Vice President - Regulatory Compliance

10 - 14 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

As a VP Regulatory Compliance Advisory for HBAP INM CMB & GBM at HSBC, your role is crucial in ensuring that the operations are effective in identifying, managing, and mitigating Regulatory Compliance and Financial Crime risks. Your responsibilities include: - Supporting CMB & GBM Advisory in maintaining an effective control framework and ensuring compliance with all relevant external laws & regulations, internal codes, and policies with a primary focus on CMB and GBM area. - Articulating the Regulatory Compliance and Financial Crime risks for HBAP INM CMB & GBM. - Providing advisory services to HBAP INM CMB & GBM business to ensure a clear understanding of compliance risk exposure. - Managing the relationship with relevant regulators on behalf of HBAP INM CMB & GBM. - Exercising risk steward challenge, acting as an independent trusted advisor in governance forums, issue management, and fostering a compliance culture. - Assisting senior management in all material compliance-related matters. - Representing the Compliance agenda at the highest levels of the Group's governance. - Supporting the establishment of guiding principles, strategic operational objectives, and budget management. Principal Accountabilities: - Supporting critical Compliance policies and systems impacting HBAP INM CMB & GBM. - Providing advice and support on Regulatory Compliance and Financial Crime risks. - Reporting to Head of Compliance Advisory on relevant matters. - Managing relationships with regulators and external stakeholders. - Developing positive working relationships and supporting career management and succession planning. Requirements: - Significant experience in Compliance risk within the financial services industry. - Detailed knowledge of HSBC Group structure, business, and corporate culture. - Leadership experience and strategic thinking skills. - Excellent communication and interpersonal skills. - Ability to develop practical solutions to complex global issues. - Legal, accountancy qualification, or background in risk or audit discipline. At HSBC, we are committed to providing a workplace that values continuous professional development, flexible working, and growth opportunities within an inclusive and diverse environment. Your personal data will be handled in accordance with our Privacy Statement. Join HSBC and unlock new opportunities for your career growth.,

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