Compliance Audit & Monitoring Officer

The role within the Group Governance team at Davies Group focuses on supporting the business in meeting legislative, regulatory, and best practice requirements. As an Audit & Monitoring Officer, you will work alongside the Audit and Monitoring Manager to ensure the effective operation of the Audit & Compliance Monitoring Framework. Your responsibilities will include assisting in the development and delivery of the Group Governance Monitoring and Assurance Plan, providing updates and reporting, reviewing business management information, conducting thematic monitoring reviews, and preparing high-quality reports and recommendations. You will be responsible for maintaining a robust audit trail of observations, conclusions, and management responses, as well as owning and updating the Compliance Audit and Monitoring Actions Tracker. Stakeholder management is crucial in this role, and you will be required to work with key stakeholders to promote a Compliance culture and ensure awareness of risks and issues across relevant business areas. To be successful in this role, you should have a minimum of 3 years of relevant experience in an audit or monitoring role within a regulated environment. A combination of higher education and industry qualifications is preferred, along with good knowledge of the insurance industry and UK regulatory environment. Strong communication skills, both written and verbal, are essential, as well as excellent stakeholder management, planning, and organization skills. The ability to work independently, prioritize tasks, and meet deadlines is also important, along with a flexible approach to problem-solving and a collaborative attitude towards teamwork. Davies is a specialist professional services and technology firm that partners with leading insurance, highly regulated, and global businesses. With a global team of over 8,000 professionals operating across ten countries, Davies has experienced significant growth over the past decade. The firm focuses on delivering professional services and technology solutions across the risk and insurance value chain, including claims, underwriting, distribution, regulation, risk, customer experience, human capital, digital transformation, and change management.,