14 Compliance Culture Jobs

In this role as a program analyst at Wells Fargo, you will have the opportunity to perform a variety of job assignments aimed at developing key skills and gaining a working knowledge of the organization. Your responsibilities will include attending classroom training, self-study assignments, workshops, networking events, and other activities to enhance your professional development. You will also participate in or provide support for low complexity initiatives within your functional area. Additionally, you will review basic or tactical issues, policies, or procedures with narrower impact and quickly obtain answers related to low-risk tasks and deliverables. While receiving direction from you...

As a Legal Manager in the retail banking sector, your role will involve ensuring that all retail banking activities within the region comply with relevant laws & regulations. You will be responsible for identifying and assessing legal risks associated with retail banking activities within the region and developing strategies to mitigate those risks. Your key responsibilities will include: - Overseeing legal disputes and litigation matters specific to retail banking operations within the region. - Working closely with branch managers and staff within the region to address legal issues arising in day-to-day retail banking operations. - Managing relationships with external legal firms and vendo...

As a Business Compliance Leader at our company, you will be responsible for overseeing critical compliance functions across commercial and international domains. Your role will involve the following key responsibilities: - Experience in Commercial Compliance - Proficiency in International Trade Compliance including sanctions, country of origin, and customs regulations - Knowledge of Anti-bribery, Anti-corruption, and Anti-trust regulations - Conducting internal audits, risk assessments, and investigations - Ability to map processes and develop business procedures - Familiarity with KYC (Know Your Customer) programs - Delivering live/virtual training sessions In addition to the above responsi...

As the VP Financial Crime CMB & GBM for HBAP INM, you play a crucial role in supporting the Head of FC Compliance Advisory CMB and GBM to ensure that HSBC's operations in HBAP INM CMB and GBM effectively identify, manage, and mitigate Financial Crime risks. Your responsibilities include: - Supporting CMB & GBM Advisory to maintain an effective control framework and ensure compliance with relevant laws, regulations, and internal policies. - Articulating Financial Crime risks for HBAP INM CMB & GBM. - Providing advisory services to ensure clear understanding of compliance risk exposure. - Managing relationships with regulators on behalf of HBAP INM CMB & GBM. - Governing Financial Crime risk e...

You are an experienced Senior Finance Manager who will be responsible for overseeing finance activities within the India office of American Airlines in Hyderabad. Your main role will be to drive financial strategy, compliance, and operational excellence. Your responsibilities will include: - Complete ownership of books of accounts of the organization. - Business partner with the leadership team to formulate business strategies and drive operational execution. - Lead the annual operating plan, business reviews, forecasting, and planning process. - Define operating metrics, measure performance, and provide financial oversight to drive cost reduction and efficiency. - Provide timely, accurate, ...

This is regarding a Job Opportunity for a leading Bank Designation- Compliance Manager- AVP/VP Experience- 10+ years of work experience in compliance management in RBI/Regulatory compliance Location- Gift City, Gandhinagar Key Responsibilities: Manage and oversee the Compliance function for GIFT City branch in coordination with Head Office. Develop and implement governance frameworks and monitoring systems for compliance activities. Ensure timely and accurate regulatory submissions to internal and external stakeholders. Review and approve customer onboarding, classification , and related compliance documentation. Drive reporting, dashboards, and MIS insights for senior management and complia...

As an Institutional Investment Operations Manager at Wells Fargo, you will have a senior management position within the Client Data team, overseeing Account Opening and Maintenance functions for various business products. Your responsibilities will include leading client data activities, such as account set-ups, reference data maintenance, off-boarding, and new business/policy implementation. You will be the primary point of contact for escalations, operations, business, and regulatory initiatives, collaborating with global business, operations, compliance, and legal counterparts to ensure transparency and partnership. Key Responsibilities: - Manage and develop a team of individual contribut...

Role Overview: As an operations professional with deep production experience and a clear understanding of end-to-end manufacturing dynamics, you have transitioned from the shop floor to a broader leadership role. You bring a steady mix of technical insight, sound judgment, and a practical approach to solving challenges. Your ability to work with limited instruction, focus on outcomes, and commitment to building efficient, compliant, and scalable systems set you apart. Key Responsibilities: - Establish site standards that elevate productivity, compliance, and efficiency beyond baseline, targeting 2x performance optimization in capacity, capability, and cost - Ensure sustained readiness for gl...

You will be responsible for monitoring patient data and study-related information at clinical study sites to ensure adherence to research protocols, regulatory requirements, and good clinical practices. Your role will involve providing input into data validation plans and ensuring timely and accurate monitoring of patient data. You may also be required to monitor study sites and audit facility selection. Key Responsibilities: - Act as the frontline liaison between Novartis and sites to ensure successful collaboration, meeting Novartis" expectations on milestones and deliverables with a true ownership mindset - Manage assigned study sites, conduct phase I-IV protocols according to the Monitor...

Role Overview: As a Retail Banking Legal Manager, your main responsibility will be to ensure that all retail banking activities within the region comply with relevant laws and regulations. You will be tasked with identifying and assessing legal risks associated with retail banking activities in the region and developing strategies to mitigate these risks. Additionally, you will oversee legal disputes and litigation matters specific to retail banking operations, working closely with branch managers and staff to address legal issues that may arise in day-to-day operations. Key Responsibilities: - Ensure compliance of all retail banking activities within the region with relevant laws and regula...

As a Business Compliance Leader at our company, you will join a dynamic team and take ownership of critical compliance functions across commercial and international domains. Your responsibilities will include ensuring compliance with commercial regulations, international trade compliance involving sanctions, country of origin, and customs, as well as implementing anti-bribery, anti-corruption, and anti-trust regulations. You will also be involved in internal audits, risk assessments, investigations, process mapping, and business procedure development. Additionally, you will oversee KYC (Know Your Customer) programs and deliver live/virtual training sessions. We highly value strong stakeholde...

This position is ON-SITE working in the office 5 days a week. You'll be well placed in our dynamic and friendly team situated in the prestigious Silver Utopia Building, Chakala, Andheri East, Mumbai 400099, Maharashtra. Overview of the position: The Human Resources Administrative Assistant is an integral part of Ziksus Business operations and Office team. You will provide quality customer service to all internal and external customers of Ziksu, communicate effectively, model integrity and respect in all interactions, prioritize work effectively, have strong organizational skills, high attention to detail, exceptional multitasking abilities, possess excellent communication skills, have excell...

As a Senior Manager - Pricing at our organization, you will play a key role in supporting the pricing leadership team in implementing the pricing strategy by utilizing analytical and quantitative tools effectively. Your expertise in pricing will be crucial in analyzing existing pricing ideas, suggesting process improvements, and ensuring costs are kept under control. You will collaborate with various departments such as sales, marketing, customer relations, and finance to align pricing strategies with overall organizational objectives. Additionally, you will evaluate the competitive landscape in specific markets, maintain industry knowledge, and ensure compliance with pricing standards. Your...

As the Leader of Human Resource Function for the Global Capability Centre in India at Regal Rexnord Corporation, you will be based out of the Engineering Centre in Pune. Your primary responsibility will be to drive Talent Development, Diversity, Engagement & Inclusion (DEI), and Change Management Agenda for the engineering functions locally. Additionally, you will play a key role in integrating culture and people processes across different engineering centres within the scope. Your key responsibilities will include: - Talent Management: Strategizing talent acquisition, ensuring effective deployment of performance management systems, talent review processes, and talent acquisition processes a...