36 Regulatory Policies Jobs - Page 2

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. In this role, you're expected to perform a leadership role relevant to the build and development of the team supporting loan origination and lifecycle management, which i...

As a Financial and Regulatory Policy Analyst at our bank, your role will involve developing and analyzing the bank's financial and regulatory policies to ensure compliance with applicable laws, internationally agreed standards, and regulations. By effectively managing the bank's financial risks, you will play a crucial role in maintaining the financial stability and integrity of the bank. Your responsibilities will include developing and assessing financial policies, standards, and controls that govern the bank's statutory and regulatory reporting obligations. Through the analysis of financial data and industry trends, you will identify areas for policy improvement or revision. You will also...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, ...

The Securities & Derivatives Senior Analyst position is an intermediate level role that involves managing clients for the Markets business in collaboration with the Operations/Business teams. As the Senior Analyst, you will be expected to: - Fulfill a managerial role and serve as a Client Service Officer (CSO) to support CGM India's Exchange Traded Derivatives (ETD) Clearing and Execution business across Equities and Currencies. - Support in resolving day-to-day/ad hoc client queries related to margining, settlement, and reporting. - Assist in Client On-boarding of electronic/non-electronic clients and coordinate with internal Compliance/Legal teams. - Manage client credit limits and monitor...

The Securities & Derivatives Intmd Analyst role is an intermediate level position where you will be responsible for processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include processing securities transactions, providing analytic input for traders, reviewing derivative products, utilizing data analysis tools to make process improvement recommendations, resolving settlement related issues, escalating complex issues as needed, participating in pr...

The Securities & Derivatives Analyst 2 position is an intermediate level role where you will be responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. As a Securities & Derivatives Analyst 2, your responsibilities will include processing securities transactions, providing analytic input for traders, aiding in the review of derivative products, identifying and resolving securities and derivative settlement issues, and making process improvement rec...

The Treasury Ops: Fixed Income Senior Officer role is an intermediate position where you will be responsible for processing orders and transactions from Markets treasury and trading desks in coordination with the broader Operations team. Your main objective will be to facilitate the clearing, settlement, and reconciliation of fixed income and money market securities transactions. As a part of the Fixed Income and Money Market Ops team within Treasury operations, you will play a crucial role in ensuring the clearing and settlement of FI / MM transactions executed by the Markets treasury or trading desks. Your responsibilities will include identifying and resolving reconciliation breaks, makin...

As a candidate for this position, you are expected to have in-depth knowledge of compliance in broking and financial markets. Your responsibilities will include handling day-to-day, monthly, quarterly, and annual regulatory requirements. Additionally, you should be capable of developing regulatory policies in line with CMI regulations. Strong communication skills, both oral and written, are essential for this role. The ideal candidate will have a minimum of 2 years of relevant experience in the field. This position is based on-site at GIFT, where you will be actively involved in ensuring compliance and regulatory adherence within the broking and financial markets sector.,

As a member of the Human Resources department at Hitachi Energy in Bengaluru, Karnataka, India, you will have the opportunity to be part of a diverse and collaborative team. Hitachi Energy is a global technology leader dedicated to advancing a sustainable energy future for all. Join us in shaping the future of sustainable energy solutions by applying for this full-time position today.,

As a Fintech Policy Analyst at Unified Fintech Forum, you will have the exciting opportunity to delve into the dynamic realm of fintech and policy development. Your role will involve conducting thorough research and analysis on regulatory policies, industry trends, and market dynamics specifically related to digital lending in India. Collaborating closely with industry experts, you will contribute to shaping the fintech landscape by supporting the policy team in drafting essential documents such as position papers and white papers. Your responsibilities will also include monitoring and analyzing policy developments to discern their implications on the digital lending industry. Engaging with ...

As an Assistant Vice President/Head, you will be responsible for developing and maintaining regulatory policies and procedures under the Compliance Program. This includes implementing review mechanisms to ensure continuous effectiveness in ensuring all applicable compliances by the company and managing day-to-day operations of the compliances. You will collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and direct compliance issues to respective functions for resolution. Your role will also involve ensuring compliance with statutory requirements and regulations prescribed for NBFC by RBI and all other...