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Compliance Advisory- Third Party Products

4 - 9 years

12 - 18 Lacs

Posted:3 days ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Role & responsibilities


Handling Compliance with above mentioned regulations pertaining to Mutual Fund & Insurance Distribution Business of the Bank. 

Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same. 

Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters. 

Handling Onsite Regulatory Inspections of SEBI, IRDA 

Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters. 

Drafting and vetting of various submissions to be made to the ACB/Board. 

Submission of various regulatory reports from time to time. 

People Management or Self-Management Responsibilities Need to interaction with various regulatory authorities viz. SEBI, IRDA.  

Need to interact with the middle management and senior management of the Bank.


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Telecommunications

Lahore Punjab

11-50 Employees

165 Jobs

    Key People

  • John Doe

    CEO
  • Jane Smith

    CTO

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