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5.0 - 9.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. You will be responsible for managing and overseeing audits mandated by NSE and BSE, ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and following up with stakeholders for timely compliance. Additionally, you will be creating and sharing Compliance calendars with stakeholders, handling both On-site and Off-site inspections conducted by SEBI/stock exchanges, provi...

Posted 1 month ago

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