7 Financial Regulation Jobs

What You'll Do Content Development and Research Crafting insightful reports, presentations, and other materials tailored for key stakeholders, including regulators, industry professionals, and CFA societies, to promote capital market policies and advocate for positive change. Leading or supporting projects on critical local and regional market issues, contributing to our mission of improving the investment industry. Stakeholder Engagement Building and maintaining strong relationships with regulators, Thinktanks, trade associations, and other stakeholders to foster collaboration and inform the policy dialogue. Assisting local CFA societies in preparing research papers, drafting consultation responses, and contributing to thought leadership on capital market trends. What Were Looking For Education & Experience: Masters degree (preferably in finance, business, economics, or law). CFA charter holder or candidate preferred. 1-2 years of experience in investment banking, capital markets research, or financial regulation Experience with regulators or financial institutions is a plus. Skills & Expertise: Exceptional communication skills, including persuasive writing, public speaking, and presentation abilities. A strong interest in Indian and APAC financial markets, with a clear understanding of how market developments are reshaping the investment industry. A proactive, self-starter attitude with the ability to work independently and deliver high-quality work with minimal supervision. Ability to use standard Office software including Word, Excel, and PowerPoint to a high standard. Background in using data analysis tools or programming languages (e.g Python) preferred. Additional Requirements: Fluency in English is essential. A collaborative mindset and the energy to meet ambitious goals while maintaining a positive outlook.

Direct Walk-In interview opportunity TCS Bangalore on Saturday, 10th May, 2025 Note: Candidates with relevant experience in Mortgage Servicing can directly attend Walk-in interview. Please go through Norms and Eligibility criteria. Job Role: Process Associate / Senior Process Associate / Team Leaders / QA Process: Mortgage Servicing Walk in Drive Date: Saturday, 10th May, 2025 Location: Tata Consultancy Services No.42, Think Campus, Hosur Road, Electronic City, Bangalore 560100 Timing: 09:00 AM 12:00 PM Candidate to Carry: Original Photo ID Proof (PAN / Aadhar), All education /employment documents, Updated CV. Job Requirement: Excellent communication skills Candidates should be ok with Australian shift timings (Shift will start from 01:30 AM or 02:30 AM) Candidate should have at least 2+ years of experience in Mortgage Servicing OR Mortgage Fulfilment OR Mortgage Origination OR Mortgage Default Strong understanding of Mortgage Products, Loan Processes and Financial Regulations in Australia Candidates with Immediate to 45 days notice period will be preferred Candidates should have relevant experience in mentioned roles Minimum 15 years of regular, full-time education (10+2+3) Must have all educational & employment documents Mode of salary credit should have been from bank from all the previous employers (No cash in hand) PFB the norms to be followed during the Interview process. We will not hold responsible for any loss of original certificates viz, (X / XII / Graduation, PG, any other certificates etc.). It is the sole responsibility of the candidates. Two/four-wheelers can be parked in the parking area. Candidates must wait in the lounge. Water dispensers are available. Rest rooms are located near the wash area of cafeteria. TCS does not charge any fee at any stage of the recruitment & selection process. TCS has not authorized any person/agency/partner to collect any fee for recruitment from candidates. If at all you notice the above, please bring it to our attention immediately". *** Kindly share this information with your friends and bring them along with you ****

We are seeking a highly qualified and experienced Associate Director of Finance to join our dynamic team. The ideal candidate will have a strong background in financial planning and analysis, accounting, receivable management, and budgeting. The Associate Director of Finance will be responsible for ensuring accurate financial reporting, driving process improvements, and providing strategic insights to support decision-making. Responsibilities: - Track and report on accounts receivable, ensuring timely collections and following up on outstanding payments. - Oversee accounting processes, including revenue recognition and adherence to financial regulations. - Prepare management reports and provide analysis on financial performance, key metrics, and trends. - Collaborate with senior management to prepare financial presentations for board meetings. - Lead the annual operating plan (AOP) preparation, budgeting, forecasting, and target setting. - Address investor queries and provide necessary financial information and analysis. - Work closely with Sales, CRM, and Tech teams to analyze variances and identify areas for improvement. - Streamline financial processes and implement controls to ensure accuracy and compliance. - Lead or contribute to automation projects, such as implementing finance software tools like Zoho. Qualifications and Skills: - Bachelor's degree in Finance, Accounting, or a related field. CA, MBA, or similar qualifications preferred. - Minimum 6-8 years of relevant experience in finance, with a strong background in MIS reporting, budget preparation, and receivable management. - Experience in the Fintech or SAAS industry is highly preferred. - Strong knowledge of accounting principles, financial regulations, and revenue recognition standards. - Excellent analytical and problem-solving skills, with the ability to interpret financial data and provide strategic insights. - Advanced proficiency in MS Excel and financial software applications. - Proven ability to work collaboratively with cross-functional teams and senior stakeholders. - Strong communication skills, both written and verbal. - Ctc mentioned here is excluding esops.

