Market Surveillance Specialist

5 - 9 years

0 Lacs

Posted:2 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Market Surveillance Specialist at Barclays, you will be responsible for monitoring and analyzing market activity to detect potential signs of abuse or manipulation, ensuring adherence to regulatory requirements and internal policies. Your role will involve conducting thorough investigations, providing support in projects related to the firm's market surveillance framework, and offering regulatory query and internal/external audit support. You will also be accountable for providing accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends. Key Responsibilities: - Continuously monitor market activities, including order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conduct in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct. - Support business projects related to the firm's market surveillance framework. - Assist in regulatory queries and provide internal/external audit support. - Deliver accurate and timely reports to regulatory authorities, internal stakeholders, and management. - Implement controls aligned with the Barclays control framework and firm-wide standards. - Support the control environment in relation to data quality, model effectiveness, and efficiency. Qualifications Required: - Experience in Stakeholder Management. - Proficiency in Decision Making & Problem Solving. - Strong Communication Skills. - Good Analytical Experience. - Understanding in Surveillance. - Strong understanding of Fixed Income/Trade Surveillance. In this role, you will be based out of Pune. As a Market Surveillance Specialist, it is essential for you to have the critical skills and expertise required to succeed in this position. Your ability to identify market abuse risks, enhance surveillance controls, and communicate effectively with stakeholders will be crucial in ensuring compliance with regulatory guidelines and mitigating market misconduct. Your role will also involve collaborating with the Global Surveillance team to promote a consistent approach across various surveillance teams and share best practices. Barclays expects all colleagues to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive. By demonstrating these values and mindset, you will contribute to creating a positive work environment and upholding ethical standards within the organization.,

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Barclays logo
Barclays

Financial Services

London

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