Lead DFIN - Control Assurance

Role & responsibilities

Experience Required:

• 6 to 10 years of experience in Internal Audit, Risk Assurance, and Accounting.

Key Responsibilities:

CA Certification is Mandatory

Control Planning and Execution:

• Well-versed in planning and scoping of controls.
• Manage review execution and support reporting processes.

Stakeholder Management:

• Strong in managing senior stakeholders, including Department Heads and Executive Committee (Exco) members.
• Effectively communicate findings and recommendations to senior management.

Subject Matter Expertise:

• Deliver SME on business processes, preferably with an Internal Audit or External Audit background within Investment Banking.
• Stay updated with industry best practices and regulatory requirements.

Review and Delivery Management:

• Experienced in reviews and delivery management with a hands-on approach.
• Drive local and global initiatives across Control, Risk, and Assurance functions to promote operational excellence.
• Hands-on experience in delivering digital initiatives to enhance audit processes.

Leadership and Team Management:

• Lead and mentor a team of analysts, providing guidance and support to ensure high-quality deliverables.
• Foster a collaborative and high-performance team environment.

Risk Management:

• Oversee the identification, assessment, and mitigation of risks within the business processes.
• Ensure compliance with regulatory requirements and internal policies.

Preferred candidate profile

Proficient understanding of Investment Banking products and processes, including key applications.

• Strong accounting knowledge and familiarity with IFRS.
• Ability to analyse both tactical and strategic topics effectively.
• Independent decision-making capability, persuasive communication, and a fact-seeking mindset.
• Excellent technical interpretation skills.
• Conduct thorough reviews of audit work papers and guide team members towards quality deliverables with a hands-on approach.
• Strong organizational skills in managing timelines for internal meetings, stakeholder interactions, and deliveries.