Assistant Manager / Deputy Manager - Listing Compliance

3 - 8 years

0 Lacs

Posted:3 months ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Full Time

Job Description

We have Opening for Assistant Manager - Listing Compliance With a Leading Capital market firm !!! Designation: Assistant Manager/Deputy Manager Location: Mumbai Experience: 3 - 8 Years Key Responsibilities: 1. All listed companies review the filing. In accordance with several SEBI regulations, all of the businesses that we list, including debt, MF, REITs, InvITs, Municipal Bonds, and CP, must submit periodic and event-based filings to the Exchange. 2. Coordinating with listed companies on their inquiries regarding different BSE filings 3. Verifying the filings' sanity and providing MIS to businesses. They are following up with listed entities to have filing errors and other issues fixed. 4. Adequacy checks on PDF filings completed for different compliances by listed businesses 5. Giving internal departments information so they can review the LODR Regulations and other initiatives. In response to their requests, they also give data to SEBI and other agencies. Interested candidates, kindly share updated CV at dhara@thepremierconsultants.com #ListingCompliance #ListedCompanies #SEBICompliance #CorporateFilings #StockExchange #RegulatoryCompliance #CorporateAnnouncements #LODRRegulations #MISReporting #PDFCompliance #DataVerification #FinancialRegulations #BSEFilings #InvestorRelations #ComplianceMonitoring #CapitalMarkets #SecuritiesRegulation #REITs #InvITs #DebtSecurities #MunicipalBonds #SEBIReporting #EventBasedFilings #PeriodicFilings #ExchangeCompliance Show more Show less

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