Data Governance/Risk management/Compliance/Fixed Income/ Equity/Mumbai

Greetings from Teamware Solution!!

Role: Data Infosec

Location: Mumbai

Exp: 2-4 Years

Notice Period: Immediate - 30 Days

Email ID: srividhya.g@twsol.com

Data Governance and leakage

• Collaborating with desk heads, Technology and Operational Risk on defining the

Sensitive Data Security Program, which includes the implementation of cataloging

and other key controls

• Establishing and performing BAU activities for Privacy related governance

processes.

• Developing business requirements and procedures for strategic initiatives under

Information Management program.

• Defining detailed requirements and providing overall project management of workflow

and platform capabilities front to back, from a client interface to internal Morgan

Stanley workflows, product inventories, entitlements systems, APIs, legal

requirements etc.,

• Creating internal efficiencies for how data is used & managed within ISG, which

includes building new processes, functionality and systems;

• Creating a framework for managing client requests by making processes more

efficient and building technology with support organizations to maintain it;

• Engaging global ISG Business Control Unit (BCU) to focus on and deliver increased

automation and standardization across applicable processes;

• Improving and monitoring existing data related control frameworks and / or creating

new control frameworks if none exist;

• Identifying opportunities for process efficiencies and implementing corresponding

solutions within the team as well as teams external to IDG;

• Establishing relationships and work closely with IDG supervisors, ISG BURM,

Technology, Operations, Finance, and Compliance.

• Identify areas of risk and review instances of data leakage and escalate/ remediate

appropriately

• Performing email surveillance for employees sending email to any outside domain

• Analyze and escalate any incidents caused due to any email misdirect or cyber

related instances

- Perform day to day tasks of providing exceptions to users that deviates from the policy

post due diligence

- Representing the BU in Firmwide working groups related to entitlements and data

leakage, and advocating for solutions towards any challenge faced by IED

 Risk Projects

•        Lead Risk projects, related to the supervisory platform and the information security

program

•        Developing business requirements documents and procedures for strategic initiatives

•        Identifying and driving various efficiency and productivity initiatives for the team

Qualifications - External

Skills required (essential)

•        Graduate or MBA with relevant experience

•        1-2 years with a background in Privacy governance, Information Management,

Compliance, Risk Management, Trade surveillance and / or Trading Support focusing on

sales and trading issues

•        Ability to work independently

•        Exceptional organizational skills and high degree of attention to detail

•        Knowledge of Equities markets, understanding of applicable regulatory rules and

regulations

•        Excellent verbal and written communication skills

•        An understanding of and strong focus on the mechanics of a control environment,

including escalation and risk-related issues

•        Proficiency in MS Office and related applications (Word, Excel, PowerPoint)