FS XSector
Specialism
Risk
Management Level
Senior Associate
& Summary
At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.
In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.
Why PWC
Learn more about us .
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& Summary PwC s Corporate Intelligence services in India assist clients in identifying information and intelligence that enables them to make informed decisions before entering new or unknown markets. Corporate intelligence is conducted to identify risks associated with thirdparties, agents, proposed M&A targets, and other potential targets. It evaluates the background, integrity, reputation and performance track record of an individual, a management group or corporate entity by collecting and analyzing information that is available in the public domain, subscribed databases and market sources.
Responsibilities
Carrying out secondary research in order to identify any red flags associated with the targets that could be potentially damaging for an organization
Carrying out checks to identify information pertaining to background, shareholding/ownership structure, key personnel, litigation, regulatory noncompliance, material adverse, credit defaults, among others.
Conducting checks on GST, PAN, MSME, MCA and equivalent websites for international territories
Preparing high quality due diligence report with summarization of information obtained from various sources including databases, internet and public domain. Experience in primary or L2 research, discreet calling, and conducting thorough investigations with confidentiality while gathering essential information (specific to certain roles)
Ability to interpret a complex issue and bring structure to ambiguous issues.
Continuously work with the intelligence gathering team to identify information gaps and identification of relevant sources.
Review of questionnaire responses and evidence submitted by third parties related to Compliance, ABAC, BCP, Human Rights, Infosec and Data Privacy.
Support in drafting polices related to TPRM, ABAC, and Sanctions.
Mandatory skill sets
Understanding of risks and regulations related to TPRM for geographies like India, EU, UK, US.
Working knowledge to compliance databases and/or TPRM platforms
Ability to work on multiple projects and manage workload to deliver high quality work
Support project partner/directors and managers to provide project updates to internal and external stakeholders as per role level and designation
Possess strong rigor and dedication to meet client deadlines
Along with project work, also understand and rigorously complete all administrative aspects include risk management
Strong communication skills are essential for engaging with both internal and external stakeholders. The ability to articulate messages clearly, concisely, and in a structured manner is paramount.
Ability to review the work done (deliverables) by the team members and guide/train new joiners as well as delegate work with clearly defined timelines, as per role level and designation
Proficient analytical skills, enabling the identification of potential problem solutions
Diligent attention to detail and adept management of sensitive information
Preferred skill sets
The role requires the selected candidate to support the project team in carrying out third party due diligence assessments by performing research in the public domain and analyzing the information gathered
Experience on Infosec and Data Privacy assessments is good to have
Years of experience required
2 to 7 Years
Education qualification
Graduation or Post Graduation
Education
Degrees/Field of Study required Master Degree, Bachelor Degree
Degrees/Field of Study preferred
Required Skills
Third Party Management
Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, AntiBribery, AntiMoney Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Creativity, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Embracing Change {+ 30 more}
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