Senior Compliance Operations Manager

Role Overview: As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. You will be responsible for managing and overseeing audits mandated by NSE and BSE, ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and following up with stakeholders for timely compliance. Additionally, you will be creating and sharing Compliance calendars with stakeholders, handling both On-site and Off-site inspections conducted by SEBI/stock exchanges, providing an overview of new product launches, supporting the team in developing new products and processes, maintaining a Monthly Governance Dashboard, engaging in discussions with the Management based on the dashboard insights, acting as a liaison between the Exchange and internal teams, and managing additional compliance tasks such as Segment Activation, Software approvals, and other related activities. Key Responsibilities: - Have a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. - Manage and oversee audits mandated by NSE and BSE. - Ensure the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and follow up with stakeholders for timely compliance. - Create and share Compliance calendars with stakeholders, and ensure their timely submission. - Handle both On-site and Off-site inspections conducted by SEBI/stock exchanges. - Provide an overview of new product launches and support the team in developing new products and processes. - Maintain a Monthly Governance Dashboard and engage in discussions with the Management based on the dashboard insights. - Act as a liaison between the Exchange and internal teams. - Manage additional compliance tasks such as Segment Activation, Software approvals, and other related activities. Qualifications Required: - Strong foundation in Risk Management & Compliance practices within the Financial Services sector. - Excellent communication and coordination skills to ensure seamless adherence to regulatory requirements and internal processes.,