Market Surveillance Specialist

5 - 9 years

0 Lacs

Posted:3 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Join us as a Market Surveillance Specialist at Barclays, where you will play a key role in driving innovation and excellence in our digital landscape. Leveraging cutting-edge technology, you will be at the forefront of revolutionizing our digital offerings to deliver unparalleled customer experiences. Your success in this role will be evaluated based on your experience with market surveillance and job-specific skillsets. As a Market Surveillance Specialist, you should possess the following essential skills: - Experience in Stakeholder Management. - Proficiency in Decision Making & Problem Solving. - Strong Communication Skills. Additionally, the following essential skills are required: - Good Analytical Experience. - Sound Understanding in Surveillance. - Strong grasp of Fixed Income/Trade Surveillance. Desired skills for this role include: - Conducting daily analysis of automated trade and communications surveillance alerts for global businesses. - Identifying and escalating potential breaches of regulatory rules and Barclays policies. - Actively participating in enhancing current alerts and exception reports, as well as supporting the development of new surveillance tools, reports, and procedures. - Providing feedback on the efficiency and effectiveness of surveillance controls to Surveillance Management. - Communicating market abuse risks identified through the surveillance platform with Surveillance Management and agreeing on clear paths to resolution. - Engaging with the Global Surveillance team to share knowledge and practices, promoting a consistent approach across the surveillance teams. This position is based in Pune and will involve monitoring and analyzing market activity for potential signs of abuse or manipulation, ensuring adherence to regulatory requirements and internal policies, and taking action to mitigate market misconduct. Key responsibilities include: - Continuously monitoring market activities, including order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct. - Providing business support in projects related to the firm's market surveillance framework. - Supporting regulatory queries and internal/external audits. - Delivering accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends. - Executing appropriate controls aligned with the Barclays control framework and firm-wide standards. - Providing support in the control environment related to data quality, model effectiveness, and efficiency. As an Analyst in this role, you are expected to: - Perform prescribed activities in a timely manner and to a high standard, driving continuous improvement. - Possess in-depth technical knowledge and experience in your assigned area of expertise. - Lead and supervise a team, guiding professional development, allocating work requirements, and coordinating team resources. - Take ownership for managing risk, strengthening controls, and influencing decision-making within your area of expertise. - Maintain a clear understanding of how your sub-function integrates with the function and contributes to the organization's objectives. - Resolve problems, communicate complex information, and act as a contact point for stakeholders. All colleagues are expected to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset of Empower, Challenge, and Drive in their daily actions.,

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Barclays logo
Barclays

Financial Services

London

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