SM/AVP || CS || Compliance || 7+ || AIF || Mumbai /GIFT City

• Only candidates with 7+ years of experience to apply
• Candidates must have experience from PE/VC/Financial Services/AIF
  

About Our Client

• Ensure compliance with applicable laws, regulations, and internal policies across the investment/asset management operations.
• Provide guidance on corporate governance practices and regulatory frameworks.
• Draft, review, and maintain compliance-related policies and procedures.
• Oversee regulatory filings and maintain statutory records in line with requirements.
• Liaise with regulatory authorities and respond to their queries promptly.
• Monitor and report on compliance risks and recommend corrective measures.
• Conduct compliance training sessions for internal stakeholders.
• Support the legal department in handling compliance-related matters and audits.
  

The Successful Applicant

• A professional qualification in Company Secretaryship (CS) or a related field with 7+ years
• Strong knowledge of compliance frameworks within the financial services industry.
• Experience working in the investment/asset management sector is preferred.
• Excellent understanding of corporate governance and regulatory requirements.
• Strong analytically and problem-solving skills.
• Ability to collaborate effectively with internal and external stakeholders.
  

What's on Offer

• A structured and professional work culture with growth opportunities.
• Exposure to complex compliance challenges in the financial services industry.
  

Contact: Anupama Rangaswami

Quote job ref: JN-072025-6802815