21 Depositories Jobs

Role Overview: As a Compliance Manager at 5paisa Capital Ltd., you will play a crucial role in overseeing regulatory reporting, membership compliance, and governance across Exchanges, Depositories, and SEBI. Your expertise in detailed submissions and regulatory coordination will be key in upholding strong compliance standards and ensuring smooth regulatory operations. Key Responsibilities: - Manage periodic and incidental submissions to Exchanges and Depositories, including regulatory, cyber, audit, risk, and compliance reports. - Ensure timely reporting and resolution of technical glitches. Oversee monthly, quarterly, half-yearly, and annual QSB submissions. - Handle SEBI, Exchange, and Dep...

As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include: - Having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. - Managing and overseeing audits mandated by NSE and BSE. - Ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and following up with stakeholders for timely compliance. - Creating and sharing Compliance calendars with stakeholders, and ensuring their timely submission. - Handling both On-site and Off-site inspections conducted by SEBI/stock exchanges. - Providing an overview of...

Role Overview The Designated Directors will provide end-to-end leadership for broking operations and ensure 100% compliance with all regulatory bodies. They will act as principal signatories for audits, governance processes, and statutory filings, while supervising risk, compliance, and operational controls. This is a high-responsibility statutory role requiring deep broking industry expertise. Key Responsibilities 1. Strategic & Regulatory Leadership Serve as Designated Director as per SEBI & Exchange norms. Liaise with SEBI, NSE, BSE, MCX, CDSL/NSDL, and Clearing Corporations. Oversee statutory compliance during registration and ongoing operations. Approve policies on risk, compliance, AML...

Role Overview: As a Senior Associate in the Legal and Secretarial team at Meesho, you will be crucial in ensuring compliance under the Companies Act, SEBI, and FEMA regulations. Your role will involve supporting in drafting various agendas, minutes of meetings, and statutory reports, as well as convening board and committee meetings. You will play a vital part in handling audits, shareholders matters, and coordination with internal and external stakeholders. This role is perfect for someone who enjoys structure, creativity, and ownership in solving challenges. Key Responsibilities: - Assist the Secretarial team in ensuring Statutory & Regulatory Compliances under Companies Act, SEBI, FEMA, a...

Company: Upstox Location: Mumbai Work arrangement: 5 days in the office About Upstox: At Upstox, we're building the future of investing - simple, powerful, and for everyone. We're one of India's fastest-growing fintech platforms, backed by the best in the business, including Mr. Ratan Tata and Tiger Global, and on a mission to make wealth creation accessible to every Indian. From first-time investors to seasoned traders, millions trust us to power their financial journeys. We're not just moving fast - we're moving with purpose. If you thrive in a high-energy, high-impact environment, you're in the right place. The Role: At Upstox we are looking for a detail-oriented and proactive professiona...

Role Overview: You will be responsible for understanding Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange. Additionally, you will handle audits mandated by NSE and BSE, implement the latest circulars issued by regulatory bodies, oversee compliance calendar preparation, manage on-site and off-site inspections, assist in new product launches, maintain monthly governance dashboard, liaise with exchanges and internal teams, and handle additional compliances like Segment Activation and Software approvals. Key Responsibilities: - Understand and address queries/alerts related to Peak margin, Quarterly settlement, MTF, CUSPA process from the Exchange ...

Position Description To supervise the Custody process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Main Responsibilities Good understanding about end to end of the Trade Life Cycle and intermediaries involved. Book trades accurately and in a timely manner. Communicates fail trade information as directed. Reconcile outstanding items. Eye for detail and good in reviewing instructions, should be able to accurately and timely review the trades. Knowledge about trade elements such as Security identification, transactio...

Who We Are Looking For To have end to end knowledge of the process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Why this role is important to us The team you will be joining is part of AIS Custody, that became a part of State Street (India) in 2017. The team is responsible for managing the core process workflow related to Security & Settlements, Cash Management & Reporting activities. What You Will Be Responsible For As Senior Associate, you will Good understanding about end to end of the Trade Life Cycle and inte...

Position Title Assistant Manager - Company Secretary Key Accountabilities / Responsibilities Assist in convening Board and shareholders meetings Assist in managing the compliances w.r.t Corporate Laws including Companies Act, FEMA Assist in preparation of Annual report Assist in fund raising activities Assist in managing the requirements wr.t. Audits Assist in dealing with Depositories, RTA, & other intermediaries Position Demands Travel as and when required. Competencies Behavioural - Impact and Influence Behavioural - Information Seeking Behavioural - Initiative Behavioural - Innovative Thinking Functional - Financial Functional - Operational Functional - People Functional - Strategic Abou...

You should have 8 - 10 years of experience in Capital Markets with exposure to brokerage, clearing corporations, depositories, stock exchanges, mutual fund asset management companies, or similar. Along with this, you should possess 5+ years of hands-on experience in custody firms across various areas such as transaction processing and settlement, safekeeping, account opening and onboarding, corporate action processing, proxy services, income collection, tax services, cash management, real-time reporting, and market infrastructure connectivity. It is essential for you to have proficient communication, organizational, and analytical skills. Being team-oriented and having experience working wit...

