Manager-Compliance-Paytm Money Paytm Money

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

Role Overview: You will be responsible for understanding Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange. Additionally, you will handle audits mandated by NSE and BSE, implement the latest circulars issued by regulatory bodies, oversee compliance calendar preparation, manage on-site and off-site inspections, assist in new product launches, maintain monthly governance dashboard, liaise with exchanges and internal teams, and handle additional compliances like Segment Activation and Software approvals. Key Responsibilities: - Understand and address queries/alerts related to Peak margin, Quarterly settlement, MTF, CUSPA process from the Exchange ...

Posted 1 week ago

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Compliance Officer- Fintech (NBFC) INDmoney

7.0 - 9.0 years

0 Lacs

gurugram, haryana, india

On-site

Job Summary: The Compliance Officer will be responsible for ensuring comprehensive regulatory compliance for the organization across NBFC (RBI-regulated), IRDAI (insurance intermediary), and PFRDA (pension distribution) frameworks. The role includes end-to-end regulatory management, business idea evaluation, policydrafting, internal audit support, and regulator interfacing to ensure the business operates within the legal and regulatory framework. Location: Gurgaon Experience : 7-8 years in regulatory compliance (NBFC, IRDAI, PFRDA) Key Responsibilities: NBFC Compliance (Core Role) Design and implement our comprehensive compliance framework aligned with RBI's Scale Based Regulations from scra...

Posted 3 weeks ago

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Senior Compliance Operations Manager Paytm Money

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. You will be responsible for managing and overseeing audits mandated by NSE and BSE, ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and following up with stakeholders for timely compliance. Additionally, you will be creating and sharing Compliance calendars with stakeholders, handling both On-site and Off-site inspections conducted by SEBI/stock exchanges, provi...

Posted 1 month ago

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Senior Compliance Operations Manager Paytm Money

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As a Risk Management & Compliance professional in the Financial Services industry, your primary responsibilities will include: - Having a thorough understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange. - Managing and overseeing audits mandated by NSE and BSE. - Ensuring the implementation of the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and following up with stakeholders for timely compliance. - Creating and sharing Compliance calendars with stakeholders, and ensuring their timely submission. - Handling both On-site and Off-site inspections conducted by SEBI/stock exchanges. - Providing an overview of...

Posted 3 months ago

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Assistant Manager - NPS & APY Protean eGov Technologies

3.0 - 8.0 years

3 - 7 Lacs

Mumbai

Work from Office

-Assist in the design, enhancement & management of NPS & APY product. -Work on new initiatives, process improvements & policy enhancements as per PFRDA guidelines. -Support the digital transformation of NPS & APY. -Support in developing SOPs.

Posted 3 months ago

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