Investigation

Hi,

Greetings!

Please find below details of the job opportunity at BSE Ltd, Mumbai.

• Perform daily BOD-EOD activities.
• Investigate abnormal activities, including manipulation, artificial trades, insider information, and social media rumors/news.
• Draft detailed investigation reports, analyzing trading activities and patterns in the equity derivatives, currency derivatives, and commodity derivatives segments.
• Comprehensive Review of KYC Processes- KYC includes Customer Identification Program (CIP), beneficial Ownership, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).
• Handling alerts such as price manipulation, anti-money laundering, suspicious transactions/ trades on exchange platforms.
• Analyse trading activities to identify irregularities and trends.
• Undertake various types of back testing and data analysis to support investigations .
• Attend and address complaints and queries and ensure to close within defined TAT.
• Identify areas for software and process improvements & update to senior officials.
• Undertake software Testing to identify bugs and functional gaps.
• Elementary knowledge or awareness of Capital, Financial, Commodity Markets and regulatory frameworks.

Required Skills:

• Possesses strong analytical and presentation skills, excellent verbal and written communication abilities, and proficient in MS Word, Excel, and PowerPoint.
• Knowledge on Machine Learning Websites such as Kaggle, GitHub, Coursera etc.
• Hands on experience for using additional software tools like Power BI, Tableau, Python, Macros, Data Analytics etc.
• Sound knowledge of applicable Rules / Regulations /Acts replated to capital market.
• Candidates having elementary knowledge of trading / surveillance in stocks markets (Equity & Derivatives) and/or Commodity markets and /or depository transactions and/or currency markets.
• Ability to work with active team engagement.

Note: Required years of experience for this profile 4 years to 14 years.

Regards,

Mahek shah

BSE Limited.