Role Overview: As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. You will be responsible for managing and overseeing audits mandated by NSE and BSE, ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and following up with stakeholders for timely compliance. Additionally, you will be creating and sharing Compliance calendars with stakeholders, handling both On-site and Off-site inspections conducted by SEBI/stock exchanges, provi...

Who we are looking for To have end to end knowledge of the process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Why this role is important to us The team you will be joining is part of AIS Custody, that became a part of State Street (India) in 2017. The team is responsible for managing the core process workflow related to Security & Settlements, Cash Management & Reporting activities. What you will be responsible for As Senior Associate, you will Good understanding about end to end of the Trade Life Cycle and inte...

Who we are looking for To have end to end knowledge of the process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Why this role is important to us The team you will be joining is part of AIS Custody, that became a part of State Street (India) in 2017. The team is responsible for managing the core process workflow related to Security & Settlements, Cash Management & Reporting activities. What you will be responsible for As Senior Associate, you will Good understanding about end to end of the Trade Life Cycle and inte...

Who we are looking for To have end to end knowledge of the process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Why this role is important to us The team you will be joining is part of AIS Custody, that became a part of State Street (India) in 2017. The team is responsible for managing the core process workflow related to Security & Settlements, Cash Management & Reporting activities. What you will be responsible for As Senior Associate, you will Good understanding about end to end of the Trade Life Cycle and inte...

As an Account Opening Operations Manager for Non-Individual, NRI, and Foreign Clients in the broking segment, your role involves managing and overseeing the end-to-end operations of client onboarding. Your responsibilities include: - **Client Onboarding & Account Opening**: - Manage the account opening process for Non-Individual clients (Corporate, Partnership, LLP, HUF, Trusts, AIFs), NRI clients (NRE/NRO accounts under PIS/Non-PIS), and Foreign clients (FPIs, OCIs, Foreign Corporates, etc.). - Ensure timely and error-free processing of account opening forms in compliance with SEBI, RBI, and exchange guidelines. - Scrutinize documentation for completeness and accuracy, including PAN, FATCA,...

Position Description: . To supervise the Custody process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Main Responsibilities: . Good understanding about end to end of the Trade Life Cycle and intermediaries involved. . Book trades accurately and in a timely manner. Communicates fail trade information as directed. Reconcile outstanding items. . Eye for detail and good in reviewing instructions, should be able to accurately and timely review the trades. . Knowledge about trade elements such as Security identification...

Position Description: . To supervise the Custody process in accordance with internal controls and procedures. Minimum 3 + years in core Custody operations (preferably trade settlement/trade processing). Provide support during US market hours, should be comfortable with Night Shift. Main Responsibilities: . Good understanding about end to end of the Trade Life Cycle and intermediaries involved. . Book trades accurately and in a timely manner. Communicates fail trade information as directed. Reconcile outstanding items. . Eye for detail and good in reviewing instructions, should be able to accurately and timely review the trades. . Knowledge about trade elements such as Security identification...

You will be a part of a dynamic team working for one of the largest multi-national banks (Client) with a global presence. The team specializes in the Supply Chain Finance domain and is known for providing industry-leading solutions to the Client. Your primary responsibility will involve enhancing the existing platform to meet the evolving business requirements in line with industry trends, both functionally and technically. The solution you will be working on is a global application that spans across 3 regions and over 20 countries, all supported by a single code base with multi-lingual capabilities. To excel in this role, you should have 5 - 8 years of experience in Capital Markets, with ex...

As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include: - Having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. - Managing and overseeing audits mandated by NSE and BSE. - Ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and following up with stakeholders for timely compliance. - Creating and sharing Compliance calendars with stakeholders, and ensuring their timely submission. - Handling both On-site and Off-site inspections conducted by SEBI/stock exchanges. - Providing an overview of...

You should have 8 - 10 years of experience in Capital Markets with exposure to brokerage, clearing corporations, depositories, stock exchanges, mutual fund asset management companies, or similar. Along with this, you should possess 5+ years of hands-on experience in custody firms across various areas such as transaction processing and settlement, safekeeping, account opening and onboarding, corporate action processing, proxy services, income collection, tax services, cash management, real-time reporting, and market infrastructure connectivity. It is essential for you to have proficient communication, organizational, and analytical skills. Being team-oriented and having experience working wit...

You should have 8 - 10 years of experience in Capital Markets with exposure to brokerage, clearing corporations, depositories, stock exchanges, mutual fund asset management companies, or similar. Additionally, you should possess 5+ years of hands-on experience in custody firms across various areas such as transaction processing and settlement, safekeeping, account opening and onboarding, corporate action processing, proxy services, income collection, tax services, cash management, real-time reporting, and market infrastructure connectivity. It is essential to have proficient communication, organizational, and analytical skills while being team-oriented and capable of working with a cross-loc...