RCU Regional Manager-HO & SUPPORT-Internal Control

Job Role:

• Non Fraud UEs Investigation and Closure
• Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
• Investigation on EWS sent by the Central RCU HO Function
• Review of RCU - RPMs
• Periodic review with AMs/RBMs on findings and red alert branches
• Adherence to calendar of flash visits and PSVs of RCU -RPMs
• RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
• Branch Visit – once a year or as per EWS on branch - 2 day visit
• Responses to RL Control Reports assigned to the RCU - RRM
• Supervision of Account Opening sampling of data for RCU
Liaison with legal & other govt. enforcement agencies, as and when required

The measurable will be –

• Closure & Quality of PSVs of RCU-RPMs
• Concurrent Audit Observations and IAD Audit Ratings
• AML alerts and RL Control Report reverts
• Continuous Monitoring outcome
• Effectiveness of control in the branches in terms of tracking control items – especially Suspense Account Monitoring
• Operations and Process Control Scorecard
• Number of Unusual Events coming out of the branches and their closures
• Non Fraud UEs Investigation and Closure
• Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
• Investigation on EWS sent by the Central RCU HO Function
• Review of RCU - RPMs
• Periodic review with AMs/RBMs on findings and red alert branches
• Adherence to calendar of flash visits and PSVs of RCU -RPMs
• RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
• Branch Visit – once a year or as per EWS on branch - 2 day visit
• Responses to RL Control Reports assigned to the RCU - RRM
• Supervision of Account Opening sampling of data for RCU
• Liaison with legal & other govt. enforcement agencies, as and when required