Looking For AM- Pune

Barclays

5 - 9 years

5 - 10 Lacs

pune

Posted:None| Platform:

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Skills Required

regulatory reporting mifid transaction reporting

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role & responsibilities

Monitor tradability controls exception management notifications and provide exception management triage where required across the tradability controls - encompassing EMIR (Risk Mitigation, Reporting and LEI), Dodd Frank (P1, P2 and Reporting), MiFID, SEC, Core Deposits, UCSM, and other regional reporting like HKMA & MAS.
Ensure timely resolution of by liaising with Sales, Wholesale Onboarding, Client Regulatory, Legal, and Business Management teams to obtain the missing reference data to ensure regulatory adherence.
Prepare and maintain key procedures for BAU tasks according to Barclays policy.
To be able to build effective relationships with various stakeholders including Front Office, Chief Controls Office (CCO), IBMO and GMO teams to resolve any day-to-day issues.
Ability to analyse data and identify risk item exceptions.
Willingness to learn and be curious.

we actually need some one with some knowledge about regulations, or controls, or someone who knows LEI or kyc, for internals one who is great with jetbridge, sds, or knows the system flow well

Preferred candidate profile

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