and colleagues to design, develop and implement data solutions Excellent communication skills working closely with colleagues at all levels Experience of business process improvement in asset management for example, performing data investigations to determine root cause of data quality issues. Why join our team: We help you be your best through professional development opportunities, interesting work and supportive leaders. We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities. Our scale enables us to provide a range of career opportunities, as well as benefits and rewards to enhance your well-being.

Collaborating effectively with colleagues to advance production machine-learning systems and applications. Conceptualizing, experimenting with, and assessing AI/ML-based software systems. Developing, testing, and maintaining high-quality, production-ready code. Demonstrating technical leadership by taking charge of cross-team projects. Creating libraries and frameworks that underpin reliable and testable systems. Represent Goldman Sachs at conferences and within open-source communities. Qualifications we seek A Masters or Ph.D. degree in Computer Science, Machine Learning, Mathematics, Statistics, Physics, Engineering, Quantitative Finance, or equivalent relevant industry experience. A minimum of 5 years of experience in the industry that demonstrates your expertise. Extensive experience in software development for quantitative investment workflows in equities, fixed income, or multi-asset strategies. Proficiency in contemporary programming languages like Python, C++, or Java.

Collaborating effectively with colleagues to advance production machine-learning systems and applications. Conceptualizing, experimenting with, and assessing AI/ML-based software systems. Developing, testing, and maintaining high-quality, production-ready code. Demonstrating technical leadership by taking charge of cross-team projects. Creating libraries and frameworks that underpin reliable and testable systems. Represent Goldman Sachs at conferences and within open-source communities.

Develop expertise in different FactSet offerings and workstation within areas like Fixed Income Analytics, Risk, Returns, etc. Independently support client queries, e.g. Fixed Income analytics, Returns, Terms and Conditions of Fixed Income instruments, etc. Become an SME in end-to-end Services operations support for clients, including workflows, data validation and other processes ensuring daily deliverables are met. Partner with regional and Global Leads, Managers, Director of Operations and stakeholders to effectively manage initiatives. Drive operational efficiency focusing on consistency between global teams Regular presentations for regional and global teams, including review of KPIs and key goals for the team. Efficiently lead projects that adhere to standards and continuous operations improvements. Act as a point of contact during shifts and being resourceful to support the team and stakeholders. Lead a team of minimum 7 members.

Technical Development: Design, develop, and maintain robust, scalable applications using .NET, C#, Office interop, MVC, and WebAPI. Leverage Office Interop for integrating Microsoft Office functionalities into applications. Write clean, efficient, and maintainable code following best practices and coding standards. Architect and implement RESTful APIs and microservices to support business applications. Optimize application performance, scalability, and security. Team Leadership: Lead, mentor, and manage a team of developers, fostering a collaborative and high-performing environment. Conduct code reviews, provide constructive feedback, and ensure adherence to quality standards. Guide team members in resolving complex technical challenges and adopting modern development practices. Collaborate with project managers to define project scope, timelines, and deliverables. Collaboration & Strategy: Work closely with product managers, designers, and stakeholders to translate business requirements into technical solutions. Participate in architectural discussions and contribute to defining technical roadmaps. Stay updated with the latest .NET ecosystem advancements and propose innovative solutions to improve processes and products. Quality Assurance & Deployment: Ensure high-quality deliverables through unit testing, integration testing, and CI/CD pipeline implementation. Oversee deployment processes and troubleshoot production issues as needed. Maintain documentation for code, processes, and system architecture. What Were Looking For Experience: 8-10 years of professional experience in software development with a focus on .NET technologies. Extensive hands-on experience with C#, ASP.NET MVC, WebAPI, and .NET Framework/.NET Core. Proven expertise in Microsoft Office Interop for application integration. 2+ years of experience leading or managing a development team. Technical Skills: Strong proficiency in C#, ASP.NET MVC, WebAPI, and .NET Core. Experience with Office Interop for automating and integrating Microsoft Office applications (Excel, Word, etc.). Knowledge of database technologies (e.g., SQL Server, Entity Framework, or similar ORMs). Experience with cloud platforms (e.g., Azure, AWS) and DevOps practices is a plus. Proficiency in version control systems (e.g., Git) and CI/CD pipelines. Leadership & Soft Skills: Demonstrated ability to lead and mentor a team of developers. Strong problem-solving skills and the ability to handle complex technical challenges. Excellent communication and interpersonal skills to collaborate with technical and non-technical stakeholders. Ability to manage multiple priorities and deliver projects on time in a fast-paced environment.

Insights Derives insights to support product bets Regularly gathers, analyzes, and interprets feedback directly from clients and prospects to understand their problems and the gaps in our solutions and in the marketplace. Participates in product discovery. Proactively identifies the market and validates the opportunity to prove whether a solution is valuable, viable, feasible and usable before developing it. Contributes to defining the metrics that will measure product outcomes. Strategy Identifies and articulates a path to achieve results Performs research and analysis that contributes to the product vision, strategic framework and roadmap. Execution Delivers on product outcomes Serves as SME on the quality and nuances of the product. Knows the top issues and how to troubleshoot them. Serves as an internal resource to educate junior team members and support help desk on troubleshooting and best practices. Supports Product Managers by prioritizing issues that are critical to fix in order to improve the customer experience. Defines the problem space correctly and experiment with potential solutions before suggesting a specific fix. Adept at separating bugs from user error and stability issues. Escalates issues to Engineering appropriately. Assists to clearly define user needs and acceptance criteria with development teams. Helps to prioritize needs and provides clarity for iterating on solutions. Prioritizes the instrumentation and reporting of key product metrics. Is exposed to Agile principles and best practices. Leadership Inspires cross-functional teams to achieve great outcomes Gives prompt and candid feedback to cross-functional team members. Coaches and mentors junior team members.

