16 Financial Regulation Jobs

What You'll Do Content Development and Research Crafting insightful reports, presentations, and other materials tailored for key stakeholders, including regulators, industry professionals, and CFA societies, to promote capital market policies and advocate for positive change. Leading or supporting projects on critical local and regional market issues, contributing to our mission of improving the investment industry. Stakeholder Engagement Building and maintaining strong relationships with regulators, Thinktanks, trade associations, and other stakeholders to foster collaboration and inform the policy dialogue. Assisting local CFA societies in preparing research papers, drafting consultation r...

As an expert in the finance field with a keen interest in technological innovations driving the financial services industry, you will play a crucial role in ensuring that the curriculum at GIFT International Fintech Institute is in line with industry standards and emerging trends. Your responsibilities will include: - Contributing to the research agenda of the institute, with a focus on key areas within FinTech such as financial technology, blockchain, AI in finance, and financial regulation. - Establishing the institute as a thought leader in the academic and professional FinTech communities through publications, conference presentations, and industry event participation. - Ensuring that ac...

Job Summary: We are seeking a highly organized and detail-oriented Company Secretary with 1-2 years of experience to join our company and provide crucial support for corporate governance and compliance functions. The Company Secretary will manage the company's legal, regulatory, and compliance obligations, ensuring adherence to statutory requirements. Roles & Responsibilities: Regulatory Compliance: Ensure compliance with financial regulations for warrants, IPOs, preferential allotments, etc. File company annual documents with ROC or other regulatory bodies. Maintain various statutory registers of the company. Documentation Management: Oversee end-to-end documentation processes, including cr...

As an Assistant Vice President - IB KYC, you will be responsible for client service and operational execution tasks while ensuring risk control and compliance with regulations. Your role will involve following defined procedures, making judgments based on experience, and enhancing controls in your area of responsibility. Key Responsibilities: - Provide high value technical KYC support to the team - Lead, manage, and motivate a high-performing KYC team - Build strong relationships with key stakeholders across departments - Collaborate with KYC management on AML policy interpretation - Conduct focused training and coaching in KYC methodology - Support the management and direction of the Corpor...

Key Responsibilities 1.Tax Compliance:Assist in managing tax compliance, including income tax, GST, and other indirect taxes. 2.Accounting Operations:Support the oversight of accounting operations, including financial statement preparation, account reconciliation, and financial analysis. 3.Financial Reporting:Ensure timely and accurate financial reporting, including monthly, quarterly, and annual reports. 4.Team Management:Assist in leading and managing a team of tax and accounting professionals, providing guidance, training, and development opportunities. 5.Risk Management:Identify and help mitigate tax and accounting risks, ensuring compliance with regulatory requirements. 6.Process Improv...

We are urgently hiring for "Trade Compliance Analyst" position. Company: Regal Rexnord Corporation . Location: Hybrid/Remote About this Position : This position will report to the Trade Compliance Manager, the analysts primary function is to determine Harmonized Tariff System (HTS) classification for parts, components, and finished products relevant to Bureau of Indian Standards (BIS) operations in India, EU, US and APAC. The analyst will determine the Harmonized System Tariff classification as well as work with Engineering, Sourcing and Supply Chain departments. The candidate will be the first point of contact for any Import Trade Compliance related topics in India. Major responsibilities i...

Corporate Legal Associate- Non-Litigation Location: Bengaluru About the Company Hiring for a rapidly growing, cross-border fintech organization transforming how global citizens access financial services. Our mission is to empower individualsstudents, professionals, and dreamers aliketo live and thrive anywhere in the world, without financial limitations. Our platform provides seamless access to checking accounts, credit cards, loans, insurance, and remittance services for individuals migrating to a new country, leveraging their home country credit history. Backed by global investors and driven by a team of industry leaders, we are building a financial ecosystem that transcends borders. As we...

The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure, PayPal empowers consumers and businesses in approximately 200 markets to join and thrive in the global economy. We operate a global, two-sided network at scale that connects hundreds of millions of merchants and consumers. We help merchants and consumers connect, transact, and complete payments, whether they are online or in person. PayPal is more than a connection to third-party payment networks. We provide proprietary payment solutions accepted by merchants that enable the completion of payments...