We are seeking a highly qualified and experienced Associate Director of Finance to join our dynamic team. The ideal candidate will have a strong background in financial planning and analysis, accounting, receivable management, and budgeting. The Associate Director of Finance will be responsible for ensuring accurate financial reporting, driving process improvements, and providing strategic insights to support decision-making. Responsibilities: - Track and report on accounts receivable, ensuring timely collections and following up on outstanding payments. - Oversee accounting processes, including revenue recognition and adherence to financial regulations. - Prepare management reports and provide analysis on financial performance, key metrics, and trends. - Collaborate with senior management to prepare financial presentations for board meetings. - Lead the annual operating plan (AOP) preparation, budgeting, forecasting, and target setting. - Address investor queries and provide necessary financial information and analysis. - Work closely with Sales, CRM, and Tech teams to analyze variances and identify areas for improvement. - Streamline financial processes and implement controls to ensure accuracy and compliance. - Lead or contribute to automation projects, such as implementing finance software tools like Zoho. Qualifications and Skills: - Bachelor's degree in Finance, Accounting, or a related field. CA, MBA, or similar qualifications preferred. - Minimum 6-8 years of relevant experience in finance, with a strong background in MIS reporting, budget preparation, and receivable management. - Experience in the Fintech or SAAS industry is highly preferred. - Strong knowledge of accounting principles, financial regulations, and revenue recognition standards. - Excellent analytical and problem-solving skills, with the ability to interpret financial data and provide strategic insights. - Advanced proficiency in MS Excel and financial software applications. - Proven ability to work collaboratively with cross-functional teams and senior stakeholders. - Strong communication skills, both written and verbal. - Ctc mentioned here is excluding esops.

Role & responsibilities: Conduct audits of financial statements, accounting records, and financial processes. Assess the effectiveness of internal controls over financial reporting. Identify and evaluate areas of financial risk and non-compliance. Prepare detailed audit reports with findings, recommendations, and action plans. Collaborate with finance and accounting teams to implement audit recommendations. Monitor and follow up on the progress of corrective actions. Assist in the development and implementation of audit programs and procedures. Stay updated with industry regulations and best practices in financial auditing. Provide support during external audits and regulatory inspections. Conduct special investigations and reviews as requested by management. Preferred candidate profile achelor's degree in Accounting, Finance, or a related field. A CA is preferred. Minimum of 1-3 years of experience in internal auditing, preferably within the manufacturing sector. Strong understanding of internal control frameworks and risk management principles. Excellent analytical, problem-solving, and communication skills. Ability to work independently and as part of a team. Attention to detail and a high level of integrity.

Direct Walk-In interview opportunity TCS Bangalore on Saturday, 22nd March, 2025 Note: Candidates with relevant experience in Mortgage Servicing can directly attend Walk-in interview. Please go through Norms and Eligibility criteria. Job Role: Process Associate / Senior Process Associate / Team Leaders Process: Mortgage Servicing Walk in Drive Date: Saturday, 22nd March 2025 Location: Tata Consultancy Services No.42, Think Campus, Hosur Road, Electronic City, Bangalore 560100 Timing: 09:00 AM 12:00 PM Candidate to Carry: Original Photo ID Proof (PAN / Aadhar), All education /employment documents, Updated CV. Job Requirement: Excellent communication skills Candidates should be ok with Australian shift timings (Shift will start from 01:30 AM or 02:30 AM) Candidate should have at least 2+ years of experience in Mortgage Servicing OR Mortgage Fulfilment OR Mortgage Origination OR Mortgage Default Strong understanding of Mortgage Products, Loan Processes and Financial Regulations in Australia Candidates with Immediate to 45 days notice period will be preferred Candidates should have relevant experience in mentioned roles Minimum 15 years of regular, full-time education (10+2+3) Must have all educational & employment documents Mode of salary credit should have been from bank from all the previous employers (No cash in hand) PFB the norms to be followed during the Interview process. We will not hold responsible for any loss of original certificates viz, (X / XII / Graduation, PG, any other certificates etc.). It is the sole responsibility of the candidates. Two/four-wheelers can be parked in the parking area. Candidates must wait in the lounge. Water dispensers are available. Rest rooms are located near the wash area of cafeteria. TCS does not charge any fee at any stage of the recruitment & selection process. TCS has not authorized any person/agency/partner to collect any fee for recruitment from candidates. If at all you notice the above, please bring it to our attention immediately". *** Kindly share this information with your friends and bring them along with you ****

1. Prepare & maintain accurate financial records, including accounts payable & receivable. 2. Oversee daily office operations & maintain an organized work environment. 3. Manage expense reports & ensure compliance with company policies & regulations.