Have a Master s/Bachelors degree or equivalent in Finance, Engineering, or similar fields. The candidate should have knowledge of all investment product types, including those used for fixed income mandates (e.g., structured products and credit derivatives). Minimum 1 - 3 years of experience Required. Basic understanding of concepts like VaR, Stress Testing, Back Testing etc. Understanding of portfolio performance calculations and performance reports associated with accounts and composites. Analytically inclined, with knowledge of programming (example Python) being an added advantage. Ability to perform financial/mathematical calculations (or analysis) using MS Excel or other relevant tools. Knowledge of financial instruments, markets & analytical understanding. Ability to work under pressure, perform multiple tasks in a fast-paced, team environment, organize & prioritize workflow. Flexible to work in rotational shift including US shift hours.

About The Role Position / Job Title (Proposed) NA Designation EVP Function Business Head Segment Custody Division BFIG Grade M7/M8 Reporting To Sachin Samant Location Mumbai About the Company/Business Off shore Custody is an important vertical in BFIG offering custody and clearing services to Funds, FPIs, Hedege Funds 2) Specification What are the areas (in quantitative terms) the job has an impact on? Leading a team of 5/6 RMS Key Deliverables Business Development in Offshore Area in Institutional Client Be responsible for P&L of the verticle Explore new opportunities in terms of product ideas Relationship with support-teanms Relationships Good Understanding of Capital Markets, Regulations, Settlement Clearing and Custody process Have some connects and network with clients, market, regulators, consultants Qualification and Experience Post Grad MBA or CA Minimum 8 to10years"™ Experience in Custody, or institutional-brokerage Job Skills Leadership Sales and negotiation Problem solving Clear understanding of regulations and setllement

About The Role Deferral tracking / reporting Timely submission of Deferrral reports -PDF pending are a critical risk to the bank and the PDF report is circulated to the all the business and credit teams including the top management on monthly basis. This is further circulated with a synoptic summary for the top management information. 1. Monthly Reporting of PDFs to Business / Credit / SeSo/ Other Stake holders 2. Monthly submission of Critical PDF Report to CC" Vendor payments -Checking the correctness of bills and timely payments Ensuring timely processing of Vendor Bills Legal Audit- Ensuring all cases due for Legal Audit are sent to Legal and completeness of the same is tracked. Helping in identification and submission of cases for legal audit. Follow up and updation of status of the same NSLR Bonds Ensuring security is created and reminders are sent to Security Trustee -Tracking NSLR Bonds issued by Treasury and follow-up with Security Trustee for confirmation of security creation and registration certificate. CAD Systems Smooth and un-interrupted functioning of DTS / File-Net / Omni scan / Omni scan upload tool "Management and support /maintenance of CAD"™s internal systems DTS / File Net which help in the critical control function as it is thru these systems that a number of risks are managed. These are hardcore and extremely critical system for CAD. Constant liaison is maintained with IT to ensure smooth and uninterrupted functioning of these systems. Storage of executed docs. Smooth Lodgement / Retrieval of docs from storage and updation of storage locaion of document on the system Lodgement - Retreivals - Storage Location uploads - Safe Custody - Old Records - OEC MIS data submission -Timely submission of MIS reportsVarious MIS reports as and when required are formulated and generated which are critical tools in controlling pre-emptively the risks. Providing vital timely and critical inputs and support to all Regional Heads , Portfolio Management teams. Host of MIS reports as required generated with various permutations and combinations to assist in controlling of the department. This also includes preparing presentations for reviews , reports related to tracking and monitoring of business deals, compiling the portfolio parameters as required, portfolio allocations,Credit committee submissions, etc. The MIS generated certainly strives to provide the top management with required info for their decision making. House Keeping- Ensuring all docs are moved to storage within TAT Every fornightly check to make sure that unattended / retreived documents are not lying the the FRFCs and ensuring that documents are moved to storage. Maintaining databases Ensuring prompt updation of databases Maintaining the SHCIL database of dockets lodged at SHCIL & Retreived at SHCIL Maintaining the OEC database of dockets lodged & retreived from OEC Maintaining the LLI databases. Maintaining the Legal Audit status database Maintaining the Accepted Sancions database Maintaining the RCAD takeover database

About The Role The job profile/description would be as follows: Checking FX Instructions on Swift. Daily Forex reporting to Treasury Dealing Unit. Booking Inward & Outward Deals on behalf of clients with Treasury Unit. Interacting with Treasury Operations & Dealing Units. Nostro Reconciliation for Custody Unit. Processing of Inward & Outward Remittances. Sending messages to Clients for Inward & Outward Remittances done. Reporting of Inflow & Outflow to RBI on weekly basis. Reporting of trades to CPA on daily & monthly basis. Follow-up with CPA for non receipt of Tax Certificates for remittance. Job Requirements, Skills/Knowledge Prerequisites Would be as follows: Knowledge of Indian Capital Markets, Foreign Exchange, SEBI & RBI Regulations for reporting of trades. Microsoft Word, Excel (Functions (pivot table, vlookup etc) n Formulas, shortcuts etc.) Educational Qualifications required: 1. Commerce Graduate from any University./MBA.