Monarch Networth Capital IFSC Private Limited

2 - 7 years

6 - 12 Lacs

Posted:-1 days ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Compliance Officer - GIFT IFSC

Regulations: IFSCA (Fund Management) Regulations, 2022 & KMP Eligibility Guidelines

1. Educational Qualification (tick one)

  • Professional qualification (CA / CS / CWA / CFA / FRM / equivalent)
  • Postgraduate degree or PG Diploma (1 year) i
  • Bachelors in Law (LLB)

2. Experience Requirement

  • Minimum 3 years experience in securities / financial services in one or more of:
  • Portfolio or fund management
  • Investment advisory
  • Broker-dealer activities
  • Investment banking
  • CRA / MII / Regulator (SEBI, RBI, IFSCA, etc.)
  • Consulting in the above (max 2 years counts)

3. Location & Appointment

  • Candidate is based in GIFT IFSC or willing to relocate
  • To be appointed as an additional Key Managerial Person (KMP)

4. Duties & Reporting

  • Reports directly to the Board / Head of FME
  • Ensures regulatory compliance with IFSCA/FME framework
  • Maintains statutory records & controls UPSI
  • Monitors staff trading / PA dealing
  • Implements compliance & risk-management framework

5. Fit & Proper Check

  • Integrity, reputation, and no regulatory/disciplinary action history
  • Meets IFSCAs fit & proper” criteria

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Monarch Networth Capital logo
Monarch Networth Capital

Financial Services

New York

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