Compliance Executive

1 - 3 years

2 - 6 Lacs

Posted:-1 days ago| Platform: Naukri logo

Apply

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role & responsibilities

  • Ensuring compliance to RBI regulations applicable to

NBFCs

  • Develop and support implementation of company policies

and regulations

  • Design and monitor control systems to deal with violations

of legal rules and internal policies

  • Regularly assess the efficiency of control systems and

recommend effective improvements

  • Review and evaluate company procedures and reports to

identify hidden risks or common issues

  • Coordinate with different department managers to review

all departmental compliance policies

  • Perform periodic compliance audits on company procedures

and processes

  • Implement procedures to ensure compliance with

regulations and advise internal departments on how to

meet compliance requirements

  • Lead employee training sessions on legal and compliance

issues

  • Assist in handling compliances under Companies Act / SEBI

& e-filing

  • Assist in organizing Board / Committee Meetings
  • Handling any other compliances as may be applicable to the

Company

Role Purpose

Handling Reserve Bank of India (RBI)

Compliances applicable to NBFC-Non-

Deposit-Systematically Important (Middle

Layer NBFC) & other compliances applicable

to the Company.

Preferred candidate profile

Perks and benefits

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

coding practice

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now
CIEL HR logo
CIEL HR

Human Resources

Noida

RecommendedJobs for You

pune, mumbai (all areas)