AVP- Online Surveillance

Domnic Lewis Private Limited

12 - 18 years

20 - 25 Lacs

mumbai

Posted:3 days ago| Platform:

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Skills Required

compliance trading regulatory frameworks online surveillance software testing insider trading

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role and Responsibilities

Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity)
Supervise routine activities as per defined SOP and TAT
Verification of surveillance alerts such as market manipulation, price volume alerts, order spoofing, front running alerts, insider trading alerts, etc
Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which require detailed analysis/ investigation and initiate action, if warranted
Process surveillance alerts, conduct preliminary analysis and escalate suspicious transitions
Conduct various type of investigation to prevent detect suspected market irregularities and initiate appropriate escalations and actions
Ensure compliance of SEBI/Regulatory frameworks, orders, and corresponding actions
Attend internal and external statutory and regulatory audits and compliances
Improve operational efficiencies by process improvements, initiating business requirements, software testing and new features functional release implementations
Coordinate with regulators for preparing reviewing various policies and circulars, SOPs, user manuals used for various surveillance actions

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