Compliance Officer (AIF domain) Chartered Secretaries preferred)

Kalpa Prisha Fund Services Llp

1 - 3 years

4 - 7 Lacs

Mumbai Suburban

Posted:2 months ago| Platform:

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Skills Required

Sebi Regulations Compliance Alternative Investments finance Auditing

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Work from Office

Job Type

Full Time

Job Description

Roles and Responsibilities Review and Audit of client accounts and operations from compliance (SEBI) perspective. Create and manage effective action plans in response to audit discoveries and compliance violations of the clients. Advise clients on compliance with laws and regulations through detailed reports. Regularly audit procedures, practices, and documents to identify possible weaknesses or risks. Assess client operations to determine compliance risk. Ensure all employees are educated on the latest regulations and processes. Desired Candidate Profile CS (Qualified or Finalist) preferred Good knowledge of legal requirements and procedures. Good oral and written communication skills. Highly analytical with attention to detail. Experience in SEBI compliances would be a plus.

More Jobs at Kalpa Prisha Fund Services Llp

Compliance Officer (AIF domain) Chartered Secretaries preferred)

Mumbai Suburban

1 - 3 yrs

INR 4 - 7 Lacs

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Kalpa Prisha Fund Services Llp

Financial Services

New Delhi

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Compliance Officer (AIF domain) Chartered Secretaries preferred)