53 Fatca Jobs - Page 3

Job Title: Regulatory Operations Analyst, NCT Location: Jaipur, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. You will be joining Tax Due Diligence - TaxOps sits within (CIB) division of Deutsche Bank and plays an integral part in the firm’s first line of defence against financial crime, reducing the risk of working with new clients, while ensuring client relationships are on boarded and maintained efficiently. RDS provide a golden source of quality reference data across the bank, underpinning the firm’s key Regulatory, Control & Governance standards. The Tax Due diligence function is focused on driving compliance with KYC and tax related legislations like FATCA, Common Reporting Standard (CRS), US Tax regulation etc which have significant impact on financial institutions, how we perform onboarding / KYC of our customers, report to regulators globally and in some cases withhold on certain payments where required. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data, relevant regulatory documents for various regulations like FATCA, CRS, US Tax regulations Make sure to raise risk in the process to Reporting line both regionally and functionally. Ensure any issues are escalated to the line managers and relevant management. Attend relevant meetings, discussions and provide value adds Your skills and experience Actively supports the business strategy, plans and values, contributing to the achievement of a high performance culture Takes ownership for own career management, seeking opportunities for continuous development of personal capability and improved performance contribution Acts as a role model for new employees, providing help and support to facilitate early integration and assimilation of their new environment Good knowledge of financial industry, various regulations impacting banks. Good Communication skills. Should be a team player, determined and hardworking. Attention to details. How we’ll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs About us and our teams Please visit our company website for further information: https://www.db.com/company/company.htm

Hi We are looking to hire someone for the role of Capital Markets Regulatory Reporting. Please go through the JD and Apply Job Description: 3-6 years of total experience with relevant experience in AML/KYC and capital Markets regulatory requirements. Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies. Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS. Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM. Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement. Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams. Check for correctness, including validation of client and completeness of documents received against existing regulations. Remediate the findings in line with bank's policies and procedures. Reports compliance & control exceptions and deficiencies to the Managers. Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements. Implement process level changes in tune with evolving regulations and industry best practices. Ensure the process risks are identified and mitigated effectively, and prevent breaches. Ensuring operational targets on productivity and quality are achieved as agreed with the consortium Responding to queries, handle level 1 escalation and provide solution for closure of open points Skills : Relevant financial service experience, ideally within CIB space Knowledge of the regulatory environment is highly desirable (DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS) Familiar with a range of external data sources and third-party systems to be covered as a part regulatory requirements Strong analytical ability and attention to detail and strong research skills and experience Proficiency with internet and data searches Excellent written and verbal communication skills To Apply WhatsApp 'Hi' @ 9151555419 and Follow the Steps Below: a) For Position in Chennai Search : Job Code # 330 b) For Position in Bangalore Search : Job Code # 331

Primary Skills The QC reviewerwill review the sanctions screening alerts dispositioned by analysts for full adherence with the banks global AML Policy Standards & Operating Procedures related to identifying money laundering, terrorist financing, and red flags Ensures reviews are completed timely and within quality expectations, including review conclusions that are clear, complete, and supported by the information on the case Identify and escalate critical issues to Quality Control Team Head Assist in identifying problem areas and risks associated with the QC processes and make recommendations to improve quality of analysts alert / case work Ensure accurate, complete, and up-to-date internal documentation to provide evidence of decisions and reasoning based on the facts and the potential ML/FT risk identified Analyze and review quality trends and error themes, reporting feedback to internal & client leadership for timely training interventions Produce accurate and quality work (95%+) under tight deadlinesand minimal supervision Perform as an SME and help provide training, coaching, insights, and recommendations to other team members / investigators, when not required to quality check alerts University graduate & CAMS /any industry recognized AML certification will be a plus Fluent in English (spoken and written) Minimum 5-8 years related banking, compliance, audit experience with a minimum of 3-5 years specific experience related to being a quality checker in transaction monitoring and alert dispositions according to specific banking policies and relevant AML legislations across NA, US,EU & APAC jurisdictions Secondary Skills Comprehensive knowledge & understanding of regulatory regimes such as AMLD, MiFID, FATCA & EMIR Maintain a working knowledge of anti-money laundering related requirements including BSA, USA Patriot Act, OFAC, SEC, FINRA, and other applicable US, UK EMEA regulations Actively engage in the identification of potential process shortcomings or required enhancements