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Compliance Manager

Compliance Manager

YES Securities

5 - 10 years

7 - 12 Lacs

Mumbai

Posted:2 days ago| Platform:

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Skills Required

database analysis database maintenance database security administration database mirroring engineering database administration database backup sql server database design database management computer science engine troubleshooting mirroring

Work Mode

Work from Office

Job Type

Full Time

Job Description

Required Abilities: Ability to learn and apply knowledge of applicable local, state/province, and federal/national statutes and guidelines Ability to attend to detail and work in a time-conscious and time-effective manner Ability to communicate effectively with audiences that include but are not limited to management, coworkers, clients, vendors, contractors, and other stakeholders Required Work Experience : Compliance Manager Degree : Bachelor of Commerce - BCom | Bachelor of Science - BS | Bachelor of Business Studies - BBS Required Knowledge : Knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process. Knowledge of derivatives and/or previous experience in quantitative analysis; actuarial background is a definite asset Required Skills : Compliance Management, Intellect Compliance Software, Compliance Tracking, Technical Compliance, Financial Compliance Primary Responsibility : Communicate organizational policies and procedures. Determine operational compliance with regulations or standards. Communicate with government agencies. Maintain regulatory or compliance documentation. Conduct financial or regulatory audits.

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YES Securities

www.yessec.com

Financial Services

Mumbai

51-200 Employees

54 Jobs

Key People

Rakesh Jhunjhunwala

Chairman
Ravi Suryanarayan

CEO
Vivek Bajaj

Co-Founder & Director

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Compliance Manager

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