Senior Associate - Transfer Agency

5 - 10 years

0 Lacs

Posted:9 hours ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Senior Associate in the Transfer Agency Trade Processing Team at Apex Group, your role involves performing day-to-day activities in the TA department to ensure client Service Level Agreements are consistently met, regulatory requirements are fulfilled, and business needs are addressed. This position requires flexibility to work in a 24*7 environment. Key Responsibilities: - Processing Financial & Non-Financial transactions through internal systems as per regulatory and client requirements. - Identifying and resolving problems within defined procedures. - Completing archiving of investor and client documentation with a full audit trail for retrieval. - Working on initiatives/Ad-hoc requirements as per business needs. - Working independently and as a team player. - Identifying process gaps and troubleshooting. - Supporting, guiding, and training other team members. - Handling complex queries and understanding TA business. - Preparing and reviewing SOPs/Process flow charts. - Implementing various process controls and providing innovative ideas for process enhancements. - Ensuring regulatory and audit requirements are met. - Prioritizing multiple tasks and effective time management. Qualifications Required: - Prior Transfer Agency processing experience. - Bachelor's degree in commerce (desired). - 5-10 years of relevant experience. Skills Required: - Strong analytical skills. - Good knowledge of Mutual funds. - Proficiency in Microsoft Excel & Word. - Clear and concise communication skills. - Proficient in English (reading, writing, speaking). - Strong research, resolution, and communication skills. - Interpersonal skills, communication skills, self-management, and motivational skills. - Innovative thinking, attention to detail, and ability to work under pressure. - Understanding of effective risk management. - Verbal reasoning and numeric skills. - Excellent planning and organization skills. (Note: No additional details of the company were present in the provided Job Description, hence omitted in this output.),

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