Associate - Compliance (AML/KYC)

Job Description

As a Compliance KYC Analyst, you will be responsible for the KYC and Non-KYC Component of the Client On-Boarding process and for performing Client KYC Periodic Reviews. You will be required to interact internally with the various teams at the Mauritius office and other Apex Offices. The Role: Send initial KYC requirements list to client. Follow up and collate KYC documentation from client Review and scrutinize KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure): Prepare KYC checklists and arrange for review Prepare Location-wise Local AML Risk Assessment and arrange for review Prepare Apex Group Client Risk Assessment and arrange for review Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee / Compliance. Input all KYC Information Collected on KYC Application / Tool Prepare the Initial Client KYC File Attend to KYC Queries Perform New Client Adoptions Perform Regular Reviews, Event Driven Reviews, Trigger Driven Reviews Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy / PEP and HR Policy and any other Group Policies applicable to the AML/KYC Process Update MIS / KPI Perform operational Onboarding tasks Prepare Due Diligence Reports Support the Senior KYC Analyst, KYC Team Leader and the Onboarding Managers Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department Skills Required Good knowledge of standard and enhanced due diligence and KYC procedures. Strong research and analytical skills to collect and analyse large amounts of data and developing well-reasoned recommendations. Ability to work under pressure and tight schedules. Multitasking, time management, presentation and communication skills Result oriented, detail oriented, team player with ability to work with minimum supervision in a fast-paced environment. Strong documentation skills to clearly articulate risks. Excellent interpersonal and verbal and non-verbal communication along with strong customer service skills Strong work ethic, professional and approachable personality Inquisitive and self-motivated Quick learning and adaptability to new systems and Operational Procedures Efficient Computer and web skills Qualifications A Degree in Management, Law and Finance. 3 to 6 years of experience in KYC compliance role. Experience in AML KYC, and Due Diligence.