Transaction Processing Assistant Operations Manager

As a Compliance Legal Services Team Manager at Mphasis, you will be responsible for leading and managing a team of approximately 50 resources in Pune and Bangalore. Your role will involve overseeing day-to-day operations, ensuring compliance, managing client and internal stakeholder relationships, and leading audits. You must have a good understanding of the US Financial Market and associated regulatory bodies. Key Responsibilities: - Manage a diverse team across multiple locations, languages, and cultures - Lead process and people management - Develop client and internal stakeholder relationships - Conduct audits and ensure compliance - Proactively address issues through root cause analysis and mitigation plans - Drive continuous improvement in reporting processes - Handle ad hoc project work for clients - Act as the main point of contact for clients and internal stakeholders Qualifications Required: - Hands-on experience in US Brokerage industry operations or Capital Market concepts - Previous experience in a compliance department of a financial brokerage firm - Strong people management skills and ability to resolve issues effectively - Excellent client-facing capabilities for managing escalations and relationships - Proficient in written and verbal English communication - Networking skills and strategic thinking ability - Experience in resource management and process improvement projects - Willingness to work US shift timings and travel between locations for business reasons About Mphasis: Mphasis is a global technology company that helps enterprises transform their businesses using next-generation technologies. The company's Front2Back Transformation approach leverages cloud and cognitive technologies to deliver hyper-personalized digital experiences to clients and their customers. Mphasis" Service Transformation strategy focuses on applying digital technologies to legacy environments, enabling businesses to adapt to a changing world. The company's commitment to customer centricity, innovation, and specialization has led to strong relationships with marquee clients. Mphasis is an Equal Opportunity Employer and is committed to providing reasonable accommodations to individuals with disabilities. If you require accommodations to search and apply for a career opportunity, please contact accomodationrequest@mphasis.com with details of your request.,