Compliance - Testing & Monitoring - Professional

As a Compliance Testing & Monitoring professional at KKR, you will play a crucial role in designing and executing the firm's annual compliance testing program. You will collaborate with global colleagues to assess internal controls, regulatory compliance, and operational effectiveness. Your attention to detail, ability to analyze complex data sets, and proficiency in Excel will be key in identifying trends, anomalies, and ensuring adherence to regulatory requirements. Your responsibilities will include leading compliance testing initiatives, developing testing methodologies, and preparing clear documentation for senior stakeholders. Additionally, you will stay informed about evolving regulatory requirements and industry practices relevant to private equity and investment management. **Roles & Responsibilities:** - Lead and execute compliance testing initiatives to ensure appropriate coverage across business units and risk areas. - Design, develop, and implement testing methodologies to evaluate internal controls" adequacy and compliance with policies, procedures, and regulatory requirements. - Collaborate with global compliance counterparts to deliver coordinated testing outcomes. - Assess control weaknesses, propose enhancements, and follow up on remediation efforts. - Analyze large data sets to identify trends and potential compliance issues using advanced Excel skills. - Prepare clear, concise, and well-supported testing documentation for senior stakeholders. - Assist in thematic reviews, special investigations, and ad-hoc testing activities. - Stay updated on regulatory requirements relevant to investment advisers and compliance frameworks. **Qualifications:** - 2-4 years of experience in compliance, internal audit, or quality assurance in financial institutions. - Strong knowledge of compliance frameworks under SEC regulations and EU Market Abuse Regulation. - Proficiency in Excel, including pivot tables, Lookups, and data visualization tools. - Exceptional analytical, problem-solving, and investigative skills. - Strong communication skills to present findings to stakeholders. - Ability to work independently, manage priorities, and meet deadlines. - Collaborative mindset with a desire to learn and grow. - Strong interpersonal skills and ability to work across teams and jurisdictions. - Experience with compliance monitoring tools or automation frameworks is an advantage. #LiOnsite,