KRA Operations & Compliance (SEBI Guidelines) - Sr Manager & Manager

Dear Applicant,

Hiring for KRA Operations & Compliance (SEBI Guidelines) - Manager / Senior Manager

Location - Ahmedabad, GIFT City
General ShiftNotice - upto 2month

Domain - Compliance & KYC Registration Agency

Role - Senior Manager - Minimum - 10+years of exp in KRA , IFSC, SEBI (Compliance) - Domestic exp only
ctc upto - 25lpa Manager - Minimum - 7+years of exp in KRA , IFSC, SEBI (Compliance) - Domestic exp only ctc upto - 15lpa

Key Responsibilities:

• Act as the designated Principal Officer as per IFSCA and KRA regulatory framework.
• Ensure overall compliance with IFSCA regulations, KYC norms, and data privacy standards.
• Supervise end-to-end KRA operations, including onboarding, data validation, record management, and periodic reviews.
• Liaise directly with IFSCA, FIU-IND, and other regulatory bodies as required.
• Ensure timely and accurate submission of regulatory filings, audit reports, and MIS.
• Lead the implementation of risk and control frameworks within operations.
• Monitor and resolve any escalated compliance or operational issues.
• Drive implementation of automation and technology solutions to enhance KRA efficiency.
• Coordinate with internal departments (IT, Legal, Risk, Audit) and external stakeholders (RIAs, AMCs, custodians).
• Keep abreast of evolving KYC regulations and industry best practices to ensure policy alignment.

Required Qualifications & Skills:

• Postgraduate degree in Law, Finance, Business Administration, or equivalent.
• Minimum 7-10 years of experience in financial services, with at least 35 years in a leadership role in compliance or KYC operations.
• Prior experience with KRA/CKYC/AML processes is mandatory.
• In-depth knowledge of IFSCA, SEBI, and FIU-IND regulations.
• Strong leadership, communication, and analytical skills.
• Proven experience in handling regulatory audits and inspections.
  

Interested Candidates contact HR Umme@ 8655884775 / Umme@careerguideline.com