The position you are applying for will involve ensuring that the curriculum aligns with industry standards and emerging trends in the finance sector. You will need to possess a deep expertise in finance and have exposure to technological innovations that drive the financial services industry. GIFT International Fintech Institute (GIFT IFI) is a pioneering initiative established by Gujarat International Finance Tech City Company Limited (GIFTCL) in partnership with Ahmedabad University, the Indian Institute of Technology Gandhinagar, and the University of California San Diego. The institute's mission is to drive India's financial services and FinTech sector forward by providing cutting-edge e...

As the Head Risk and Regulatory Officer for our leading International Exchange located in Ahmedabad / Gandhinagar, you will be responsible for leading the Risk and Regulatory Team. Your key duties will include providing guidance, coaching, and assistance to the team members. You will collaborate with other Key Management Personnel to integrate Regulatory Compliance into business plans and operations. In this role, you will oversee the protection of the risk department's information technology and risk monitoring operations. You will also be in charge of presenting risk policies and regulatory initiatives to the board, regulators, and other stakeholders. Additionally, you will manage the risk...

DESCRIPTION Come build the future with us! At Amazon we expect no more and no less from you. Ever since Amazon opened its virtual doors, our aim has been to become the most customer-centric company in the world. How By having people like you who make sure that our customers can find everything that they are looking for online - at great value and convenience. Immerse yourself in an environment that is fast-paced, growing and continuously innovating to offer great opportunities for our customers and for you! We are looking for a Compliance Assurance Professional to join the MEA Risk and Compliance team and support our regulated payments in the Middle East and Africa. The successful candidate ...

Vee Technologies is looking for Executive/Senior Finance Executive to join our dynamic team and embark on a rewarding career journey Manage financial reporting and analysis. Prepare budgets and forecasts. Ensure compliance with financial regulations. Oversee accounts payable and receivable. Conduct financial audits and assessments. Support strategic financial planning. Provide financial insights and recommendations.

Utilize SAP B1 reporting and analytics tools to develop financial strategies and plans. Manage day-to-day accounting functions such as accounts payable, receivable, store activity production activity Create and manage budgets within SAP B1. Required Candidate profile Oversee the preparation of accurate and timely financial statements using SAP Business One's financial modules. Ensure compliance with regulatory requirements and accounting standards.

Hi, We are hiring for the Leading ITES Company for Mortgage Servicing Profile. Overview The role involves end-to-end management of mortgage loans post-origination, including active servicing, handling default loans, and supporting loss mitigation, foreclosure, and REO processes. It includes delivering strong customer service, resolving inquiries, and maintaining accurate loan records. The position requires coordination with internal teams and external parties (like solicitors and settlement agents) to process payoffs, disburse payments, update loan data, and manage insurance and escrow accounts. Additionally, it includes post-discharge processes like releasing security titles and applying di...

What You'll Do Content Development and Research Crafting insightful reports, presentations, and other materials tailored for key stakeholders, including regulators, industry professionals, and CFA societies, to promote capital market policies and advocate for positive change. Leading or supporting projects on critical local and regional market issues, contributing to our mission of improving the investment industry. Stakeholder Engagement Building and maintaining strong relationships with regulators, Thinktanks, trade associations, and other stakeholders to foster collaboration and inform the policy dialogue. Assisting local CFA societies in preparing research papers, drafting consultation r...

Direct Walk-In interview opportunity TCS Bangalore on Saturday, 10th May, 2025 Note: Candidates with relevant experience in Mortgage Servicing can directly attend Walk-in interview. Please go through Norms and Eligibility criteria. Job Role: Process Associate / Senior Process Associate / Team Leaders / QA Process: Mortgage Servicing Walk in Drive Date: Saturday, 10th May, 2025 Location: Tata Consultancy Services No.42, Think Campus, Hosur Road, Electronic City, Bangalore 560100 Timing: 09:00 AM 12:00 PM Candidate to Carry: Original Photo ID Proof (PAN / Aadhar), All education /employment documents, Updated CV. Job Requirement: Excellent communication skills Candidates should be ok with Austr...